CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PRIVATE TRUST CO NA's Holding History (CIK: 0001277557)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 6,475 Value ($000) $3,709 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 6,119 Value ($000) $2,919 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 6,059 Value ($000) $2,352 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 7,762 Value ($000) $2,560 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 8,453 Value ($000) $3,066 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 8,031 Value ($000) $3,141 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 7,955 Value ($000) $2,650 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 10,695 Value ($000) $3,919 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 10,665 Value ($000) $3,153 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 10,829 Value ($000) $2,956 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,433 Value ($000) $2,567 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 9,890 Value ($000) $2,263 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 9,740 Value ($000) $2 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 9,734 Value ($000) $1,597 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 8,771 Value ($000) $1,568 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 11,748 Value ($000) $2,618 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 11,983 Value ($000) $2,477 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 12,004 Value ($000) $2,304 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 11,835 Value ($000) $2,576 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 8,456 Value ($000) $1,960 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 8,473 Value ($000) $1,542 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 8,326 Value ($000) $1,241 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 5,187 Value ($000) $662 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4,995 Value ($000) $579 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 5,956 Value ($000) $879 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 5,812 Value ($000) $734 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 6,686 Value ($000) $911 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 6,665 Value ($000) $903 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,121 Value ($000) $904 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 6,813 Value ($000) $1,038 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 6,874 Value ($000) $932 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,717 Value ($000) $989 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 7,010 Value ($000) $1,104 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,001 Value ($000) $873 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,649 Value ($000) $821 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 7,548 Value ($000) $700 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 6,135 Value ($000) $568 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 6,812 Value ($000) $604 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 4,705 Value ($000) $356 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 4,960 Value ($000) $379 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 4,830 Value ($000) $328 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 4,937 Value ($000) $322 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 5,443 Value ($000) $461 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 5,442 Value ($000) $435 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 16,915 Value ($000) $1,548 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 15,570 Value ($000) $1,542 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 15,903 Value ($000) $1,728 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 15,359 Value ($000) $1,526 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 9,927 Value ($000) $901 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 10,842 Value ($000) $904 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 12,296 Value ($000) $1,014 Avg Close $61.55 Range $57.61 - $65.73

Q1 2013

Shares 12,296 Value ($000) $1,014 Avg Close $67.15 Range $61.79 - $71.80

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	6,475	$3,709	$555.50	$469.79 - $627.50
Q3 2025	6,119	$2,919	$425.39	$381.75 - $483.95
Q2 2025	6,059	$2,352	$330.84	$264.29 - $386.62
Q1 2025	7,762	$2,560	$351.95	$315.09 - $404.98
Q4 2024	8,453	$3,066	$381.74	$351.93 - $412.27
Q3 2024	8,031	$3,141	$338.69	$301.40 - $389.91
Q2 2024	7,955	$2,650	$338.69	$308.78 - $372.10
Q1 2024	10,695	$3,919	$311.07	$268.51 - $357.70
Q4 2023	10,665	$3,153	$251.22	$216.95 - $290.10
Q3 2023	10,829	$2,956	$261.47	$229.25 - $283.47
Q2 2023	10,433	$2,567	$213.76	$195.84 - $240.81
Q1 2023	9,890	$2,263	$230.59	$201.84 - $253.98
Q4 2022	9,740	$2	$206.59	$156.72 - $232.83
Q3 2022	9,734	$1,597	$172.21	$151.58 - $189.11
Q2 2022	8,771	$1,568	$197.29	$164.98 - $221.91
Q1 2022	11,748	$2,618	$195.46	$167.60 - $214.37
Q4 2021	11,983	$2,477	$186.69	$173.30 - $200.95
Q3 2021	12,004	$2,304	$192.08	$172.62 - $206.58
Q2 2021	11,835	$2,576	$211.85	$188.71 - $226.53
Q1 2021	8,456	$1,960	$189.09	$163.90 - $217.37
Q4 2020	8,473	$1,542	$153.98	$129.92 - $167.14
Q3 2020	8,326	$1,241	$126.81	$112.24 - $141.22
Q2 2020	5,187	$662	$106.19	$89.90 - $125.54
Q1 2020	4,995	$579	$113.38	$77.78 - $132.89
Q4 2019	5,956	$879	$123.01	$102.69 - $131.46
Q3 2019	5,812	$734	$111.09	$97.87 - $122.22
Q2 2019	6,686	$911	$114.70	$103.20 - $125.83
Q1 2019	6,665	$903	$114.61	$103.38 - $123.15
Q4 2018	7,121	$904	$111.50	$96.19 - $135.93
Q3 2018	6,813	$1,038	$120.51	$110.40 - $134.53
Q2 2018	6,874	$932	$126.53	$112.48 - $137.00
Q1 2018	6,717	$989	$133.07	$120.49 - $146.01
Q4 2017	7,010	$1,104	$116.31	$103.45 - $133.20
Q3 2017	7,001	$873	$96.02	$87.71 - $104.79
Q2 2017	7,649	$821	$84.05	$74.79 - $89.64
Q1 2017	7,548	$700	$77.69	$74.24 - $81.74
Q4 2016	6,135	$568	$73.74	$65.47 - $79.39
Q3 2016	6,812	$604	$66.01	$58.78 - $71.89
Q2 2016	4,705	$356	$59.82	$55.25 - $64.10
Q1 2016	4,960	$379	$53.06	$44.66 - $61.22
Q4 2015	4,830	$328	$54.58	$48.84 - $59.43
Q3 2015	4,937	$322	$59.11	$48.76 - $65.71
Q2 2015	5,443	$461	$65.86	$60.39 - $68.73
Q1 2015	5,442	$435	$63.13	$59.48 - $69.69
Q4 2014	16,915	$1,548	$73.34	$66.42 - $80.82
Q3 2014	15,570	$1,542	$79.29	$73.57 - $83.32
Q2 2014	15,903	$1,728	$78.02	$73.19 - $81.73
Q1 2014	15,359	$1,526	$69.69	$63.53 - $74.44
Q4 2013	9,927	$901	$62.67	$60.17 - $67.37
Q3 2013	10,842	$904	$61.64	$58.99 - $64.50
Q2 2013	12,296	$1,014	$61.55	$57.61 - $65.73
Q1 2013	12,296	$1,014	$67.15	$61.79 - $71.80