CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

BOURGEON CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001088731)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 20,750 Value ($000) $5,665 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 20,965 Value ($000) $5,158 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 40,984 Value ($000) $9,379 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 41,964 Value ($000) $10,053 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 41,849 Value ($000) $6,867 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 39,399 Value ($000) $7,043 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 19,350 Value ($000) $4,312 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 9,650 Value ($000) $1,995 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,150 Value ($000) $221 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 1,150 Value ($000) $250 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,150 Value ($000) $267 Avg Close $189.09 Range $163.90 - $217.37

Q3 2019

Shares 40 Value ($000) $5 Avg Close $111.09 Range $97.87 - $122.22

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	20,750	$5,665	$261.47	$229.25 - $283.47
Q2 2023	20,965	$5,158	$213.76	$195.84 - $240.81
Q1 2023	40,984	$9,379	$230.59	$201.84 - $253.98
Q4 2022	41,964	$10,053	$206.59	$156.72 - $232.83
Q3 2022	41,849	$6,867	$172.21	$151.58 - $189.11
Q2 2022	39,399	$7,043	$197.29	$164.98 - $221.91
Q1 2022	19,350	$4,312	$195.46	$167.60 - $214.37
Q4 2021	9,650	$1,995	$186.69	$173.30 - $200.95
Q3 2021	1,150	$221	$192.08	$172.62 - $206.58
Q2 2021	1,150	$250	$211.85	$188.71 - $226.53
Q1 2021	1,150	$267	$189.09	$163.90 - $217.37
Q3 2019	40	$5	$111.09	$97.87 - $122.22