CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 5,700 Value ($000) $529 Avg Close $73.74 Range $65.47 - $79.39

Q4 2014

Shares 16,062 Value ($000) $1,470 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 16,762 Value ($000) $1,660 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 18,700 Value ($000) $2,032 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 5,200 Value ($000) $517 Avg Close $69.69 Range $63.53 - $74.44

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	5,700	$529	$73.74	$65.47 - $79.39
Q4 2014	16,062	$1,470	$73.34	$66.42 - $80.82
Q3 2014	16,762	$1,660	$79.29	$73.57 - $83.32
Q2 2014	18,700	$2,032	$78.02	$73.19 - $81.73
Q1 2014	5,200	$517	$69.69	$63.53 - $74.44