CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Sculptor Capital LP's Holding History (CIK: 0001054587)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 77,543 Value ($000) $7,098 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 84,143 Value ($000) $8,333 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 36,243 Value ($000) $3,939 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 61,243 Value ($000) $6,086 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 209,883 Value ($000) $19,059 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 234,057 Value ($000) $19,520 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 146,601 Value ($000) $12,093 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	77,543	$7,098	$73.34	$66.42 - $80.82
Q3 2014	84,143	$8,333	$79.29	$73.57 - $83.32
Q2 2014	36,243	$3,939	$78.02	$73.19 - $81.73
Q1 2014	61,243	$6,086	$69.69	$63.53 - $74.44
Q4 2013	209,883	$19,059	$62.67	$60.17 - $67.37
Q3 2013	234,057	$19,520	$61.64	$58.99 - $64.50
Q2 2013	146,601	$12,093	$61.55	$57.61 - $65.73