CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

BALYASNY ASSET MANAGEMENT L.P.'s Holding History (CIK: 0001218710)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 206,178 Value ($000) $118,113 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 347,892 Value ($000) $165,997 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 368,170 Value ($000) $142,927 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 24,641 Value ($000) $8,127 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 11,667 Value ($000) $4,232 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 4,610 Value ($000) $1,803 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 1,193 Value ($000) $397 Avg Close $338.69 Range $308.78 - $372.10

Q3 2023

Shares 2,221 Value ($000) $606 Avg Close $261.47 Range $229.25 - $283.47

Q4 2022

Shares 274,003 Value ($000) $65,640 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 28,676 Value ($000) $4,705 Avg Close $172.21 Range $151.58 - $189.11

Q4 2021

Shares 103,779 Value ($000) $21,455 Avg Close $186.69 Range $173.30 - $200.95

Q4 2020

Shares 104,805 Value ($000) $19,077 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 102,490 Value ($000) $15,286 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 197,630 Value ($000) $25,000 Avg Close $106.19 Range $89.90 - $125.54

Q2 2019

Shares 121,769 Value ($000) $16,596 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 593,618 Value ($000) $80,429 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 663,837 Value ($000) $84,354 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 680,175 Value ($000) $103,720 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 91,879 Value ($000) $12,465 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 55,640 Value ($000) $8,200 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 625,500 Value ($000) $98,566 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 176,430 Value ($000) $22,003 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,032,853 Value ($000) $110,990 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 66,800 Value ($000) $6,196 Avg Close $77.69 Range $74.24 - $81.74

Q3 2016

Shares 5,000 Value ($000) $444 Avg Close $66.01 Range $58.78 - $71.89

Q1 2016

Shares 463,120 Value ($000) $35,447 Avg Close $53.06 Range $44.66 - $61.22

Q2 2015

Shares 42,300 Value ($000) $3,588 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 65,000 Value ($000) $5,202 Avg Close $63.13 Range $59.48 - $69.69

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	206,178	$118,113	$555.50	$469.79 - $627.50
Q3 2025	347,892	$165,997	$425.39	$381.75 - $483.95
Q2 2025	368,170	$142,927	$330.84	$264.29 - $386.62
Q1 2025	24,641	$8,127	$351.95	$315.09 - $404.98
Q4 2024	11,667	$4,232	$381.74	$351.93 - $412.27
Q3 2024	4,610	$1,803	$338.69	$301.40 - $389.91
Q2 2024	1,193	$397	$338.69	$308.78 - $372.10
Q3 2023	2,221	$606	$261.47	$229.25 - $283.47
Q4 2022	274,003	$65,640	$206.59	$156.72 - $232.83
Q3 2022	28,676	$4,705	$172.21	$151.58 - $189.11
Q4 2021	103,779	$21,455	$186.69	$173.30 - $200.95
Q4 2020	104,805	$19,077	$153.98	$129.92 - $167.14
Q3 2020	102,490	$15,286	$126.81	$112.24 - $141.22
Q2 2020	197,630	$25,000	$106.19	$89.90 - $125.54
Q2 2019	121,769	$16,596	$114.70	$103.20 - $125.83
Q1 2019	593,618	$80,429	$114.61	$103.38 - $123.15
Q4 2018	663,837	$84,354	$111.50	$96.19 - $135.93
Q3 2018	680,175	$103,720	$120.51	$110.40 - $134.53
Q2 2018	91,879	$12,465	$126.53	$112.48 - $137.00
Q1 2018	55,640	$8,200	$133.07	$120.49 - $146.01
Q4 2017	625,500	$98,566	$116.31	$103.45 - $133.20
Q3 2017	176,430	$22,003	$96.02	$87.71 - $104.79
Q2 2017	1,032,853	$110,990	$84.05	$74.79 - $89.64
Q1 2017	66,800	$6,196	$77.69	$74.24 - $81.74
Q3 2016	5,000	$444	$66.01	$58.78 - $71.89
Q1 2016	463,120	$35,447	$53.06	$44.66 - $61.22
Q2 2015	42,300	$3,588	$65.86	$60.39 - $68.73
Q1 2015	65,000	$5,202	$63.13	$59.48 - $69.69