CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PRUDENTIAL FINANCIAL INC's Holding History (CIK: 0001137774)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 520,658 Value ($000) $298,269 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 299,922 Value ($000) $143,108 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 292,036 Value ($000) $113,371 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 274,565 Value ($000) $90,552 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 301,323 Value ($000) $109,308 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 341,939 Value ($000) $133,739 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 380,401 Value ($000) $126,712 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 373,009 Value ($000) $136,682 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 408,536 Value ($000) $116,659 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 758,017 Value ($000) $206,939 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 656,872 Value ($000) $161,623 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 839,725 Value ($000) $159,611 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 804,134 Value ($000) $192,638 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 678,112 Value ($000) $112,157 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 807,481 Value ($000) $147,243 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 786,530 Value ($000) $175,254 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 794,461 Value ($000) $162,383 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 593,182 Value ($000) $117,072 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 478,341 Value ($000) $104,101 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 505,469 Value ($000) $117,203 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 425,966 Value ($000) $77,535 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 443,591 Value ($000) $66,162 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 476,846 Value ($000) $60,321 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 570,856 Value ($000) $66,243 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 529,876 Value ($000) $78,252 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 526,557 Value ($000) $66,509 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 529,833 Value ($000) $72,211 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 837,934 Value ($000) $113,532 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 1,838,888 Value ($000) $233,667 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,948,684 Value ($000) $297,155 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,051,124 Value ($000) $278,276 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,990,874 Value ($000) $293,415 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 997,436 Value ($000) $157,176 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 978,716 Value ($000) $122,055 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 840,373 Value ($000) $90,306 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 833,243 Value ($000) $77,291 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 825,233 Value ($000) $76,532 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 839,033 Value ($000) $74,481 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 896,950 Value ($000) $67,998 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 1,078,780 Value ($000) $82,570 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 1,033,300 Value ($000) $70,223 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 1,052,360 Value ($000) $68,783 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 1,220,960 Value ($000) $103,562 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,079,550 Value ($000) $86,397 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 1,151,790 Value ($000) $105,424 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 1,110,960 Value ($000) $110,018 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,354,114 Value ($000) $147,152 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 1,178,070 Value ($000) $117,065 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 1,058,400 Value ($000) $96,114 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,086,400 Value ($000) $90,573 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 1,059,239 Value ($000) $87,377 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	520,658	$298,269	$555.50	$469.79 - $627.50
Q3 2025	299,922	$143,108	$425.39	$381.75 - $483.95
Q2 2025	292,036	$113,371	$330.84	$264.29 - $386.62
Q1 2025	274,565	$90,552	$351.95	$315.09 - $404.98
Q4 2024	301,323	$109,308	$381.74	$351.93 - $412.27
Q3 2024	341,939	$133,739	$338.69	$301.40 - $389.91
Q2 2024	380,401	$126,712	$338.69	$308.78 - $372.10
Q1 2024	373,009	$136,682	$311.07	$268.51 - $357.70
Q4 2023	408,536	$116,659	$251.22	$216.95 - $290.10
Q3 2023	758,017	$206,939	$261.47	$229.25 - $283.47
Q2 2023	656,872	$161,623	$213.76	$195.84 - $240.81
Q1 2023	839,725	$159,611	$230.59	$201.84 - $253.98
Q4 2022	804,134	$192,638	$206.59	$156.72 - $232.83
Q3 2022	678,112	$112,157	$172.21	$151.58 - $189.11
Q2 2022	807,481	$147,243	$197.29	$164.98 - $221.91
Q1 2022	786,530	$175,254	$195.46	$167.60 - $214.37
Q4 2021	794,461	$162,383	$186.69	$173.30 - $200.95
Q3 2021	593,182	$117,072	$192.08	$172.62 - $206.58
Q2 2021	478,341	$104,101	$211.85	$188.71 - $226.53
Q1 2021	505,469	$117,203	$189.09	$163.90 - $217.37
Q4 2020	425,966	$77,535	$153.98	$129.92 - $167.14
Q3 2020	443,591	$66,162	$126.81	$112.24 - $141.22
Q2 2020	476,846	$60,321	$106.19	$89.90 - $125.54
Q1 2020	570,856	$66,243	$113.38	$77.78 - $132.89
Q4 2019	529,876	$78,252	$123.01	$102.69 - $131.46
Q3 2019	526,557	$66,509	$111.09	$97.87 - $122.22
Q2 2019	529,833	$72,211	$114.70	$103.20 - $125.83
Q1 2019	837,934	$113,532	$114.61	$103.38 - $123.15
Q4 2018	1,838,888	$233,667	$111.50	$96.19 - $135.93
Q3 2018	1,948,684	$297,155	$120.51	$110.40 - $134.53
Q2 2018	2,051,124	$278,276	$126.53	$112.48 - $137.00
Q1 2018	1,990,874	$293,415	$133.07	$120.49 - $146.01
Q4 2017	997,436	$157,176	$116.31	$103.45 - $133.20
Q3 2017	978,716	$122,055	$96.02	$87.71 - $104.79
Q2 2017	840,373	$90,306	$84.05	$74.79 - $89.64
Q1 2017	833,243	$77,291	$77.69	$74.24 - $81.74
Q4 2016	825,233	$76,532	$73.74	$65.47 - $79.39
Q3 2016	839,033	$74,481	$66.01	$58.78 - $71.89
Q2 2016	896,950	$67,998	$59.82	$55.25 - $64.10
Q1 2016	1,078,780	$82,570	$53.06	$44.66 - $61.22
Q4 2015	1,033,300	$70,223	$54.58	$48.84 - $59.43
Q3 2015	1,052,360	$68,783	$59.11	$48.76 - $65.71
Q2 2015	1,220,960	$103,562	$65.86	$60.39 - $68.73
Q1 2015	1,079,550	$86,397	$63.13	$59.48 - $69.69
Q4 2014	1,151,790	$105,424	$73.34	$66.42 - $80.82
Q3 2014	1,110,960	$110,018	$79.29	$73.57 - $83.32
Q2 2014	1,354,114	$147,152	$78.02	$73.19 - $81.73
Q1 2014	1,178,070	$117,065	$69.69	$63.53 - $74.44
Q4 2013	1,058,400	$96,114	$62.67	$60.17 - $67.37
Q3 2013	1,086,400	$90,573	$61.64	$58.99 - $64.50
Q2 2013	1,059,239	$87,377	$61.55	$57.61 - $65.73