CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

FIRST FOUNDATION ADVISORS's Holding History (CIK: 0001086763)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 3,608 Value ($000) $2,067 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 3,495 Value ($000) $1,668 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 3,473 Value ($000) $1,348 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 2,267 Value ($000) $748 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 2,499 Value ($000) $907 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 2,984 Value ($000) $1,167 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 3,100 Value ($000) $1,033 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 3,861 Value ($000) $1,415 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 3,684 Value ($000) $1,089 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 4,674 Value ($000) $1,276 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 5,101 Value ($000) $1,255 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 4,820 Value ($000) $1,103 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 5,185 Value ($000) $1,242 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 5,231 Value ($000) $858 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 5,129 Value ($000) $917 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 5,592 Value ($000) $1,246 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 6,193 Value ($000) $1,280 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 6,180 Value ($000) $1,186 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 5,306 Value ($000) $1,155 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,844 Value ($000) $1,123 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 6,006 Value ($000) $1,093 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 5,822 Value ($000) $868 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,129 Value ($000) $269 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 2,605 Value ($000) $302 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 1,753 Value ($000) $259 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 3,144 Value ($000) $397 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 4,706 Value ($000) $641 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 4,500 Value ($000) $610 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,052 Value ($000) $515 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 3,468 Value ($000) $529 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 3,036 Value ($000) $412 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,812 Value ($000) $267 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,341 Value ($000) $211 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,713 Value ($000) $214 Avg Close $96.02 Range $87.71 - $104.79

Q4 2016

Shares 3,028 Value ($000) $281 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 2,747 Value ($000) $244 Avg Close $66.01 Range $58.78 - $71.89

Q1 2015

Shares 2,749 Value ($000) $220 Avg Close $63.13 Range $59.48 - $69.69

Q2 2014

Shares 2,074 Value ($000) $225 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 2,074 Value ($000) $206 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 2,653 Value ($000) $241 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,734 Value ($000) $228 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 3,511 Value ($000) $290 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	3,608	$2,067	$555.50	$469.79 - $627.50
Q3 2025	3,495	$1,668	$425.39	$381.75 - $483.95
Q2 2025	3,473	$1,348	$330.84	$264.29 - $386.62
Q1 2025	2,267	$748	$351.95	$315.09 - $404.98
Q4 2024	2,499	$907	$381.74	$351.93 - $412.27
Q3 2024	2,984	$1,167	$338.69	$301.40 - $389.91
Q2 2024	3,100	$1,033	$338.69	$308.78 - $372.10
Q1 2024	3,861	$1,415	$311.07	$268.51 - $357.70
Q4 2023	3,684	$1,089	$251.22	$216.95 - $290.10
Q3 2023	4,674	$1,276	$261.47	$229.25 - $283.47
Q2 2023	5,101	$1,255	$213.76	$195.84 - $240.81
Q1 2023	4,820	$1,103	$230.59	$201.84 - $253.98
Q4 2022	5,185	$1,242	$206.59	$156.72 - $232.83
Q3 2022	5,231	$858	$172.21	$151.58 - $189.11
Q2 2022	5,129	$917	$197.29	$164.98 - $221.91
Q1 2022	5,592	$1,246	$195.46	$167.60 - $214.37
Q4 2021	6,193	$1,280	$186.69	$173.30 - $200.95
Q3 2021	6,180	$1,186	$192.08	$172.62 - $206.58
Q2 2021	5,306	$1,155	$211.85	$188.71 - $226.53
Q1 2021	4,844	$1,123	$189.09	$163.90 - $217.37
Q4 2020	6,006	$1,093	$153.98	$129.92 - $167.14
Q3 2020	5,822	$868	$126.81	$112.24 - $141.22
Q2 2020	2,129	$269	$106.19	$89.90 - $125.54
Q1 2020	2,605	$302	$113.38	$77.78 - $132.89
Q4 2019	1,753	$259	$123.01	$102.69 - $131.46
Q3 2019	3,144	$397	$111.09	$97.87 - $122.22
Q2 2019	4,706	$641	$114.70	$103.20 - $125.83
Q1 2019	4,500	$610	$114.61	$103.38 - $123.15
Q4 2018	4,052	$515	$111.50	$96.19 - $135.93
Q3 2018	3,468	$529	$120.51	$110.40 - $134.53
Q2 2018	3,036	$412	$126.53	$112.48 - $137.00
Q1 2018	1,812	$267	$133.07	$120.49 - $146.01
Q4 2017	1,341	$211	$116.31	$103.45 - $133.20
Q3 2017	1,713	$214	$96.02	$87.71 - $104.79
Q4 2016	3,028	$281	$73.74	$65.47 - $79.39
Q3 2016	2,747	$244	$66.01	$58.78 - $71.89
Q1 2015	2,749	$220	$63.13	$59.48 - $69.69
Q2 2014	2,074	$225	$78.02	$73.19 - $81.73
Q1 2014	2,074	$206	$69.69	$63.53 - $74.44
Q4 2013	2,653	$241	$62.67	$60.17 - $67.37
Q3 2013	2,734	$228	$61.64	$58.99 - $64.50
Q2 2013	3,511	$290	$61.55	$57.61 - $65.73