CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 256,753 Value ($000) $147,086 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 334,495 Value ($000) $159,604 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 280,447 Value ($000) $108,873 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 296,129 Value ($000) $97,663 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 292,937 Value ($000) $106,266 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 278,704 Value ($000) $109,007 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 318,366 Value ($000) $106,048 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 297,327 Value ($000) $108,950 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 392,114 Value ($000) $115,936 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 383,180 Value ($000) $104,608 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 433,771 Value ($000) $106,729 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 469,902 Value ($000) $107,532 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 424,451 Value ($000) $101,683 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 488,704 Value ($000) $80,186 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 455,535 Value ($000) $81,431 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 363,359 Value ($000) $80,964 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 362,471 Value ($000) $74,937 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 356,102 Value ($000) $68,361 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 297,682 Value ($000) $64,785 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 331,430 Value ($000) $76,849 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 374,738 Value ($000) $68,210 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 412,317 Value ($000) $61,497 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 434,234 Value ($000) $54,931 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 472,561 Value ($000) $54,836 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 387,028 Value ($000) $57,156 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 430,336 Value ($000) $54,356 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 342,188 Value ($000) $46,637 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 333,115 Value ($000) $45,134 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 340,182 Value ($000) $43,227 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 204,283 Value ($000) $31,151 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 309,530 Value ($000) $41,994 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 349,760 Value ($000) $51,548 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 332,161 Value ($000) $52,342 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 303,194 Value ($000) $37,811 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 193,118 Value ($000) $20,752 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 519,168 Value ($000) $48,158 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 474,123 Value ($000) $43,970 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 548,047 Value ($000) $48,650 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 542,295 Value ($000) $41,111 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 582,213 Value ($000) $44,563 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 579,130 Value ($000) $39,358 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 456,098 Value ($000) $29,811 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 430,524 Value ($000) $36,517 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 299,833 Value ($000) $23,996 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 176,882 Value ($000) $16,190 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 175,896 Value ($000) $17,419 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 132,803 Value ($000) $14,432 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 103,197 Value ($000) $10,255 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 112,375 Value ($000) $10,205 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 79,212 Value ($000) $6,606 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 98,082 Value ($000) $8,091 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	256,753	$147,086	$555.50	$469.79 - $627.50
Q3 2025	334,495	$159,604	$425.39	$381.75 - $483.95
Q2 2025	280,447	$108,873	$330.84	$264.29 - $386.62
Q1 2025	296,129	$97,663	$351.95	$315.09 - $404.98
Q4 2024	292,937	$106,266	$381.74	$351.93 - $412.27
Q3 2024	278,704	$109,007	$338.69	$301.40 - $389.91
Q2 2024	318,366	$106,048	$338.69	$308.78 - $372.10
Q1 2024	297,327	$108,950	$311.07	$268.51 - $357.70
Q4 2023	392,114	$115,936	$251.22	$216.95 - $290.10
Q3 2023	383,180	$104,608	$261.47	$229.25 - $283.47
Q2 2023	433,771	$106,729	$213.76	$195.84 - $240.81
Q1 2023	469,902	$107,532	$230.59	$201.84 - $253.98
Q4 2022	424,451	$101,683	$206.59	$156.72 - $232.83
Q3 2022	488,704	$80,186	$172.21	$151.58 - $189.11
Q2 2022	455,535	$81,431	$197.29	$164.98 - $221.91
Q1 2022	363,359	$80,964	$195.46	$167.60 - $214.37
Q4 2021	362,471	$74,937	$186.69	$173.30 - $200.95
Q3 2021	356,102	$68,361	$192.08	$172.62 - $206.58
Q2 2021	297,682	$64,785	$211.85	$188.71 - $226.53
Q1 2021	331,430	$76,849	$189.09	$163.90 - $217.37
Q4 2020	374,738	$68,210	$153.98	$129.92 - $167.14
Q3 2020	412,317	$61,497	$126.81	$112.24 - $141.22
Q2 2020	434,234	$54,931	$106.19	$89.90 - $125.54
Q1 2020	472,561	$54,836	$113.38	$77.78 - $132.89
Q4 2019	387,028	$57,156	$123.01	$102.69 - $131.46
Q3 2019	430,336	$54,356	$111.09	$97.87 - $122.22
Q2 2019	342,188	$46,637	$114.70	$103.20 - $125.83
Q1 2019	333,115	$45,134	$114.61	$103.38 - $123.15
Q4 2018	340,182	$43,227	$111.50	$96.19 - $135.93
Q3 2018	204,283	$31,151	$120.51	$110.40 - $134.53
Q2 2018	309,530	$41,994	$126.53	$112.48 - $137.00
Q1 2018	349,760	$51,548	$133.07	$120.49 - $146.01
Q4 2017	332,161	$52,342	$116.31	$103.45 - $133.20
Q3 2017	303,194	$37,811	$96.02	$87.71 - $104.79
Q2 2017	193,118	$20,752	$84.05	$74.79 - $89.64
Q1 2017	519,168	$48,158	$77.69	$74.24 - $81.74
Q4 2016	474,123	$43,970	$73.74	$65.47 - $79.39
Q3 2016	548,047	$48,650	$66.01	$58.78 - $71.89
Q2 2016	542,295	$41,111	$59.82	$55.25 - $64.10
Q1 2016	582,213	$44,563	$53.06	$44.66 - $61.22
Q4 2015	579,130	$39,358	$54.58	$48.84 - $59.43
Q3 2015	456,098	$29,811	$59.11	$48.76 - $65.71
Q2 2015	430,524	$36,517	$65.86	$60.39 - $68.73
Q1 2015	299,833	$23,996	$63.13	$59.48 - $69.69
Q4 2014	176,882	$16,190	$73.34	$66.42 - $80.82
Q3 2014	175,896	$17,419	$79.29	$73.57 - $83.32
Q2 2014	132,803	$14,432	$78.02	$73.19 - $81.73
Q1 2014	103,197	$10,255	$69.69	$63.53 - $74.44
Q4 2013	112,375	$10,205	$62.67	$60.17 - $67.37
Q3 2013	79,212	$6,606	$61.64	$58.99 - $64.50
Q2 2013	98,082	$8,091	$61.55	$57.61 - $65.73