CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

GREAT LAKES ADVISORS, LLC's Holding History (CIK: 0001078013)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 14,940 Value ($000) $8,559 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 15,122 Value ($000) $7,216 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 41,321 Value ($000) $13,849 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 293,456 Value ($000) $96,781 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 300,906 Value ($000) $109,156 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 293,746 Value ($000) $114,890 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 299,298 Value ($000) $99,696 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 320,471 Value ($000) $117,430 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 345,185 Value ($000) $102,061 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 443,570 Value ($000) $121,095 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 334,676 Value ($000) $82,347 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 359,698 Value ($000) $82,314 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 75,849 Value ($000) $1,817 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 49,428 Value ($000) $8,110 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 43,575 Value ($000) $7,790 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 24,511 Value ($000) $5,461 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 18,424 Value ($000) $3,809 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 18,577 Value ($000) $3,566 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 18,897 Value ($000) $4,112 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 18,682 Value ($000) $4,332 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 15,835 Value ($000) $2,882 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 11,067 Value ($000) $1,651 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 11,161 Value ($000) $1,412 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 3,469 Value ($000) $403 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 3,469 Value ($000) $512 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 4,488 Value ($000) $567 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 10,083 Value ($000) $1,374 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 10,020 Value ($000) $1,357 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 10,016 Value ($000) $1,273 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 16,921 Value ($000) $2,580 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 10,216 Value ($000) $1,386 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,050 Value ($000) $892 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 5,956 Value ($000) $939 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 5,887 Value ($000) $734 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 6,458 Value ($000) $694 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 6,407 Value ($000) $594 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 32,754 Value ($000) $3,037 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 34,320 Value ($000) $3,046 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 593,835 Value ($000) $45,019 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 623,894 Value ($000) $47,752 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 638,516 Value ($000) $43,395 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 672,528 Value ($000) $44,769 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 608,807 Value ($000) $51,639 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 603,192 Value ($000) $48,273 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 571,239 Value ($000) $52,285 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 574,139 Value ($000) $56,854 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 570,277 Value ($000) $61,973 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 550,490 Value ($000) $54,703 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 538,939 Value ($000) $48,942 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 549,551 Value ($000) $45,833 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 527,579 Value ($000) $43,520 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	14,940	$8,559	$555.50	$469.79 - $627.50
Q3 2025	15,122	$7,216	$425.39	$381.75 - $483.95
Q2 2025	41,321	$13,849	$330.84	$264.29 - $386.62
Q1 2025	293,456	$96,781	$351.95	$315.09 - $404.98
Q4 2024	300,906	$109,156	$381.74	$351.93 - $412.27
Q3 2024	293,746	$114,890	$338.69	$301.40 - $389.91
Q2 2024	299,298	$99,696	$338.69	$308.78 - $372.10
Q1 2024	320,471	$117,430	$311.07	$268.51 - $357.70
Q4 2023	345,185	$102,061	$251.22	$216.95 - $290.10
Q3 2023	443,570	$121,095	$261.47	$229.25 - $283.47
Q2 2023	334,676	$82,347	$213.76	$195.84 - $240.81
Q1 2023	359,698	$82,314	$230.59	$201.84 - $253.98
Q4 2022	75,849	$1,817	$206.59	$156.72 - $232.83
Q3 2022	49,428	$8,110	$172.21	$151.58 - $189.11
Q2 2022	43,575	$7,790	$197.29	$164.98 - $221.91
Q1 2022	24,511	$5,461	$195.46	$167.60 - $214.37
Q4 2021	18,424	$3,809	$186.69	$173.30 - $200.95
Q3 2021	18,577	$3,566	$192.08	$172.62 - $206.58
Q2 2021	18,897	$4,112	$211.85	$188.71 - $226.53
Q1 2021	18,682	$4,332	$189.09	$163.90 - $217.37
Q4 2020	15,835	$2,882	$153.98	$129.92 - $167.14
Q3 2020	11,067	$1,651	$126.81	$112.24 - $141.22
Q2 2020	11,161	$1,412	$106.19	$89.90 - $125.54
Q1 2020	3,469	$403	$113.38	$77.78 - $132.89
Q4 2019	3,469	$512	$123.01	$102.69 - $131.46
Q3 2019	4,488	$567	$111.09	$97.87 - $122.22
Q2 2019	10,083	$1,374	$114.70	$103.20 - $125.83
Q1 2019	10,020	$1,357	$114.61	$103.38 - $123.15
Q4 2018	10,016	$1,273	$111.50	$96.19 - $135.93
Q3 2018	16,921	$2,580	$120.51	$110.40 - $134.53
Q2 2018	10,216	$1,386	$126.53	$112.48 - $137.00
Q1 2018	6,050	$892	$133.07	$120.49 - $146.01
Q4 2017	5,956	$939	$116.31	$103.45 - $133.20
Q3 2017	5,887	$734	$96.02	$87.71 - $104.79
Q2 2017	6,458	$694	$84.05	$74.79 - $89.64
Q1 2017	6,407	$594	$77.69	$74.24 - $81.74
Q4 2016	32,754	$3,037	$73.74	$65.47 - $79.39
Q3 2016	34,320	$3,046	$66.01	$58.78 - $71.89
Q2 2016	593,835	$45,019	$59.82	$55.25 - $64.10
Q1 2016	623,894	$47,752	$53.06	$44.66 - $61.22
Q4 2015	638,516	$43,395	$54.58	$48.84 - $59.43
Q3 2015	672,528	$44,769	$59.11	$48.76 - $65.71
Q2 2015	608,807	$51,639	$65.86	$60.39 - $68.73
Q1 2015	603,192	$48,273	$63.13	$59.48 - $69.69
Q4 2014	571,239	$52,285	$73.34	$66.42 - $80.82
Q3 2014	574,139	$56,854	$79.29	$73.57 - $83.32
Q2 2014	570,277	$61,973	$78.02	$73.19 - $81.73
Q1 2014	550,490	$54,703	$69.69	$63.53 - $74.44
Q4 2013	538,939	$48,942	$62.67	$60.17 - $67.37
Q3 2013	549,551	$45,833	$61.64	$58.99 - $64.50
Q2 2013	527,579	$43,520	$61.55	$57.61 - $65.73