CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ALLIANCEBERNSTEIN L.P.'s Holding History (CIK: 0001109448)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 883,063 Value ($000) $505,880 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 925,126 Value ($000) $441,424 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 572,165 Value ($000) $222,120 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 537,319 Value ($000) $177,208 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 548,251 Value ($000) $198,884 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 543,003 Value ($000) $212,379 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 533,192 Value ($000) $177,606 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 559,266 Value ($000) $204,932 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 602,339 Value ($000) $178,094 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 619,012 Value ($000) $168,990 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 643,374 Value ($000) $158,302 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 637,981 Value ($000) $145,996 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 667,974 Value ($000) $160,020 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 670,478 Value ($000) $110,012 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 814,801 Value ($000) $145,654 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 803,485 Value ($000) $179,033 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 691,666 Value ($000) $142,995 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 743,399 Value ($000) $142,710 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 816,190 Value ($000) $177,627 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 1,134,315 Value ($000) $263,014 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 1,128,596 Value ($000) $205,427 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 1,213,859 Value ($000) $181,047 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 992,666 Value ($000) $125,572 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 837,851 Value ($000) $97,224 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 843,324 Value ($000) $124,542 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 1,065,085 Value ($000) $134,531 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 904,196 Value ($000) $123,233 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 926,314 Value ($000) $125,506 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 954,352 Value ($000) $121,270 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 976,907 Value ($000) $148,969 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 965,989 Value ($000) $131,056 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,004,621 Value ($000) $148,061 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,131,784 Value ($000) $178,347 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,213,674 Value ($000) $151,357 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,187,116 Value ($000) $127,567 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 957,066 Value ($000) $88,777 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 986,150 Value ($000) $91,456 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 1,034,405 Value ($000) $91,824 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 1,029,851 Value ($000) $78,073 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 1,053,868 Value ($000) $80,663 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 1,083,260 Value ($000) $73,618 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,113,507 Value ($000) $72,779 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,370,493 Value ($000) $116,245 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,497,266 Value ($000) $119,826 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 2,298,406 Value ($000) $210,373 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 2,109,819 Value ($000) $208,935 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 2,129,047 Value ($000) $231,364 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 3,013,415 Value ($000) $299,443 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 1,462,722 Value ($000) $132,830 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,524,859 Value ($000) $127,173 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 1,461,798 Value ($000) $120,584 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	883,063	$505,880	$555.50	$469.79 - $627.50
Q3 2025	925,126	$441,424	$425.39	$381.75 - $483.95
Q2 2025	572,165	$222,120	$330.84	$264.29 - $386.62
Q1 2025	537,319	$177,208	$351.95	$315.09 - $404.98
Q4 2024	548,251	$198,884	$381.74	$351.93 - $412.27
Q3 2024	543,003	$212,379	$338.69	$301.40 - $389.91
Q2 2024	533,192	$177,606	$338.69	$308.78 - $372.10
Q1 2024	559,266	$204,932	$311.07	$268.51 - $357.70
Q4 2023	602,339	$178,094	$251.22	$216.95 - $290.10
Q3 2023	619,012	$168,990	$261.47	$229.25 - $283.47
Q2 2023	643,374	$158,302	$213.76	$195.84 - $240.81
Q1 2023	637,981	$145,996	$230.59	$201.84 - $253.98
Q4 2022	667,974	$160,020	$206.59	$156.72 - $232.83
Q3 2022	670,478	$110,012	$172.21	$151.58 - $189.11
Q2 2022	814,801	$145,654	$197.29	$164.98 - $221.91
Q1 2022	803,485	$179,033	$195.46	$167.60 - $214.37
Q4 2021	691,666	$142,995	$186.69	$173.30 - $200.95
Q3 2021	743,399	$142,710	$192.08	$172.62 - $206.58
Q2 2021	816,190	$177,627	$211.85	$188.71 - $226.53
Q1 2021	1,134,315	$263,014	$189.09	$163.90 - $217.37
Q4 2020	1,128,596	$205,427	$153.98	$129.92 - $167.14
Q3 2020	1,213,859	$181,047	$126.81	$112.24 - $141.22
Q2 2020	992,666	$125,572	$106.19	$89.90 - $125.54
Q1 2020	837,851	$97,224	$113.38	$77.78 - $132.89
Q4 2019	843,324	$124,542	$123.01	$102.69 - $131.46
Q3 2019	1,065,085	$134,531	$111.09	$97.87 - $122.22
Q2 2019	904,196	$123,233	$114.70	$103.20 - $125.83
Q1 2019	926,314	$125,506	$114.61	$103.38 - $123.15
Q4 2018	954,352	$121,270	$111.50	$96.19 - $135.93
Q3 2018	976,907	$148,969	$120.51	$110.40 - $134.53
Q2 2018	965,989	$131,056	$126.53	$112.48 - $137.00
Q1 2018	1,004,621	$148,061	$133.07	$120.49 - $146.01
Q4 2017	1,131,784	$178,347	$116.31	$103.45 - $133.20
Q3 2017	1,213,674	$151,357	$96.02	$87.71 - $104.79
Q2 2017	1,187,116	$127,567	$84.05	$74.79 - $89.64
Q1 2017	957,066	$88,777	$77.69	$74.24 - $81.74
Q4 2016	986,150	$91,456	$73.74	$65.47 - $79.39
Q3 2016	1,034,405	$91,824	$66.01	$58.78 - $71.89
Q2 2016	1,029,851	$78,073	$59.82	$55.25 - $64.10
Q1 2016	1,053,868	$80,663	$53.06	$44.66 - $61.22
Q4 2015	1,083,260	$73,618	$54.58	$48.84 - $59.43
Q3 2015	1,113,507	$72,779	$59.11	$48.76 - $65.71
Q2 2015	1,370,493	$116,245	$65.86	$60.39 - $68.73
Q1 2015	1,497,266	$119,826	$63.13	$59.48 - $69.69
Q4 2014	2,298,406	$210,373	$73.34	$66.42 - $80.82
Q3 2014	2,109,819	$208,935	$79.29	$73.57 - $83.32
Q2 2014	2,129,047	$231,364	$78.02	$73.19 - $81.73
Q1 2014	3,013,415	$299,443	$69.69	$63.53 - $74.44
Q4 2013	1,462,722	$132,830	$62.67	$60.17 - $67.37
Q3 2013	1,524,859	$127,173	$61.64	$58.99 - $64.50
Q2 2013	1,461,798	$120,584	$61.55	$57.61 - $65.73