CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 4,000 Value ($000) $542 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 4,000 Value ($000) $508 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 4,000 Value ($000) $610 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 4,000 Value ($000) $543 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 4,000 Value ($000) $590 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 4,000 Value ($000) $630 Avg Close $116.31 Range $103.45 - $133.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	4,000	$542	$114.61	$103.38 - $123.15
Q4 2018	4,000	$508	$111.50	$96.19 - $135.93
Q3 2018	4,000	$610	$120.51	$110.40 - $134.53
Q2 2018	4,000	$543	$126.53	$112.48 - $137.00
Q1 2018	4,000	$590	$133.07	$120.49 - $146.01
Q4 2017	4,000	$630	$116.31	$103.45 - $133.20