CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

FEDERATED HERMES, INC.'s Holding History (CIK: 0001056288)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 3,029 Value ($000) $1,735 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 3,666 Value ($000) $1,749 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 5,233 Value ($000) $2,032 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 46,739 Value ($000) $15,415 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 47,898 Value ($000) $17,375 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 116,916 Value ($000) $45,728 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 123,947 Value ($000) $41,287 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 141,408 Value ($000) $51,816 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 175,426 Value ($000) $51,868 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 167,324 Value ($000) $45,679 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 149,635 Value ($000) $36,818 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 167,158 Value ($000) $38,252 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 149,233 Value ($000) $35,750 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 4,207 Value ($000) $691 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 3,628 Value ($000) $649 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 4,785 Value ($000) $1,066 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 7,580 Value ($000) $1,567 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 10,473 Value ($000) $2,011 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 15,254 Value ($000) $3,319 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 15,161 Value ($000) $3,516 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 14,967 Value ($000) $2,724 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 9,036 Value ($000) $1,348 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 9,323 Value ($000) $1,180 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 38,111 Value ($000) $4,422 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 88,534 Value ($000) $13,075 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 92,246 Value ($000) $11,651 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 160,620 Value ($000) $21,891 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 244,877 Value ($000) $33,179 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 278,866 Value ($000) $35,436 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 285,570 Value ($000) $43,547 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 292,784 Value ($000) $39,722 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 345,484 Value ($000) $50,917 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 408,328 Value ($000) $64,344 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 690,552 Value ($000) $86,119 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 617,258 Value ($000) $66,331 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 355,116 Value ($000) $32,941 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 357,857 Value ($000) $33,187 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 537,221 Value ($000) $47,689 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 565,651 Value ($000) $42,883 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 447,981 Value ($000) $34,288 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 296,718 Value ($000) $20,165 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 211,068 Value ($000) $13,795 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 152,547 Value ($000) $12,939 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 263,790 Value ($000) $21,111 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 318,847 Value ($000) $29,184 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 188,990 Value ($000) $18,716 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 175,413 Value ($000) $19,062 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 137,038 Value ($000) $13,618 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 170,993 Value ($000) $15,528 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 194,932 Value ($000) $16,251 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 116,708 Value ($000) $9,628 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	3,029	$1,735	$555.50	$469.79 - $627.50
Q3 2025	3,666	$1,749	$425.39	$381.75 - $483.95
Q2 2025	5,233	$2,032	$330.84	$264.29 - $386.62
Q1 2025	46,739	$15,415	$351.95	$315.09 - $404.98
Q4 2024	47,898	$17,375	$381.74	$351.93 - $412.27
Q3 2024	116,916	$45,728	$338.69	$301.40 - $389.91
Q2 2024	123,947	$41,287	$338.69	$308.78 - $372.10
Q1 2024	141,408	$51,816	$311.07	$268.51 - $357.70
Q4 2023	175,426	$51,868	$251.22	$216.95 - $290.10
Q3 2023	167,324	$45,679	$261.47	$229.25 - $283.47
Q2 2023	149,635	$36,818	$213.76	$195.84 - $240.81
Q1 2023	167,158	$38,252	$230.59	$201.84 - $253.98
Q4 2022	149,233	$35,750	$206.59	$156.72 - $232.83
Q3 2022	4,207	$691	$172.21	$151.58 - $189.11
Q2 2022	3,628	$649	$197.29	$164.98 - $221.91
Q1 2022	4,785	$1,066	$195.46	$167.60 - $214.37
Q4 2021	7,580	$1,567	$186.69	$173.30 - $200.95
Q3 2021	10,473	$2,011	$192.08	$172.62 - $206.58
Q2 2021	15,254	$3,319	$211.85	$188.71 - $226.53
Q1 2021	15,161	$3,516	$189.09	$163.90 - $217.37
Q4 2020	14,967	$2,724	$153.98	$129.92 - $167.14
Q3 2020	9,036	$1,348	$126.81	$112.24 - $141.22
Q2 2020	9,323	$1,180	$106.19	$89.90 - $125.54
Q1 2020	38,111	$4,422	$113.38	$77.78 - $132.89
Q4 2019	88,534	$13,075	$123.01	$102.69 - $131.46
Q3 2019	92,246	$11,651	$111.09	$97.87 - $122.22
Q2 2019	160,620	$21,891	$114.70	$103.20 - $125.83
Q1 2019	244,877	$33,179	$114.61	$103.38 - $123.15
Q4 2018	278,866	$35,436	$111.50	$96.19 - $135.93
Q3 2018	285,570	$43,547	$120.51	$110.40 - $134.53
Q2 2018	292,784	$39,722	$126.53	$112.48 - $137.00
Q1 2018	345,484	$50,917	$133.07	$120.49 - $146.01
Q4 2017	408,328	$64,344	$116.31	$103.45 - $133.20
Q3 2017	690,552	$86,119	$96.02	$87.71 - $104.79
Q2 2017	617,258	$66,331	$84.05	$74.79 - $89.64
Q1 2017	355,116	$32,941	$77.69	$74.24 - $81.74
Q4 2016	357,857	$33,187	$73.74	$65.47 - $79.39
Q3 2016	537,221	$47,689	$66.01	$58.78 - $71.89
Q2 2016	565,651	$42,883	$59.82	$55.25 - $64.10
Q1 2016	447,981	$34,288	$53.06	$44.66 - $61.22
Q4 2015	296,718	$20,165	$54.58	$48.84 - $59.43
Q3 2015	211,068	$13,795	$59.11	$48.76 - $65.71
Q2 2015	152,547	$12,939	$65.86	$60.39 - $68.73
Q1 2015	263,790	$21,111	$63.13	$59.48 - $69.69
Q4 2014	318,847	$29,184	$73.34	$66.42 - $80.82
Q3 2014	188,990	$18,716	$79.29	$73.57 - $83.32
Q2 2014	175,413	$19,062	$78.02	$73.19 - $81.73
Q1 2014	137,038	$13,618	$69.69	$63.53 - $74.44
Q4 2013	170,993	$15,528	$62.67	$60.17 - $67.37
Q3 2013	194,932	$16,251	$61.64	$58.99 - $64.50
Q2 2013	116,708	$9,628	$61.55	$57.61 - $65.73