CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 53,927 Value ($000) $30,893 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 53,181 Value ($000) $25,375 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 48,340 Value ($000) $18,766 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 51,758 Value ($000) $17,070 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 52,488 Value ($000) $19,041 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 56,973 Value ($000) $22,283 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 72,983 Value ($000) $24,311 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 83,287 Value ($000) $30,519 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 75,640 Value ($000) $22,364 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 81,730 Value ($000) $22,312 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 84,842 Value ($000) $20,875 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 65,339 Value ($000) $14,952 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 54,464 Value ($000) $13,047 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 39,800 Value ($000) $6,530 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 29,511 Value ($000) $5,275 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 35,537 Value ($000) $7,919 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 80,329 Value ($000) $16,607 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 86,295 Value ($000) $16,567 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 89,399 Value ($000) $19,455 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 120,220 Value ($000) $27,875 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 158,870 Value ($000) $28,918 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 192,440 Value ($000) $28,702 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 195,278 Value ($000) $24,702 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 172,978 Value ($000) $20,072 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 167,103 Value ($000) $24,677 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 127,014 Value ($000) $16,042 Avg Close $111.09 Range $97.87 - $122.22

Q4 2018

Shares 93,484 Value ($000) $11,879 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 90,607 Value ($000) $13,816 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 118,354 Value ($000) $16,056 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 343,506 Value ($000) $50,625 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 405,698 Value ($000) $63,932 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 398,140 Value ($000) $49,654 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 461,478 Value ($000) $49,589 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 482,475 Value ($000) $44,753 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 468,844 Value ($000) $43,480 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 473,035 Value ($000) $41,991 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 486,149 Value ($000) $36,855 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 512,972 Value ($000) $39,264 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 610,295 Value ($000) $41,477 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 490,532 Value ($000) $32,060 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 520,269 Value ($000) $44,129 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 524,955 Value ($000) $42,013 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 329,492 Value ($000) $30,158 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 346,308 Value ($000) $34,295 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 285,235 Value ($000) $30,995 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 257,281 Value ($000) $25,566 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 265,357 Value ($000) $24,098 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 227,248 Value ($000) $18,946 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 272,899 Value ($000) $22,512 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	53,927	$30,893	$555.50	$469.79 - $627.50
Q3 2025	53,181	$25,375	$425.39	$381.75 - $483.95
Q2 2025	48,340	$18,766	$330.84	$264.29 - $386.62
Q1 2025	51,758	$17,070	$351.95	$315.09 - $404.98
Q4 2024	52,488	$19,041	$381.74	$351.93 - $412.27
Q3 2024	56,973	$22,283	$338.69	$301.40 - $389.91
Q2 2024	72,983	$24,311	$338.69	$308.78 - $372.10
Q1 2024	83,287	$30,519	$311.07	$268.51 - $357.70
Q4 2023	75,640	$22,364	$251.22	$216.95 - $290.10
Q3 2023	81,730	$22,312	$261.47	$229.25 - $283.47
Q2 2023	84,842	$20,875	$213.76	$195.84 - $240.81
Q1 2023	65,339	$14,952	$230.59	$201.84 - $253.98
Q4 2022	54,464	$13,047	$206.59	$156.72 - $232.83
Q3 2022	39,800	$6,530	$172.21	$151.58 - $189.11
Q2 2022	29,511	$5,275	$197.29	$164.98 - $221.91
Q1 2022	35,537	$7,919	$195.46	$167.60 - $214.37
Q4 2021	80,329	$16,607	$186.69	$173.30 - $200.95
Q3 2021	86,295	$16,567	$192.08	$172.62 - $206.58
Q2 2021	89,399	$19,455	$211.85	$188.71 - $226.53
Q1 2021	120,220	$27,875	$189.09	$163.90 - $217.37
Q4 2020	158,870	$28,918	$153.98	$129.92 - $167.14
Q3 2020	192,440	$28,702	$126.81	$112.24 - $141.22
Q2 2020	195,278	$24,702	$106.19	$89.90 - $125.54
Q1 2020	172,978	$20,072	$113.38	$77.78 - $132.89
Q4 2019	167,103	$24,677	$123.01	$102.69 - $131.46
Q3 2019	127,014	$16,042	$111.09	$97.87 - $122.22
Q4 2018	93,484	$11,879	$111.50	$96.19 - $135.93
Q3 2018	90,607	$13,816	$120.51	$110.40 - $134.53
Q2 2018	118,354	$16,056	$126.53	$112.48 - $137.00
Q1 2018	343,506	$50,625	$133.07	$120.49 - $146.01
Q4 2017	405,698	$63,932	$116.31	$103.45 - $133.20
Q3 2017	398,140	$49,654	$96.02	$87.71 - $104.79
Q2 2017	461,478	$49,589	$84.05	$74.79 - $89.64
Q1 2017	482,475	$44,753	$77.69	$74.24 - $81.74
Q4 2016	468,844	$43,480	$73.74	$65.47 - $79.39
Q3 2016	473,035	$41,991	$66.01	$58.78 - $71.89
Q2 2016	486,149	$36,855	$59.82	$55.25 - $64.10
Q1 2016	512,972	$39,264	$53.06	$44.66 - $61.22
Q4 2015	610,295	$41,477	$54.58	$48.84 - $59.43
Q3 2015	490,532	$32,060	$59.11	$48.76 - $65.71
Q2 2015	520,269	$44,129	$65.86	$60.39 - $68.73
Q1 2015	524,955	$42,013	$63.13	$59.48 - $69.69
Q4 2014	329,492	$30,158	$73.34	$66.42 - $80.82
Q3 2014	346,308	$34,295	$79.29	$73.57 - $83.32
Q2 2014	285,235	$30,995	$78.02	$73.19 - $81.73
Q1 2014	257,281	$25,566	$69.69	$63.53 - $74.44
Q4 2013	265,357	$24,098	$62.67	$60.17 - $67.37
Q3 2013	227,248	$18,946	$61.64	$58.99 - $64.50
Q2 2013	272,899	$22,512	$61.55	$57.61 - $65.73