CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Voya Investment Management LLC's Holding History (CIK: 0001068837)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,426,384 Value ($000) $817,133 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 1,777,589 Value ($000) $848,177 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 1,298,617 Value ($000) $504,136 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 300,786 Value ($000) $99,199 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 297,714 Value ($000) $107,999 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 761,690 Value ($000) $297,912 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 277,590 Value ($000) $92,465 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 529,467 Value ($000) $194,013 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 776,975 Value ($000) $229,728 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 325,986 Value ($000) $88,994 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 1,415,091 Value ($000) $348,183 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 283,949 Value ($000) $64,979 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 979,697 Value ($000) $234,696 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 253,983 Value ($000) $41,674 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 252,688 Value ($000) $45,170 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 260,715 Value ($000) $58,092 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 271,365 Value ($000) $56,102 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 245,445 Value ($000) $47,118 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 244,069 Value ($000) $53,116 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 240,897 Value ($000) $55,857 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 249,937 Value ($000) $45,494 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 268,314 Value ($000) $40,019 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 280,164 Value ($000) $35,441 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 287,100 Value ($000) $33,315 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 292,722 Value ($000) $43,229 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 273,351 Value ($000) $34,527 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 274,111 Value ($000) $37,359 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 273,937 Value ($000) $37,115 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 281,779 Value ($000) $35,805 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 282,603 Value ($000) $43,094 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 293,726 Value ($000) $39,849 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 282,350 Value ($000) $41,613 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 283,661 Value ($000) $44,700 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 306,723 Value ($000) $38,251 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 325,740 Value ($000) $35,004 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 320,870 Value ($000) $29,764 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 312,054 Value ($000) $28,940 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 310,375 Value ($000) $27,552 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 326,948 Value ($000) $24,786 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 334,469 Value ($000) $25,600 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 352,941 Value ($000) $23,986 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 361,284 Value ($000) $23,613 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 320,942 Value ($000) $27,222 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 328,759 Value ($000) $26,311 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 406,012 Value ($000) $37,163 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 2,137,862 Value ($000) $211,712 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,775,157 Value ($000) $192,906 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 300,808 Value ($000) $29,892 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 301,816 Value ($000) $27,407 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 299,897 Value ($000) $25,002 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 321,913 Value ($000) $26,555 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,426,384	$817,133	$555.50	$469.79 - $627.50
Q3 2025	1,777,589	$848,177	$425.39	$381.75 - $483.95
Q2 2025	1,298,617	$504,136	$330.84	$264.29 - $386.62
Q1 2025	300,786	$99,199	$351.95	$315.09 - $404.98
Q4 2024	297,714	$107,999	$381.74	$351.93 - $412.27
Q3 2024	761,690	$297,912	$338.69	$301.40 - $389.91
Q2 2024	277,590	$92,465	$338.69	$308.78 - $372.10
Q1 2024	529,467	$194,013	$311.07	$268.51 - $357.70
Q4 2023	776,975	$229,728	$251.22	$216.95 - $290.10
Q3 2023	325,986	$88,994	$261.47	$229.25 - $283.47
Q2 2023	1,415,091	$348,183	$213.76	$195.84 - $240.81
Q1 2023	283,949	$64,979	$230.59	$201.84 - $253.98
Q4 2022	979,697	$234,696	$206.59	$156.72 - $232.83
Q3 2022	253,983	$41,674	$172.21	$151.58 - $189.11
Q2 2022	252,688	$45,170	$197.29	$164.98 - $221.91
Q1 2022	260,715	$58,092	$195.46	$167.60 - $214.37
Q4 2021	271,365	$56,102	$186.69	$173.30 - $200.95
Q3 2021	245,445	$47,118	$192.08	$172.62 - $206.58
Q2 2021	244,069	$53,116	$211.85	$188.71 - $226.53
Q1 2021	240,897	$55,857	$189.09	$163.90 - $217.37
Q4 2020	249,937	$45,494	$153.98	$129.92 - $167.14
Q3 2020	268,314	$40,019	$126.81	$112.24 - $141.22
Q2 2020	280,164	$35,441	$106.19	$89.90 - $125.54
Q1 2020	287,100	$33,315	$113.38	$77.78 - $132.89
Q4 2019	292,722	$43,229	$123.01	$102.69 - $131.46
Q3 2019	273,351	$34,527	$111.09	$97.87 - $122.22
Q2 2019	274,111	$37,359	$114.70	$103.20 - $125.83
Q1 2019	273,937	$37,115	$114.61	$103.38 - $123.15
Q4 2018	281,779	$35,805	$111.50	$96.19 - $135.93
Q3 2018	282,603	$43,094	$120.51	$110.40 - $134.53
Q2 2018	293,726	$39,849	$126.53	$112.48 - $137.00
Q1 2018	282,350	$41,613	$133.07	$120.49 - $146.01
Q4 2017	283,661	$44,700	$116.31	$103.45 - $133.20
Q3 2017	306,723	$38,251	$96.02	$87.71 - $104.79
Q2 2017	325,740	$35,004	$84.05	$74.79 - $89.64
Q1 2017	320,870	$29,764	$77.69	$74.24 - $81.74
Q4 2016	312,054	$28,940	$73.74	$65.47 - $79.39
Q3 2016	310,375	$27,552	$66.01	$58.78 - $71.89
Q2 2016	326,948	$24,786	$59.82	$55.25 - $64.10
Q1 2016	334,469	$25,600	$53.06	$44.66 - $61.22
Q4 2015	352,941	$23,986	$54.58	$48.84 - $59.43
Q3 2015	361,284	$23,613	$59.11	$48.76 - $65.71
Q2 2015	320,942	$27,222	$65.86	$60.39 - $68.73
Q1 2015	328,759	$26,311	$63.13	$59.48 - $69.69
Q4 2014	406,012	$37,163	$73.34	$66.42 - $80.82
Q3 2014	2,137,862	$211,712	$79.29	$73.57 - $83.32
Q2 2014	1,775,157	$192,906	$78.02	$73.19 - $81.73
Q1 2014	300,808	$29,892	$69.69	$63.53 - $74.44
Q4 2013	301,816	$27,407	$62.67	$60.17 - $67.37
Q3 2013	299,897	$25,002	$61.64	$58.99 - $64.50
Q2 2013	321,913	$26,555	$61.55	$57.61 - $65.73