CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Asset Management One Co., Ltd.'s Holding History (CIK: 0001068855)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 289,298 Value ($000) $167,370 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 290,625 Value ($000) $138,672 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 292,154 Value ($000) $113,417 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 318,875 Value ($000) $105,165 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 310,604 Value ($000) $113,327 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 313,159 Value ($000) $122,483 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 315,490 Value ($000) $105,090 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 320,515 Value ($000) $117,446 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 326,391 Value ($000) $96,898 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 304,653 Value ($000) $83,170 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 297,039 Value ($000) $73,086 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 299,611 Value ($000) $68,563 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 292,731 Value ($000) $70,308 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 296,286 Value ($000) $48,614 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 296,207 Value ($000) $52,949 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 297,247 Value ($000) $66,232 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 308,314 Value ($000) $63,916 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 307,056 Value ($000) $58,945 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 320,357 Value ($000) $69,719 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 320,309 Value ($000) $74,270 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 320,892 Value ($000) $56,740 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 324,137 Value ($000) $48,348 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 338,935 Value ($000) $42,875 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 339,963 Value ($000) $39,447 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 328,182 Value ($000) $48,466 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 336,698 Value ($000) $42,530 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 334,277 Value ($000) $45,560 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 313,666 Value ($000) $42,499 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 998,723 Value ($000) $126,861 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,009,065 Value ($000) $153,870 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 984,502 Value ($000) $133,599 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 976,260 Value ($000) $143,881 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 979,985 Value ($000) $154,510 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 985,363 Value ($000) $122,937 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 973,437 Value ($000) $104,429 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 955,348 Value ($000) $88,650 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 1,019,222 Value ($000) $94,566 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 59,536 Value ($000) $5,221 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 59,715 Value ($000) $4,450 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 56,402 Value ($000) $4,315 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 55,111 Value ($000) $3,800 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 53,557 Value ($000) $3,453 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 54,217 Value ($000) $4,619 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 67,077 Value ($000) $5,443 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 76,782 Value ($000) $7,173 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 86,017 Value ($000) $8,579 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 94,614 Value ($000) $10,291 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 100,596 Value ($000) $9,997 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 105,938 Value ($000) $9,625 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 119,421 Value ($000) $10,001 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 107,584 Value ($000) $8,925 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	289,298	$167,370	$555.50	$469.79 - $627.50
Q3 2025	290,625	$138,672	$425.39	$381.75 - $483.95
Q2 2025	292,154	$113,417	$330.84	$264.29 - $386.62
Q1 2025	318,875	$105,165	$351.95	$315.09 - $404.98
Q4 2024	310,604	$113,327	$381.74	$351.93 - $412.27
Q3 2024	313,159	$122,483	$338.69	$301.40 - $389.91
Q2 2024	315,490	$105,090	$338.69	$308.78 - $372.10
Q1 2024	320,515	$117,446	$311.07	$268.51 - $357.70
Q4 2023	326,391	$96,898	$251.22	$216.95 - $290.10
Q3 2023	304,653	$83,170	$261.47	$229.25 - $283.47
Q2 2023	297,039	$73,086	$213.76	$195.84 - $240.81
Q1 2023	299,611	$68,563	$230.59	$201.84 - $253.98
Q4 2022	292,731	$70,308	$206.59	$156.72 - $232.83
Q3 2022	296,286	$48,614	$172.21	$151.58 - $189.11
Q2 2022	296,207	$52,949	$197.29	$164.98 - $221.91
Q1 2022	297,247	$66,232	$195.46	$167.60 - $214.37
Q4 2021	308,314	$63,916	$186.69	$173.30 - $200.95
Q3 2021	307,056	$58,945	$192.08	$172.62 - $206.58
Q2 2021	320,357	$69,719	$211.85	$188.71 - $226.53
Q1 2021	320,309	$74,270	$189.09	$163.90 - $217.37
Q4 2020	320,892	$56,740	$153.98	$129.92 - $167.14
Q3 2020	324,137	$48,348	$126.81	$112.24 - $141.22
Q2 2020	338,935	$42,875	$106.19	$89.90 - $125.54
Q1 2020	339,963	$39,447	$113.38	$77.78 - $132.89
Q4 2019	328,182	$48,466	$123.01	$102.69 - $131.46
Q3 2019	336,698	$42,530	$111.09	$97.87 - $122.22
Q2 2019	334,277	$45,560	$114.70	$103.20 - $125.83
Q1 2019	313,666	$42,499	$114.61	$103.38 - $123.15
Q4 2018	998,723	$126,861	$111.50	$96.19 - $135.93
Q3 2018	1,009,065	$153,870	$120.51	$110.40 - $134.53
Q2 2018	984,502	$133,599	$126.53	$112.48 - $137.00
Q1 2018	976,260	$143,881	$133.07	$120.49 - $146.01
Q4 2017	979,985	$154,510	$116.31	$103.45 - $133.20
Q3 2017	985,363	$122,937	$96.02	$87.71 - $104.79
Q2 2017	973,437	$104,429	$84.05	$74.79 - $89.64
Q1 2017	955,348	$88,650	$77.69	$74.24 - $81.74
Q4 2016	1,019,222	$94,566	$73.74	$65.47 - $79.39
Q3 2016	59,536	$5,221	$66.01	$58.78 - $71.89
Q2 2016	59,715	$4,450	$59.82	$55.25 - $64.10
Q1 2016	56,402	$4,315	$53.06	$44.66 - $61.22
Q4 2015	55,111	$3,800	$54.58	$48.84 - $59.43
Q3 2015	53,557	$3,453	$59.11	$48.76 - $65.71
Q2 2015	54,217	$4,619	$65.86	$60.39 - $68.73
Q1 2015	67,077	$5,443	$63.13	$59.48 - $69.69
Q4 2014	76,782	$7,173	$73.34	$66.42 - $80.82
Q3 2014	86,017	$8,579	$79.29	$73.57 - $83.32
Q2 2014	94,614	$10,291	$78.02	$73.19 - $81.73
Q1 2014	100,596	$9,997	$69.69	$63.53 - $74.44
Q4 2013	105,938	$9,625	$62.67	$60.17 - $67.37
Q3 2013	119,421	$10,001	$61.64	$58.99 - $64.50
Q2 2013	107,584	$8,925	$61.55	$57.61 - $65.73