CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

LUMINUS MANAGEMENT LLC's Holding History (CIK: 0001279151)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 61,452 Value ($000) $9,075 Avg Close $123.01 Range $102.69 - $131.46

Q2 2019

Shares 35,413 Value ($000) $4,826 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 302,407 Value ($000) $40,973 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 284,780 Value ($000) $36,187 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 240,931 Value ($000) $36,740 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 130,132 Value ($000) $17,655 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 105,400 Value ($000) $15,534 Avg Close $133.07 Range $120.49 - $146.01

Q3 2017

Shares 118,700 Value ($000) $14,803 Avg Close $96.02 Range $87.71 - $104.79

Q1 2017

Shares 54,034 Value ($000) $5,012 Avg Close $77.69 Range $74.24 - $81.74

Q3 2016

Shares 57,000 Value ($000) $5,060 Avg Close $66.01 Range $58.78 - $71.89

Q3 2014

Shares 36,000 Value ($000) $3,565 Avg Close $79.29 Range $73.57 - $83.32

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	61,452	$9,075	$123.01	$102.69 - $131.46
Q2 2019	35,413	$4,826	$114.70	$103.20 - $125.83
Q1 2019	302,407	$40,973	$114.61	$103.38 - $123.15
Q4 2018	284,780	$36,187	$111.50	$96.19 - $135.93
Q3 2018	240,931	$36,740	$120.51	$110.40 - $134.53
Q2 2018	130,132	$17,655	$126.53	$112.48 - $137.00
Q1 2018	105,400	$15,534	$133.07	$120.49 - $146.01
Q3 2017	118,700	$14,803	$96.02	$87.71 - $104.79
Q1 2017	54,034	$5,012	$77.69	$74.24 - $81.74
Q3 2016	57,000	$5,060	$66.01	$58.78 - $71.89
Q3 2014	36,000	$3,565	$79.29	$73.57 - $83.32