CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NOMURA ASSET MANAGEMENT CO LTD's Holding History (CIK: 0001055964)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 313,622 Value ($000) $179,665 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 283,941 Value ($000) $135,482 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 340,368 Value ($000) $132,134 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 308,902 Value ($000) $101,876 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 302,950 Value ($000) $109,898 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 286,006 Value ($000) $111,863 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 266,595 Value ($000) $88,803 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 275,822 Value ($000) $101,069 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 269,814 Value ($000) $79,776 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 272,989 Value ($000) $74,526 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 265,204 Value ($000) $65,253 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 243,279 Value ($000) $55,672 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 236,532 Value ($000) $56,664 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 233,283 Value ($000) $38,277 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 333,360 Value ($000) $59,591 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 336,514 Value ($000) $74,982 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 337,917 Value ($000) $69,861 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 329,584 Value ($000) $63,270 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 305,110 Value ($000) $66,401 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 161,904 Value ($000) $37,541 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 164,520 Value ($000) $29,946 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 172,586 Value ($000) $25,741 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 175,929 Value ($000) $22,255 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 169,497 Value ($000) $19,668 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 273,362 Value ($000) $40,370 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 317,773 Value ($000) $40,138 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 420,180 Value ($000) $57,267 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 427,401 Value ($000) $57,909 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 431,393 Value ($000) $54,817 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 415,829 Value ($000) $63,409 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 305,531 Value ($000) $41,452 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 306,207 Value ($000) $45,129 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 114,965 Value ($000) $18,116 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 116,825 Value ($000) $14,570 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 105,625 Value ($000) $11,350 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 107,008 Value ($000) $9,927 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 108,977 Value ($000) $10,113 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 126,577 Value ($000) $11,236 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 118,017 Value ($000) $8,946 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 125,205 Value ($000) $9,583 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 106,008 Value ($000) $7,204 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 112,508 Value ($000) $7,354 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 108,380 Value ($000) $9,193 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 108,350 Value ($000) $8,671 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 103,840 Value ($000) $9,581 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 105,380 Value ($000) $10,415 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 109,580 Value ($000) $11,914 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 110,270 Value ($000) $10,964 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 98,620 Value ($000) $8,956 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 102,170 Value ($000) $8,518 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 140,194 Value ($000) $11,565 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	313,622	$179,665	$555.50	$469.79 - $627.50
Q3 2025	283,941	$135,482	$425.39	$381.75 - $483.95
Q2 2025	340,368	$132,134	$330.84	$264.29 - $386.62
Q1 2025	308,902	$101,876	$351.95	$315.09 - $404.98
Q4 2024	302,950	$109,898	$381.74	$351.93 - $412.27
Q3 2024	286,006	$111,863	$338.69	$301.40 - $389.91
Q2 2024	266,595	$88,803	$338.69	$308.78 - $372.10
Q1 2024	275,822	$101,069	$311.07	$268.51 - $357.70
Q4 2023	269,814	$79,776	$251.22	$216.95 - $290.10
Q3 2023	272,989	$74,526	$261.47	$229.25 - $283.47
Q2 2023	265,204	$65,253	$213.76	$195.84 - $240.81
Q1 2023	243,279	$55,672	$230.59	$201.84 - $253.98
Q4 2022	236,532	$56,664	$206.59	$156.72 - $232.83
Q3 2022	233,283	$38,277	$172.21	$151.58 - $189.11
Q2 2022	333,360	$59,591	$197.29	$164.98 - $221.91
Q1 2022	336,514	$74,982	$195.46	$167.60 - $214.37
Q4 2021	337,917	$69,861	$186.69	$173.30 - $200.95
Q3 2021	329,584	$63,270	$192.08	$172.62 - $206.58
Q2 2021	305,110	$66,401	$211.85	$188.71 - $226.53
Q1 2021	161,904	$37,541	$189.09	$163.90 - $217.37
Q4 2020	164,520	$29,946	$153.98	$129.92 - $167.14
Q3 2020	172,586	$25,741	$126.81	$112.24 - $141.22
Q2 2020	175,929	$22,255	$106.19	$89.90 - $125.54
Q1 2020	169,497	$19,668	$113.38	$77.78 - $132.89
Q4 2019	273,362	$40,370	$123.01	$102.69 - $131.46
Q3 2019	317,773	$40,138	$111.09	$97.87 - $122.22
Q2 2019	420,180	$57,267	$114.70	$103.20 - $125.83
Q1 2019	427,401	$57,909	$114.61	$103.38 - $123.15
Q4 2018	431,393	$54,817	$111.50	$96.19 - $135.93
Q3 2018	415,829	$63,409	$120.51	$110.40 - $134.53
Q2 2018	305,531	$41,452	$126.53	$112.48 - $137.00
Q1 2018	306,207	$45,129	$133.07	$120.49 - $146.01
Q4 2017	114,965	$18,116	$116.31	$103.45 - $133.20
Q3 2017	116,825	$14,570	$96.02	$87.71 - $104.79
Q2 2017	105,625	$11,350	$84.05	$74.79 - $89.64
Q1 2017	107,008	$9,927	$77.69	$74.24 - $81.74
Q4 2016	108,977	$10,113	$73.74	$65.47 - $79.39
Q3 2016	126,577	$11,236	$66.01	$58.78 - $71.89
Q2 2016	118,017	$8,946	$59.82	$55.25 - $64.10
Q1 2016	125,205	$9,583	$53.06	$44.66 - $61.22
Q4 2015	106,008	$7,204	$54.58	$48.84 - $59.43
Q3 2015	112,508	$7,354	$59.11	$48.76 - $65.71
Q2 2015	108,380	$9,193	$65.86	$60.39 - $68.73
Q1 2015	108,350	$8,671	$63.13	$59.48 - $69.69
Q4 2014	103,840	$9,581	$73.34	$66.42 - $80.82
Q3 2014	105,380	$10,415	$79.29	$73.57 - $83.32
Q2 2014	109,580	$11,914	$78.02	$73.19 - $81.73
Q1 2014	110,270	$10,964	$69.69	$63.53 - $74.44
Q4 2013	98,620	$8,956	$62.67	$60.17 - $67.37
Q3 2013	102,170	$8,518	$61.64	$58.99 - $64.50
Q2 2013	140,194	$11,565	$61.55	$57.61 - $65.73