CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

NATIONS FINANCIAL GROUP INC, /IA/ /ADV's Holding History (CIK: 0001109767)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,716 Value ($000) $3,275 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 5,357 Value ($000) $2,556 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 5,400 Value ($000) $2,097 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 5,464 Value ($000) $1,802 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 5,366 Value ($000) $1,947 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 5,494 Value ($000) $2,149 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 5,681 Value ($000) $1,892 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 5,639 Value ($000) $2,067 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 5,243 Value ($000) $1,550 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 4,782 Value ($000) $1,306 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 4,616 Value ($000) $1,136 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 4,935 Value ($000) $1,129 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 4,653 Value ($000) $1,115 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 5,517 Value ($000) $905 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 5,551 Value ($000) $992 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 5,132 Value ($000) $1,144 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 4,923 Value ($000) $1,018 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 4,466 Value ($000) $857 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 4,328 Value ($000) $942 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,418 Value ($000) $1,024 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 6,922 Value ($000) $1,260 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 6,925 Value ($000) $1,033 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,103 Value ($000) $899 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 7,241 Value ($000) $840 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 7,221 Value ($000) $1,066 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 7,213 Value ($000) $994 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 6,543 Value ($000) $892 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 6,476 Value ($000) $878 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 6,457 Value ($000) $821 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 6,098 Value ($000) $930 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 5,978 Value ($000) $811 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,083 Value ($000) $897 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4,325 Value ($000) $682 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 4,324 Value ($000) $539 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 4,700 Value ($000) $505 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 4,039 Value ($000) $375 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 5,210 Value ($000) $483 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 10,963 Value ($000) $973 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 10,534 Value ($000) $799 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 9,272 Value ($000) $709 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 9,877 Value ($000) $671 Avg Close $54.58 Range $48.84 - $59.43

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,716	$3,275	$555.50	$469.79 - $627.50
Q3 2025	5,357	$2,556	$425.39	$381.75 - $483.95
Q2 2025	5,400	$2,097	$330.84	$264.29 - $386.62
Q1 2025	5,464	$1,802	$351.95	$315.09 - $404.98
Q4 2024	5,366	$1,947	$381.74	$351.93 - $412.27
Q3 2024	5,494	$2,149	$338.69	$301.40 - $389.91
Q2 2024	5,681	$1,892	$338.69	$308.78 - $372.10
Q1 2024	5,639	$2,067	$311.07	$268.51 - $357.70
Q4 2023	5,243	$1,550	$251.22	$216.95 - $290.10
Q3 2023	4,782	$1,306	$261.47	$229.25 - $283.47
Q2 2023	4,616	$1,136	$213.76	$195.84 - $240.81
Q1 2023	4,935	$1,129	$230.59	$201.84 - $253.98
Q4 2022	4,653	$1,115	$206.59	$156.72 - $232.83
Q3 2022	5,517	$905	$172.21	$151.58 - $189.11
Q2 2022	5,551	$992	$197.29	$164.98 - $221.91
Q1 2022	5,132	$1,144	$195.46	$167.60 - $214.37
Q4 2021	4,923	$1,018	$186.69	$173.30 - $200.95
Q3 2021	4,466	$857	$192.08	$172.62 - $206.58
Q2 2021	4,328	$942	$211.85	$188.71 - $226.53
Q1 2021	4,418	$1,024	$189.09	$163.90 - $217.37
Q4 2020	6,922	$1,260	$153.98	$129.92 - $167.14
Q3 2020	6,925	$1,033	$126.81	$112.24 - $141.22
Q2 2020	7,103	$899	$106.19	$89.90 - $125.54
Q1 2020	7,241	$840	$113.38	$77.78 - $132.89
Q4 2019	7,221	$1,066	$123.01	$102.69 - $131.46
Q3 2019	7,213	$994	$111.09	$97.87 - $122.22
Q2 2019	6,543	$892	$114.70	$103.20 - $125.83
Q1 2019	6,476	$878	$114.61	$103.38 - $123.15
Q4 2018	6,457	$821	$111.50	$96.19 - $135.93
Q3 2018	6,098	$930	$120.51	$110.40 - $134.53
Q2 2018	5,978	$811	$126.53	$112.48 - $137.00
Q1 2018	6,083	$897	$133.07	$120.49 - $146.01
Q4 2017	4,325	$682	$116.31	$103.45 - $133.20
Q3 2017	4,324	$539	$96.02	$87.71 - $104.79
Q2 2017	4,700	$505	$84.05	$74.79 - $89.64
Q1 2017	4,039	$375	$77.69	$74.24 - $81.74
Q4 2016	5,210	$483	$73.74	$65.47 - $79.39
Q3 2016	10,963	$973	$66.01	$58.78 - $71.89
Q2 2016	10,534	$799	$59.82	$55.25 - $64.10
Q1 2016	9,272	$709	$53.06	$44.66 - $61.22
Q4 2015	9,877	$671	$54.58	$48.84 - $59.43