CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 82,322 Value ($000) $47,160 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 83,978 Value ($000) $40,070 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 82,627 Value ($000) $32,077 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 80,856 Value ($000) $26,667 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 78,423 Value ($000) $28,449 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 78,233 Value ($000) $30,599 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 80,490 Value ($000) $26,811 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 80,777 Value ($000) $29,599 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 75,130 Value ($000) $22,214 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 72,136 Value ($000) $19,693 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 73,320 Value ($000) $18,040 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 71,561 Value ($000) $16,371 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 56,141 Value ($000) $13,450 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 56,879 Value ($000) $9,335 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 54,817 Value ($000) $9,799 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 53,947 Value ($000) $12,021 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 55,468 Value ($000) $11,467 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 54,895 Value ($000) $10,538 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 55,298 Value ($000) $12,035 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 53,263 Value ($000) $12,350 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 51,192 Value ($000) $9,316 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 57,650 Value ($000) $8,599 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 50,887 Value ($000) $6,437 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 50,252 Value ($000) $5,826 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 48,023 Value ($000) $7,092 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 59,515 Value ($000) $7,517 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 58,595 Value ($000) $7,986 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 55,672 Value ($000) $7,440 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 44,968 Value ($000) $5,714 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 42,555 Value ($000) $6,489 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 43,149 Value ($000) $5,854 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 41,570 Value ($000) $6,127 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 42,020 Value ($000) $6,622 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 41,869 Value ($000) $5,221 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 43,062 Value ($000) $4,627 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 45,657 Value ($000) $4,235 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 46,696 Value ($000) $4,329 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 53,489 Value ($000) $4,747 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 39,161 Value ($000) $2,967 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 81,973 Value ($000) $6,273 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 78,274 Value ($000) $5,319 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 81,440 Value ($000) $5,322 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 92,447 Value ($000) $7,840 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 90,531 Value ($000) $7,244 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 90,536 Value ($000) $8,284 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 93,998 Value ($000) $9,306 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 95,487 Value ($000) $10,372 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 118,276 Value ($000) $11,749 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 113,192 Value ($000) $10,274 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 85,432 Value ($000) $7,122 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 85,288 Value ($000) $7,032 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	82,322	$47,160	$555.50	$469.79 - $627.50
Q3 2025	83,978	$40,070	$425.39	$381.75 - $483.95
Q2 2025	82,627	$32,077	$330.84	$264.29 - $386.62
Q1 2025	80,856	$26,667	$351.95	$315.09 - $404.98
Q4 2024	78,423	$28,449	$381.74	$351.93 - $412.27
Q3 2024	78,233	$30,599	$338.69	$301.40 - $389.91
Q2 2024	80,490	$26,811	$338.69	$308.78 - $372.10
Q1 2024	80,777	$29,599	$311.07	$268.51 - $357.70
Q4 2023	75,130	$22,214	$251.22	$216.95 - $290.10
Q3 2023	72,136	$19,693	$261.47	$229.25 - $283.47
Q2 2023	73,320	$18,040	$213.76	$195.84 - $240.81
Q1 2023	71,561	$16,371	$230.59	$201.84 - $253.98
Q4 2022	56,141	$13,450	$206.59	$156.72 - $232.83
Q3 2022	56,879	$9,335	$172.21	$151.58 - $189.11
Q2 2022	54,817	$9,799	$197.29	$164.98 - $221.91
Q1 2022	53,947	$12,021	$195.46	$167.60 - $214.37
Q4 2021	55,468	$11,467	$186.69	$173.30 - $200.95
Q3 2021	54,895	$10,538	$192.08	$172.62 - $206.58
Q2 2021	55,298	$12,035	$211.85	$188.71 - $226.53
Q1 2021	53,263	$12,350	$189.09	$163.90 - $217.37
Q4 2020	51,192	$9,316	$153.98	$129.92 - $167.14
Q3 2020	57,650	$8,599	$126.81	$112.24 - $141.22
Q2 2020	50,887	$6,437	$106.19	$89.90 - $125.54
Q1 2020	50,252	$5,826	$113.38	$77.78 - $132.89
Q4 2019	48,023	$7,092	$123.01	$102.69 - $131.46
Q3 2019	59,515	$7,517	$111.09	$97.87 - $122.22
Q2 2019	58,595	$7,986	$114.70	$103.20 - $125.83
Q1 2019	55,672	$7,440	$114.61	$103.38 - $123.15
Q4 2018	44,968	$5,714	$111.50	$96.19 - $135.93
Q3 2018	42,555	$6,489	$120.51	$110.40 - $134.53
Q2 2018	43,149	$5,854	$126.53	$112.48 - $137.00
Q1 2018	41,570	$6,127	$133.07	$120.49 - $146.01
Q4 2017	42,020	$6,622	$116.31	$103.45 - $133.20
Q3 2017	41,869	$5,221	$96.02	$87.71 - $104.79
Q2 2017	43,062	$4,627	$84.05	$74.79 - $89.64
Q1 2017	45,657	$4,235	$77.69	$74.24 - $81.74
Q4 2016	46,696	$4,329	$73.74	$65.47 - $79.39
Q3 2016	53,489	$4,747	$66.01	$58.78 - $71.89
Q2 2016	39,161	$2,967	$59.82	$55.25 - $64.10
Q1 2016	81,973	$6,273	$53.06	$44.66 - $61.22
Q4 2015	78,274	$5,319	$54.58	$48.84 - $59.43
Q3 2015	81,440	$5,322	$59.11	$48.76 - $65.71
Q2 2015	92,447	$7,840	$65.86	$60.39 - $68.73
Q1 2015	90,531	$7,244	$63.13	$59.48 - $69.69
Q4 2014	90,536	$8,284	$73.34	$66.42 - $80.82
Q3 2014	93,998	$9,306	$79.29	$73.57 - $83.32
Q2 2014	95,487	$10,372	$78.02	$73.19 - $81.73
Q1 2014	118,276	$11,749	$69.69	$63.53 - $74.44
Q4 2013	113,192	$10,274	$62.67	$60.17 - $67.37
Q3 2013	85,432	$7,122	$61.64	$58.99 - $64.50
Q2 2013	85,288	$7,032	$61.55	$57.61 - $65.73