CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ZACKS INVESTMENT MANAGEMENT's Holding History (CIK: 0001086483)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 421,914 Value ($000) $241,702 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 422,182 Value ($000) $201,444 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 424,071 Value ($000) $164,629 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 421,139 Value ($000) $138,892 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 416,326 Value ($000) $151,026 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 449,078 Value ($000) $175,643 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 439,809 Value ($000) $146,501 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 521,038 Value ($000) $190,924 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 500,890 Value ($000) $148,098 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 522,458 Value ($000) $142,631 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 519,416 Value ($000) $127,802 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 509,681 Value ($000) $116,635 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 493,790 Value ($000) $118,292 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 455,605 Value ($000) $74,756 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 448,625 Value ($000) $80,197 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 422,383 Value ($000) $94,116 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 399,416 Value ($000) $82,575 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 393,128 Value ($000) $75,469 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 382,023 Value ($000) $83,140 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 364,224 Value ($000) $84,453 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 398,295 Value ($000) $72,498 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 407,838 Value ($000) $60,829 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 393,169 Value ($000) $49,736 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 406,303 Value ($000) $47,147 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 406,808 Value ($000) $60,078 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 402,876 Value ($000) $50,887 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 86,852 Value ($000) $11,837 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 86,531 Value ($000) $11,724 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 84,701 Value ($000) $10,763 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 87,845 Value ($000) $13,395 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 87,963 Value ($000) $11,934 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 78,045 Value ($000) $11,502 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 77,925 Value ($000) $12,280 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 76,191 Value ($000) $9,502 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 77,413 Value ($000) $8,319 Avg Close $84.05 Range $74.79 - $89.64

Q2 2015

Shares 7,153 Value ($000) $607 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 6,709 Value ($000) $537 Avg Close $63.13 Range $59.48 - $69.69

Q2 2014

Shares 6,227 Value ($000) $677 Avg Close $78.02 Range $73.19 - $81.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	421,914	$241,702	$555.50	$469.79 - $627.50
Q3 2025	422,182	$201,444	$425.39	$381.75 - $483.95
Q2 2025	424,071	$164,629	$330.84	$264.29 - $386.62
Q1 2025	421,139	$138,892	$351.95	$315.09 - $404.98
Q4 2024	416,326	$151,026	$381.74	$351.93 - $412.27
Q3 2024	449,078	$175,643	$338.69	$301.40 - $389.91
Q2 2024	439,809	$146,501	$338.69	$308.78 - $372.10
Q1 2024	521,038	$190,924	$311.07	$268.51 - $357.70
Q4 2023	500,890	$148,098	$251.22	$216.95 - $290.10
Q3 2023	522,458	$142,631	$261.47	$229.25 - $283.47
Q2 2023	519,416	$127,802	$213.76	$195.84 - $240.81
Q1 2023	509,681	$116,635	$230.59	$201.84 - $253.98
Q4 2022	493,790	$118,292	$206.59	$156.72 - $232.83
Q3 2022	455,605	$74,756	$172.21	$151.58 - $189.11
Q2 2022	448,625	$80,197	$197.29	$164.98 - $221.91
Q1 2022	422,383	$94,116	$195.46	$167.60 - $214.37
Q4 2021	399,416	$82,575	$186.69	$173.30 - $200.95
Q3 2021	393,128	$75,469	$192.08	$172.62 - $206.58
Q2 2021	382,023	$83,140	$211.85	$188.71 - $226.53
Q1 2021	364,224	$84,453	$189.09	$163.90 - $217.37
Q4 2020	398,295	$72,498	$153.98	$129.92 - $167.14
Q3 2020	407,838	$60,829	$126.81	$112.24 - $141.22
Q2 2020	393,169	$49,736	$106.19	$89.90 - $125.54
Q1 2020	406,303	$47,147	$113.38	$77.78 - $132.89
Q4 2019	406,808	$60,078	$123.01	$102.69 - $131.46
Q3 2019	402,876	$50,887	$111.09	$97.87 - $122.22
Q2 2019	86,852	$11,837	$114.70	$103.20 - $125.83
Q1 2019	86,531	$11,724	$114.61	$103.38 - $123.15
Q4 2018	84,701	$10,763	$111.50	$96.19 - $135.93
Q3 2018	87,845	$13,395	$120.51	$110.40 - $134.53
Q2 2018	87,963	$11,934	$126.53	$112.48 - $137.00
Q1 2018	78,045	$11,502	$133.07	$120.49 - $146.01
Q4 2017	77,925	$12,280	$116.31	$103.45 - $133.20
Q3 2017	76,191	$9,502	$96.02	$87.71 - $104.79
Q2 2017	77,413	$8,319	$84.05	$74.79 - $89.64
Q2 2015	7,153	$607	$65.86	$60.39 - $68.73
Q1 2015	6,709	$537	$63.13	$59.48 - $69.69
Q2 2014	6,227	$677	$78.02	$73.19 - $81.73