CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

MILLENNIUM MANAGEMENT LLC's Holding History (CIK: 0001273087)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 98,905 Value ($000) $56,660 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 403,737 Value ($000) $192,643 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 599,309 Value ($000) $232,658 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 213,902 Value ($000) $70,545 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 322,270 Value ($000) $116,907 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 174,518 Value ($000) $68,257 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 287,801 Value ($000) $95,867 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 77,796 Value ($000) $28,507 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 19,494 Value ($000) $5,764 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 209,907 Value ($000) $57,305 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 535,520 Value ($000) $131,765 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 220,650 Value ($000) $50 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 90,902 Value ($000) $22 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 101,737 Value ($000) $16,693 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 287,462 Value ($000) $51,387 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 66,445 Value ($000) $14,805 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 571,045 Value ($000) $118,058 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 376,697 Value ($000) $72,315 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 503,998 Value ($000) $109,685 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 148,221 Value ($000) $34,368 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 293,285 Value ($000) $53,384 Avg Close $153.98 Range $129.92 - $167.14

Q2 2020

Shares 176,819 Value ($000) $22,368 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 28,650 Value ($000) $3,325 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 578,918 Value ($000) $85,495 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 102,381 Value ($000) $12,931 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 210,581 Value ($000) $28,700 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 423,085 Value ($000) $57,324 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 243,117 Value ($000) $30,893 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 720,807 Value ($000) $109,916 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 583,453 Value ($000) $79,157 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,333,193 Value ($000) $196,486 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 1,469,476 Value ($000) $231,560 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 1,503,354 Value ($000) $187,483 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 1,035,694 Value ($000) $111,296 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 108,498 Value ($000) $10,064 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 105,586 Value ($000) $9,792 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 6,773 Value ($000) $601 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 10,363 Value ($000) $786 Avg Close $59.82 Range $55.25 - $64.10

Q4 2015

Shares 73,716 Value ($000) $5,010 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 487,865 Value ($000) $31,887 Avg Close $59.11 Range $48.76 - $65.71

Q1 2015

Shares 304,898 Value ($000) $24,401 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 369,192 Value ($000) $33,792 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 37,116 Value ($000) $3,676 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 142,950 Value ($000) $15,534 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 486,181 Value ($000) $48,312 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 99,277 Value ($000) $9,015 Avg Close $62.67 Range $60.17 - $67.37

Q2 2013

Shares 11,047 Value ($000) $911 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	98,905	$56,660	$555.50	$469.79 - $627.50
Q3 2025	403,737	$192,643	$425.39	$381.75 - $483.95
Q2 2025	599,309	$232,658	$330.84	$264.29 - $386.62
Q1 2025	213,902	$70,545	$351.95	$315.09 - $404.98
Q4 2024	322,270	$116,907	$381.74	$351.93 - $412.27
Q3 2024	174,518	$68,257	$338.69	$301.40 - $389.91
Q2 2024	287,801	$95,867	$338.69	$308.78 - $372.10
Q1 2024	77,796	$28,507	$311.07	$268.51 - $357.70
Q4 2023	19,494	$5,764	$251.22	$216.95 - $290.10
Q3 2023	209,907	$57,305	$261.47	$229.25 - $283.47
Q2 2023	535,520	$131,765	$213.76	$195.84 - $240.81
Q1 2023	220,650	$50	$230.59	$201.84 - $253.98
Q4 2022	90,902	$22	$206.59	$156.72 - $232.83
Q3 2022	101,737	$16,693	$172.21	$151.58 - $189.11
Q2 2022	287,462	$51,387	$197.29	$164.98 - $221.91
Q1 2022	66,445	$14,805	$195.46	$167.60 - $214.37
Q4 2021	571,045	$118,058	$186.69	$173.30 - $200.95
Q3 2021	376,697	$72,315	$192.08	$172.62 - $206.58
Q2 2021	503,998	$109,685	$211.85	$188.71 - $226.53
Q1 2021	148,221	$34,368	$189.09	$163.90 - $217.37
Q4 2020	293,285	$53,384	$153.98	$129.92 - $167.14
Q2 2020	176,819	$22,368	$106.19	$89.90 - $125.54
Q1 2020	28,650	$3,325	$113.38	$77.78 - $132.89
Q4 2019	578,918	$85,495	$123.01	$102.69 - $131.46
Q3 2019	102,381	$12,931	$111.09	$97.87 - $122.22
Q2 2019	210,581	$28,700	$114.70	$103.20 - $125.83
Q1 2019	423,085	$57,324	$114.61	$103.38 - $123.15
Q4 2018	243,117	$30,893	$111.50	$96.19 - $135.93
Q3 2018	720,807	$109,916	$120.51	$110.40 - $134.53
Q2 2018	583,453	$79,157	$126.53	$112.48 - $137.00
Q1 2018	1,333,193	$196,486	$133.07	$120.49 - $146.01
Q4 2017	1,469,476	$231,560	$116.31	$103.45 - $133.20
Q3 2017	1,503,354	$187,483	$96.02	$87.71 - $104.79
Q2 2017	1,035,694	$111,296	$84.05	$74.79 - $89.64
Q1 2017	108,498	$10,064	$77.69	$74.24 - $81.74
Q4 2016	105,586	$9,792	$73.74	$65.47 - $79.39
Q3 2016	6,773	$601	$66.01	$58.78 - $71.89
Q2 2016	10,363	$786	$59.82	$55.25 - $64.10
Q4 2015	73,716	$5,010	$54.58	$48.84 - $59.43
Q3 2015	487,865	$31,887	$59.11	$48.76 - $65.71
Q1 2015	304,898	$24,401	$63.13	$59.48 - $69.69
Q4 2014	369,192	$33,792	$73.34	$66.42 - $80.82
Q3 2014	37,116	$3,676	$79.29	$73.57 - $83.32
Q2 2014	142,950	$15,534	$78.02	$73.19 - $81.73
Q1 2014	486,181	$48,312	$69.69	$63.53 - $74.44
Q4 2013	99,277	$9,015	$62.67	$60.17 - $67.37
Q2 2013	11,047	$911	$61.55	$57.61 - $65.73