CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

JANUS HENDERSON GROUP PLC's Holding History (CIK: 0001274173)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 115,926 Value ($000) $66,405 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 115,757 Value ($000) $55,214 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 59,988 Value ($000) $23,279 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 62,393 Value ($000) $20,563 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 62,791 Value ($000) $22,789 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 63,821 Value ($000) $24,956 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 66,021 Value ($000) $21,999 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 70,620 Value ($000) $25,867 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 72,313 Value ($000) $21,387 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 132,693 Value ($000) $36,240 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 125,746 Value ($000) $30,929 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 132,514 Value ($000) $30,311 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 117,285 Value ($000) $28,097 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 117,689 Value ($000) $19,317 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 121,463 Value ($000) $21,717 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 202,864 Value ($000) $45,206 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 150,684 Value ($000) $31,156 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 162,562 Value ($000) $31,197 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 189,660 Value ($000) $41,281 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 214,944 Value ($000) $49,881 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 205,611 Value ($000) $37,418 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 207,004 Value ($000) $30,860 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 207,773 Value ($000) $26,272 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 191,709 Value ($000) $22,259 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 570,947 Value ($000) $84,311 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 734,479 Value ($000) $92,780 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 725,563 Value ($000) $98,894 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 735,510 Value ($000) $99,651 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 737,768 Value ($000) $93,743 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 1,673,717 Value ($000) $255,228 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 1,957,489 Value ($000) $265,581 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 1,583,451 Value ($000) $233,368 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 615,608 Value ($000) $97,016 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 606,325 Value ($000) $75,604 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 918,820 Value ($000) $98,741 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 168,943 Value ($000) $15,672 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 167,943 Value ($000) $15,577 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 171,656 Value ($000) $15,237 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 111,656 Value ($000) $8,467 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 116,698 Value ($000) $8,931 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 110,713 Value ($000) $7,522 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 124,528 Value ($000) $8,139 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 124,528 Value ($000) $10,561 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 134,872 Value ($000) $10,793 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 136,384 Value ($000) $12,479 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 137,624 Value ($000) $13,630 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 143,214 Value ($000) $15,561 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 143,214 Value ($000) $14,233 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 142,596 Value ($000) $12,950 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 143,085 Value ($000) $11,931 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 143,092 Value ($000) $11,836 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	115,926	$66,405	$555.50	$469.79 - $627.50
Q3 2025	115,757	$55,214	$425.39	$381.75 - $483.95
Q2 2025	59,988	$23,279	$330.84	$264.29 - $386.62
Q1 2025	62,393	$20,563	$351.95	$315.09 - $404.98
Q4 2024	62,791	$22,789	$381.74	$351.93 - $412.27
Q3 2024	63,821	$24,956	$338.69	$301.40 - $389.91
Q2 2024	66,021	$21,999	$338.69	$308.78 - $372.10
Q1 2024	70,620	$25,867	$311.07	$268.51 - $357.70
Q4 2023	72,313	$21,387	$251.22	$216.95 - $290.10
Q3 2023	132,693	$36,240	$261.47	$229.25 - $283.47
Q2 2023	125,746	$30,929	$213.76	$195.84 - $240.81
Q1 2023	132,514	$30,311	$230.59	$201.84 - $253.98
Q4 2022	117,285	$28,097	$206.59	$156.72 - $232.83
Q3 2022	117,689	$19,317	$172.21	$151.58 - $189.11
Q2 2022	121,463	$21,717	$197.29	$164.98 - $221.91
Q1 2022	202,864	$45,206	$195.46	$167.60 - $214.37
Q4 2021	150,684	$31,156	$186.69	$173.30 - $200.95
Q3 2021	162,562	$31,197	$192.08	$172.62 - $206.58
Q2 2021	189,660	$41,281	$211.85	$188.71 - $226.53
Q1 2021	214,944	$49,881	$189.09	$163.90 - $217.37
Q4 2020	205,611	$37,418	$153.98	$129.92 - $167.14
Q3 2020	207,004	$30,860	$126.81	$112.24 - $141.22
Q2 2020	207,773	$26,272	$106.19	$89.90 - $125.54
Q1 2020	191,709	$22,259	$113.38	$77.78 - $132.89
Q4 2019	570,947	$84,311	$123.01	$102.69 - $131.46
Q3 2019	734,479	$92,780	$111.09	$97.87 - $122.22
Q2 2019	725,563	$98,894	$114.70	$103.20 - $125.83
Q1 2019	735,510	$99,651	$114.61	$103.38 - $123.15
Q4 2018	737,768	$93,743	$111.50	$96.19 - $135.93
Q3 2018	1,673,717	$255,228	$120.51	$110.40 - $134.53
Q2 2018	1,957,489	$265,581	$126.53	$112.48 - $137.00
Q1 2018	1,583,451	$233,368	$133.07	$120.49 - $146.01
Q4 2017	615,608	$97,016	$116.31	$103.45 - $133.20
Q3 2017	606,325	$75,604	$96.02	$87.71 - $104.79
Q2 2017	918,820	$98,741	$84.05	$74.79 - $89.64
Q1 2017	168,943	$15,672	$77.69	$74.24 - $81.74
Q4 2016	167,943	$15,577	$73.74	$65.47 - $79.39
Q3 2016	171,656	$15,237	$66.01	$58.78 - $71.89
Q2 2016	111,656	$8,467	$59.82	$55.25 - $64.10
Q1 2016	116,698	$8,931	$53.06	$44.66 - $61.22
Q4 2015	110,713	$7,522	$54.58	$48.84 - $59.43
Q3 2015	124,528	$8,139	$59.11	$48.76 - $65.71
Q2 2015	124,528	$10,561	$65.86	$60.39 - $68.73
Q1 2015	134,872	$10,793	$63.13	$59.48 - $69.69
Q4 2014	136,384	$12,479	$73.34	$66.42 - $80.82
Q3 2014	137,624	$13,630	$79.29	$73.57 - $83.32
Q2 2014	143,214	$15,561	$78.02	$73.19 - $81.73
Q1 2014	143,214	$14,233	$69.69	$63.53 - $74.44
Q4 2013	142,596	$12,950	$62.67	$60.17 - $67.37
Q3 2013	143,085	$11,931	$61.64	$58.99 - $64.50
Q2 2013	143,092	$11,836	$61.55	$57.61 - $65.73