CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ABNER HERRMAN & BROCK LLC's Holding History (CIK: 0001038661)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 37,553 Value ($000) $5,118 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 39,706 Value ($000) $5,380 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 42,392 Value ($000) $5,387 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 54,231 Value ($000) $8,270 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 44,586 Value ($000) $6,049 Avg Close $126.53 Range $112.48 - $137.00

Q3 2014

Shares 2,667 Value ($000) $264 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 2,997 Value ($000) $326 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 2,897 Value ($000) $288 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 2,842 Value ($000) $252 Avg Close $62.67 Range $60.17 - $67.37

Q2 2013

Shares 5,258 Value ($000) $434 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	37,553	$5,118	$114.70	$103.20 - $125.83
Q1 2019	39,706	$5,380	$114.61	$103.38 - $123.15
Q4 2018	42,392	$5,387	$111.50	$96.19 - $135.93
Q3 2018	54,231	$8,270	$120.51	$110.40 - $134.53
Q2 2018	44,586	$6,049	$126.53	$112.48 - $137.00
Q3 2014	2,667	$264	$79.29	$73.57 - $83.32
Q2 2014	2,997	$326	$78.02	$73.19 - $81.73
Q1 2014	2,897	$288	$69.69	$63.53 - $74.44
Q4 2013	2,842	$252	$62.67	$60.17 - $67.37
Q2 2013	5,258	$434	$61.55	$57.61 - $65.73