CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 566,459 Value ($000) $324,507 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 587,369 Value ($000) $280,263 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 606,007 Value ($000) $235,258 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 658,967 Value ($000) $217,327 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 723,776 Value ($000) $262,557 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 729,654 Value ($000) $285,382 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 724,283 Value ($000) $241,259 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 752,651 Value ($000) $275,794 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 727,853 Value ($000) $215,204 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 662,218 Value ($000) $180,786 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 599,233 Value ($000) $147,441 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 617,927 Value ($000) $141,406 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 615,145 Value ($000) $147,364 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 986,681 Value ($000) $161,895 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 1,016,991 Value ($000) $181,797 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 1,033,994 Value ($000) $230,394 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 1,050,505 Value ($000) $217,130 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 1,075,091 Value ($000) $206,385 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 941,961 Value ($000) $204,999 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 804,362 Value ($000) $186,508 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 830,346 Value ($000) $151,140 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 859,871 Value ($000) $128,251 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 776,115 Value ($000) $98,179 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 762,535 Value ($000) $88,485 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 759,974 Value ($000) $112,233 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 798,202 Value ($000) $100,821 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 810,877 Value ($000) $110,514 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 835,506 Value ($000) $113,203 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 862,595 Value ($000) $109,610 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 885,623 Value ($000) $135,048 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 876,108 Value ($000) $118,862 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 889,078 Value ($000) $131,033 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 887,068 Value ($000) $139,784 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 864,401 Value ($000) $107,799 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 871,852 Value ($000) $93,689 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 828,558 Value ($000) $76,857 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 813,099 Value ($000) $75,407 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 812,515 Value ($000) $72,127 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 800,546 Value ($000) $60,689 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 796,385 Value ($000) $60,955 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 774,905 Value ($000) $52,662 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 786,828 Value ($000) $51,427 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 783,527 Value ($000) $66,458 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 784,382 Value ($000) $62,774 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 751,415 Value ($000) $68,777 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 743,883 Value ($000) $73,667 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 728,477 Value ($000) $79,164 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 745,581 Value ($000) $74,088 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 733,423 Value ($000) $66,602 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 728,551 Value ($000) $60,740 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 749,633 Value ($000) $61,837 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	566,459	$324,507	$555.50	$469.79 - $627.50
Q3 2025	587,369	$280,263	$425.39	$381.75 - $483.95
Q2 2025	606,007	$235,258	$330.84	$264.29 - $386.62
Q1 2025	658,967	$217,327	$351.95	$315.09 - $404.98
Q4 2024	723,776	$262,557	$381.74	$351.93 - $412.27
Q3 2024	729,654	$285,382	$338.69	$301.40 - $389.91
Q2 2024	724,283	$241,259	$338.69	$308.78 - $372.10
Q1 2024	752,651	$275,794	$311.07	$268.51 - $357.70
Q4 2023	727,853	$215,204	$251.22	$216.95 - $290.10
Q3 2023	662,218	$180,786	$261.47	$229.25 - $283.47
Q2 2023	599,233	$147,441	$213.76	$195.84 - $240.81
Q1 2023	617,927	$141,406	$230.59	$201.84 - $253.98
Q4 2022	615,145	$147,364	$206.59	$156.72 - $232.83
Q3 2022	986,681	$161,895	$172.21	$151.58 - $189.11
Q2 2022	1,016,991	$181,797	$197.29	$164.98 - $221.91
Q1 2022	1,033,994	$230,394	$195.46	$167.60 - $214.37
Q4 2021	1,050,505	$217,130	$186.69	$173.30 - $200.95
Q3 2021	1,075,091	$206,385	$192.08	$172.62 - $206.58
Q2 2021	941,961	$204,999	$211.85	$188.71 - $226.53
Q1 2021	804,362	$186,508	$189.09	$163.90 - $217.37
Q4 2020	830,346	$151,140	$153.98	$129.92 - $167.14
Q3 2020	859,871	$128,251	$126.81	$112.24 - $141.22
Q2 2020	776,115	$98,179	$106.19	$89.90 - $125.54
Q1 2020	762,535	$88,485	$113.38	$77.78 - $132.89
Q4 2019	759,974	$112,233	$123.01	$102.69 - $131.46
Q3 2019	798,202	$100,821	$111.09	$97.87 - $122.22
Q2 2019	810,877	$110,514	$114.70	$103.20 - $125.83
Q1 2019	835,506	$113,203	$114.61	$103.38 - $123.15
Q4 2018	862,595	$109,610	$111.50	$96.19 - $135.93
Q3 2018	885,623	$135,048	$120.51	$110.40 - $134.53
Q2 2018	876,108	$118,862	$126.53	$112.48 - $137.00
Q1 2018	889,078	$131,033	$133.07	$120.49 - $146.01
Q4 2017	887,068	$139,784	$116.31	$103.45 - $133.20
Q3 2017	864,401	$107,799	$96.02	$87.71 - $104.79
Q2 2017	871,852	$93,689	$84.05	$74.79 - $89.64
Q1 2017	828,558	$76,857	$77.69	$74.24 - $81.74
Q4 2016	813,099	$75,407	$73.74	$65.47 - $79.39
Q3 2016	812,515	$72,127	$66.01	$58.78 - $71.89
Q2 2016	800,546	$60,689	$59.82	$55.25 - $64.10
Q1 2016	796,385	$60,955	$53.06	$44.66 - $61.22
Q4 2015	774,905	$52,662	$54.58	$48.84 - $59.43
Q3 2015	786,828	$51,427	$59.11	$48.76 - $65.71
Q2 2015	783,527	$66,458	$65.86	$60.39 - $68.73
Q1 2015	784,382	$62,774	$63.13	$59.48 - $69.69
Q4 2014	751,415	$68,777	$73.34	$66.42 - $80.82
Q3 2014	743,883	$73,667	$79.29	$73.57 - $83.32
Q2 2014	728,477	$79,164	$78.02	$73.19 - $81.73
Q1 2014	745,581	$74,088	$69.69	$63.53 - $74.44
Q4 2013	733,423	$66,602	$62.67	$60.17 - $67.37
Q3 2013	728,551	$60,740	$61.64	$58.99 - $64.50
Q2 2013	749,633	$61,837	$61.55	$57.61 - $65.73