CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,900 Value ($000) $3,953 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 7,000 Value ($000) $3,340 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 6,900 Value ($000) $2,679 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 7,000 Value ($000) $2,309 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 8,600 Value ($000) $3,120 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 9,100 Value ($000) $3,559 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 9,300 Value ($000) $3,098 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 9,400 Value ($000) $3,444 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 10,600 Value ($000) $3,134 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 10,600 Value ($000) $2,894 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,800 Value ($000) $2,657 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 11,100 Value ($000) $2,540 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 12,700 Value ($000) $3 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 13,500 Value ($000) $2,215 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 13,700 Value ($000) $2,449 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 14,000 Value ($000) $3,119 Avg Close $195.46 Range $167.60 - $214.37

Q4 2020

Shares 50,800 Value ($000) $9,247 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 53,500 Value ($000) $7,980 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 61,800 Value ($000) $7,818 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 63,800 Value ($000) $7,403 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 25,700 Value ($000) $3,795 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 27,100 Value ($000) $3,423 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 19,500 Value ($000) $2,658 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 19,100 Value ($000) $2,588 Avg Close $114.61 Range $103.38 - $123.15

Q1 2018

Shares 1,762 Value ($000) $260 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 66,450 Value ($000) $10,471 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 91,800 Value ($000) $11,448 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 118,000 Value ($000) $12,680 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 126,950 Value ($000) $11,776 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 144,050 Value ($000) $13,359 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 145,800 Value ($000) $12,943 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 141,800 Value ($000) $10,750 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 140,500 Value ($000) $10,754 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 132,300 Value ($000) $8,991 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 97,450 Value ($000) $6,369 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 73,950 Value ($000) $6,272 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 65,600 Value ($000) $5,250 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 24,500 Value ($000) $2,242 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 24,500 Value ($000) $2,426 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 25,000 Value ($000) $2,717 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 23,100 Value ($000) $2,295 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 17,900 Value ($000) $1,625 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 18,400 Value ($000) $1,534 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 19,000 Value ($000) $1,567 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,900	$3,953	$555.50	$469.79 - $627.50
Q3 2025	7,000	$3,340	$425.39	$381.75 - $483.95
Q2 2025	6,900	$2,679	$330.84	$264.29 - $386.62
Q1 2025	7,000	$2,309	$351.95	$315.09 - $404.98
Q4 2024	8,600	$3,120	$381.74	$351.93 - $412.27
Q3 2024	9,100	$3,559	$338.69	$301.40 - $389.91
Q2 2024	9,300	$3,098	$338.69	$308.78 - $372.10
Q1 2024	9,400	$3,444	$311.07	$268.51 - $357.70
Q4 2023	10,600	$3,134	$251.22	$216.95 - $290.10
Q3 2023	10,600	$2,894	$261.47	$229.25 - $283.47
Q2 2023	10,800	$2,657	$213.76	$195.84 - $240.81
Q1 2023	11,100	$2,540	$230.59	$201.84 - $253.98
Q4 2022	12,700	$3	$206.59	$156.72 - $232.83
Q3 2022	13,500	$2,215	$172.21	$151.58 - $189.11
Q2 2022	13,700	$2,449	$197.29	$164.98 - $221.91
Q1 2022	14,000	$3,119	$195.46	$167.60 - $214.37
Q4 2020	50,800	$9,247	$153.98	$129.92 - $167.14
Q3 2020	53,500	$7,980	$126.81	$112.24 - $141.22
Q2 2020	61,800	$7,818	$106.19	$89.90 - $125.54
Q1 2020	63,800	$7,403	$113.38	$77.78 - $132.89
Q4 2019	25,700	$3,795	$123.01	$102.69 - $131.46
Q3 2019	27,100	$3,423	$111.09	$97.87 - $122.22
Q2 2019	19,500	$2,658	$114.70	$103.20 - $125.83
Q1 2019	19,100	$2,588	$114.61	$103.38 - $123.15
Q1 2018	1,762	$260	$133.07	$120.49 - $146.01
Q4 2017	66,450	$10,471	$116.31	$103.45 - $133.20
Q3 2017	91,800	$11,448	$96.02	$87.71 - $104.79
Q2 2017	118,000	$12,680	$84.05	$74.79 - $89.64
Q1 2017	126,950	$11,776	$77.69	$74.24 - $81.74
Q4 2016	144,050	$13,359	$73.74	$65.47 - $79.39
Q3 2016	145,800	$12,943	$66.01	$58.78 - $71.89
Q2 2016	141,800	$10,750	$59.82	$55.25 - $64.10
Q1 2016	140,500	$10,754	$53.06	$44.66 - $61.22
Q4 2015	132,300	$8,991	$54.58	$48.84 - $59.43
Q3 2015	97,450	$6,369	$59.11	$48.76 - $65.71
Q2 2015	73,950	$6,272	$65.86	$60.39 - $68.73
Q1 2015	65,600	$5,250	$63.13	$59.48 - $69.69
Q4 2014	24,500	$2,242	$73.34	$66.42 - $80.82
Q3 2014	24,500	$2,426	$79.29	$73.57 - $83.32
Q2 2014	25,000	$2,717	$78.02	$73.19 - $81.73
Q1 2014	23,100	$2,295	$69.69	$63.53 - $74.44
Q4 2013	17,900	$1,625	$62.67	$60.17 - $67.37
Q3 2013	18,400	$1,534	$61.64	$58.99 - $64.50
Q2 2013	19,000	$1,567	$61.55	$57.61 - $65.73