CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

MASON STREET ADVISORS, LLC's Holding History (CIK: 0001167711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 74,941 Value ($000) $13,641 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 76,056 Value ($000) $11,344 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 77,269 Value ($000) $9,775 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 78,852 Value ($000) $9,150 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 78,852 Value ($000) $11,645 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 80,150 Value ($000) $10,124 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 81,559 Value ($000) $11,116 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 82,109 Value ($000) $11,125 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 83,197 Value ($000) $10,572 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 83,550 Value ($000) $12,741 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 83,888 Value ($000) $11,381 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 83,248 Value ($000) $12,269 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 82,869 Value ($000) $13,058 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 82,038 Value ($000) $10,231 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 81,768 Value ($000) $8,787 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 81,048 Value ($000) $7,518 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 80,035 Value ($000) $7,422 Avg Close $73.74 Range $65.47 - $79.39
Q2 2016
Shares 78,644 Value ($000) $5,962 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 77,566 Value ($000) $5,937 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 76,063 Value ($000) $5,169 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 77,972 Value ($000) $5,096 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 77,728 Value ($000) $6,593 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 78,065 Value ($000) $6,248 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 157,474 Value ($000) $14,414 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 161,015 Value ($000) $15,945 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 160,732 Value ($000) $17,467 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 163,798 Value ($000) $16,277 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 172,638 Value ($000) $15,677 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 214,186 Value ($000) $17,857 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 138,746 Value ($000) $11,445 Avg Close $61.55 Range $57.61 - $65.73