CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

GATEWAY INVESTMENT ADVISERS LLC's Holding History (CIK: 0001114618)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 156,896 Value ($000) $89,881 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 157,033 Value ($000) $74,928 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 156,967 Value ($000) $60,936 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 157,081 Value ($000) $51,805 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 156,695 Value ($000) $56,843 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 160,695 Value ($000) $62,851 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 160,774 Value ($000) $53,554 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 161,006 Value ($000) $58,997 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 167,640 Value ($000) $49,566 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 167,312 Value ($000) $45,676 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 168,204 Value ($000) $41,387 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 168,442 Value ($000) $38,546 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 185,078 Value ($000) $44,337 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 205,669 Value ($000) $33,746 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 211,308 Value ($000) $37,773 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 210,998 Value ($000) $47,015 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 234,752 Value ($000) $48,533 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 234,547 Value ($000) $45,026 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 234,467 Value ($000) $51,027 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 234,880 Value ($000) $54,462 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 235,795 Value ($000) $42,919 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 260,297 Value ($000) $38,823 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 287,076 Value ($000) $36,315 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 337,363 Value ($000) $39,148 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 293,314 Value ($000) $43,317 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 310,156 Value ($000) $39,176 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 332,285 Value ($000) $45,287 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 373,186 Value ($000) $50,563 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 369,967 Value ($000) $47,012 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 370,537 Value ($000) $56,503 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 371,530 Value ($000) $50,405 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 374,647 Value ($000) $55,215 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 383,068 Value ($000) $60,364 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 410,682 Value ($000) $51,216 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 416,280 Value ($000) $44,733 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 499,916 Value ($000) $46,372 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 508,438 Value ($000) $47,153 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 488,910 Value ($000) $43,401 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 501,672 Value ($000) $38,032 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 504,534 Value ($000) $38,617 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 509,500 Value ($000) $34,626 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 508,620 Value ($000) $33,243 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 517,295 Value ($000) $43,877 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 474,080 Value ($000) $37,941 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 480,915 Value ($000) $44,018 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 426,220 Value ($000) $42,209 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 408,592 Value ($000) $44,402 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 403,918 Value ($000) $40,137 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 484,140 Value ($000) $43,965 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 508,335 Value ($000) $42,380 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 657,192 Value ($000) $54,212 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	156,896	$89,881	$555.50	$469.79 - $627.50
Q3 2025	157,033	$74,928	$425.39	$381.75 - $483.95
Q2 2025	156,967	$60,936	$330.84	$264.29 - $386.62
Q1 2025	157,081	$51,805	$351.95	$315.09 - $404.98
Q4 2024	156,695	$56,843	$381.74	$351.93 - $412.27
Q3 2024	160,695	$62,851	$338.69	$301.40 - $389.91
Q2 2024	160,774	$53,554	$338.69	$308.78 - $372.10
Q1 2024	161,006	$58,997	$311.07	$268.51 - $357.70
Q4 2023	167,640	$49,566	$251.22	$216.95 - $290.10
Q3 2023	167,312	$45,676	$261.47	$229.25 - $283.47
Q2 2023	168,204	$41,387	$213.76	$195.84 - $240.81
Q1 2023	168,442	$38,546	$230.59	$201.84 - $253.98
Q4 2022	185,078	$44,337	$206.59	$156.72 - $232.83
Q3 2022	205,669	$33,746	$172.21	$151.58 - $189.11
Q2 2022	211,308	$37,773	$197.29	$164.98 - $221.91
Q1 2022	210,998	$47,015	$195.46	$167.60 - $214.37
Q4 2021	234,752	$48,533	$186.69	$173.30 - $200.95
Q3 2021	234,547	$45,026	$192.08	$172.62 - $206.58
Q2 2021	234,467	$51,027	$211.85	$188.71 - $226.53
Q1 2021	234,880	$54,462	$189.09	$163.90 - $217.37
Q4 2020	235,795	$42,919	$153.98	$129.92 - $167.14
Q3 2020	260,297	$38,823	$126.81	$112.24 - $141.22
Q2 2020	287,076	$36,315	$106.19	$89.90 - $125.54
Q1 2020	337,363	$39,148	$113.38	$77.78 - $132.89
Q4 2019	293,314	$43,317	$123.01	$102.69 - $131.46
Q3 2019	310,156	$39,176	$111.09	$97.87 - $122.22
Q2 2019	332,285	$45,287	$114.70	$103.20 - $125.83
Q1 2019	373,186	$50,563	$114.61	$103.38 - $123.15
Q4 2018	369,967	$47,012	$111.50	$96.19 - $135.93
Q3 2018	370,537	$56,503	$120.51	$110.40 - $134.53
Q2 2018	371,530	$50,405	$126.53	$112.48 - $137.00
Q1 2018	374,647	$55,215	$133.07	$120.49 - $146.01
Q4 2017	383,068	$60,364	$116.31	$103.45 - $133.20
Q3 2017	410,682	$51,216	$96.02	$87.71 - $104.79
Q2 2017	416,280	$44,733	$84.05	$74.79 - $89.64
Q1 2017	499,916	$46,372	$77.69	$74.24 - $81.74
Q4 2016	508,438	$47,153	$73.74	$65.47 - $79.39
Q3 2016	488,910	$43,401	$66.01	$58.78 - $71.89
Q2 2016	501,672	$38,032	$59.82	$55.25 - $64.10
Q1 2016	504,534	$38,617	$53.06	$44.66 - $61.22
Q4 2015	509,500	$34,626	$54.58	$48.84 - $59.43
Q3 2015	508,620	$33,243	$59.11	$48.76 - $65.71
Q2 2015	517,295	$43,877	$65.86	$60.39 - $68.73
Q1 2015	474,080	$37,941	$63.13	$59.48 - $69.69
Q4 2014	480,915	$44,018	$73.34	$66.42 - $80.82
Q3 2014	426,220	$42,209	$79.29	$73.57 - $83.32
Q2 2014	408,592	$44,402	$78.02	$73.19 - $81.73
Q1 2014	403,918	$40,137	$69.69	$63.53 - $74.44
Q4 2013	484,140	$43,965	$62.67	$60.17 - $67.37
Q3 2013	508,335	$42,380	$61.64	$58.99 - $64.50
Q2 2013	657,192	$54,212	$61.55	$57.61 - $65.73