CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HORIZON KINETICS ASSET MANAGEMENT LLC's Holding History (CIK: 0001056823)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 4,617 Value ($000) $2,645 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,182 Value ($000) $2,473 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 7,729 Value ($000) $3,000 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 7,918 Value ($000) $2,611 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 7,943 Value ($000) $2,881 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 8,216 Value ($000) $3,213 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 6,473 Value ($000) $2,156 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 6,673 Value ($000) $2,445 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 6,959 Value ($000) $2,058 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 6,999 Value ($000) $1,911 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 6,598 Value ($000) $1,623 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 6,500 Value ($000) $1,487 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 7,038 Value ($000) $1,686 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 7,408 Value ($000) $1,216 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 6,868 Value ($000) $1,228 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 6,793 Value ($000) $1,514 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 6,618 Value ($000) $1,368 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 6,593 Value ($000) $1,266 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 6,933 Value ($000) $1,509 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 7,888 Value ($000) $1,829 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 11,033 Value ($000) $2,008 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 7,847 Value ($000) $1,170 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 6,977 Value ($000) $883 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 8,727 Value ($000) $1,013 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 9,488 Value ($000) $1,401 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 9,581 Value ($000) $1,210 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 10,901 Value ($000) $1,486 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 11,176 Value ($000) $1,514 Avg Close $114.61 Range $103.38 - $123.15

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	4,617	$2,645	$555.50	$469.79 - $627.50
Q3 2025	5,182	$2,473	$425.39	$381.75 - $483.95
Q2 2025	7,729	$3,000	$330.84	$264.29 - $386.62
Q1 2025	7,918	$2,611	$351.95	$315.09 - $404.98
Q4 2024	7,943	$2,881	$381.74	$351.93 - $412.27
Q3 2024	8,216	$3,213	$338.69	$301.40 - $389.91
Q2 2024	6,473	$2,156	$338.69	$308.78 - $372.10
Q1 2024	6,673	$2,445	$311.07	$268.51 - $357.70
Q4 2023	6,959	$2,058	$251.22	$216.95 - $290.10
Q3 2023	6,999	$1,911	$261.47	$229.25 - $283.47
Q2 2023	6,598	$1,623	$213.76	$195.84 - $240.81
Q1 2023	6,500	$1,487	$230.59	$201.84 - $253.98
Q4 2022	7,038	$1,686	$206.59	$156.72 - $232.83
Q3 2022	7,408	$1,216	$172.21	$151.58 - $189.11
Q2 2022	6,868	$1,228	$197.29	$164.98 - $221.91
Q1 2022	6,793	$1,514	$195.46	$167.60 - $214.37
Q4 2021	6,618	$1,368	$186.69	$173.30 - $200.95
Q3 2021	6,593	$1,266	$192.08	$172.62 - $206.58
Q2 2021	6,933	$1,509	$211.85	$188.71 - $226.53
Q1 2021	7,888	$1,829	$189.09	$163.90 - $217.37
Q4 2020	11,033	$2,008	$153.98	$129.92 - $167.14
Q3 2020	7,847	$1,170	$126.81	$112.24 - $141.22
Q2 2020	6,977	$883	$106.19	$89.90 - $125.54
Q1 2020	8,727	$1,013	$113.38	$77.78 - $132.89
Q4 2019	9,488	$1,401	$123.01	$102.69 - $131.46
Q3 2019	9,581	$1,210	$111.09	$97.87 - $122.22
Q2 2019	10,901	$1,486	$114.70	$103.20 - $125.83
Q1 2019	11,176	$1,514	$114.61	$103.38 - $123.15