CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025
Shares 4,200 Value ($000) $1,630 Avg Close $330.84 Range $264.29 - $386.62
Q1 2017
Shares 174,000 Value ($000) $16,140,000 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 155,459 Value ($000) $14,417,000 Avg Close $73.74 Range $65.47 - $79.39
Q2 2015
Shares 33,757 Value ($000) $2,863,000 Avg Close $65.86 Range $60.39 - $68.73
Q4 2014
Shares 4,000 Value ($000) $366,000 Avg Close $73.34 Range $66.42 - $80.82
Q1 2014
Shares 8,797 Value ($000) $874,000 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 230,967 Value ($000) $20,974,000 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 307,837 Value ($000) $25,664,000 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 113,568 Value ($000) $9,368,000 Avg Close $61.55 Range $57.61 - $65.73