CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,881 Value ($000) $1,078 Avg Close $555.50 Range $469.79 - $627.50
Q3 2025
Shares 1,122 Value ($000) $535 Avg Close $425.39 Range $381.75 - $483.95
Q2 2025
Shares 2,233 Value ($000) $867 Avg Close $330.84 Range $264.29 - $386.62
Q1 2025
Shares 2,557 Value ($000) $843 Avg Close $351.95 Range $315.09 - $404.98
Q4 2024
Shares 1,675 Value ($000) $608 Avg Close $381.74 Range $351.93 - $412.27
Q3 2024
Shares 130 Value ($000) $51 Avg Close $338.69 Range $301.40 - $389.91
Q2 2024
Shares 148 Value ($000) $49 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 155 Value ($000) $57 Avg Close $311.07 Range $268.51 - $357.70
Q4 2023
Shares 155 Value ($000) $46 Avg Close $251.22 Range $216.95 - $290.10
Q3 2023
Shares 155 Value ($000) $42 Avg Close $261.47 Range $229.25 - $283.47
Q4 2022
Shares 3,963 Value ($000) $949 Avg Close $206.59 Range $156.72 - $232.83
Q3 2022
Shares 5,763 Value ($000) $946 Avg Close $172.21 Range $151.58 - $189.11
Q2 2022
Shares 5,375 Value ($000) $961 Avg Close $197.29 Range $164.98 - $221.91
Q1 2022
Shares 6,369 Value ($000) $1,419 Avg Close $195.46 Range $167.60 - $214.37
Q4 2021
Shares 8,852 Value ($000) $1,830 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 7,002 Value ($000) $1,344 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 7,345 Value ($000) $1,598 Avg Close $211.85 Range $188.71 - $226.53
Q1 2021
Shares 6,563 Value ($000) $1,522 Avg Close $189.09 Range $163.90 - $217.37
Q4 2020
Shares 7,273 Value ($000) $1,324 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 36 Value ($000) $5 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 1,213 Value ($000) $154 Avg Close $106.19 Range $89.90 - $125.54
Q4 2019
Shares 172 Value ($000) $25 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 1,619 Value ($000) $205 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 1,237 Value ($000) $169 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 1,759 Value ($000) $238 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 846 Value ($000) $107 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 80 Value ($000) $12 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 83 Value ($000) $11 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 100 Value ($000) $15 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 4,915 Value ($000) $775 Avg Close $116.31 Range $103.45 - $133.20
Q4 2014
Shares 230 Value ($000) $21 Avg Close $73.34 Range $66.42 - $80.82
Q4 2013
Shares 34,045 Value ($000) $3,092 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 34,368 Value ($000) $2,866 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 30,968 Value ($000) $2,555 Avg Close $61.55 Range $57.61 - $65.73
Q1 2013
Shares 31,255 Value ($000) $2,718 Avg Close $67.15 Range $61.79 - $71.80
Q4 2012
Shares 39,406 Value ($000) $3,531 Avg Close — Range —
Q3 2012
Shares 11,140 Value ($000) $958 Avg Close — Range —
Q2 2012
Shares 35,363 Value ($000) $3,003 Avg Close — Range —
Q1 2012
Shares 33,343 Value ($000) $3,552 Avg Close — Range —
Q4 2011
Shares 60,270 Value ($000) $5,460 Avg Close — Range —
Q3 2011
Shares 61,080 Value ($000) $4,510 Avg Close — Range —
Q2 2011
Shares 87,610 Value ($000) $9,327 Avg Close — Range —
Q1 2011
Shares 95,270 Value ($000) $10,608 Avg Close — Range —
Q4 2010
Shares 112,580 Value ($000) $10,544 Avg Close — Range —