CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

American Trust Investment Advisors, LLC's Holding History (CIK: 0001291424)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 18,809 Value ($000) $2,376 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 19,059 Value ($000) $2,598 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 19,959 Value ($000) $2,704 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 20,244 Value ($000) $2,572 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 20,229 Value ($000) $3,085 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 20,177 Value ($000) $2,737 Avg Close $126.53 Range $112.48 - $137.00

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	18,809	$2,376	$111.09	$97.87 - $122.22
Q2 2019	19,059	$2,598	$114.70	$103.20 - $125.83
Q1 2019	19,959	$2,704	$114.61	$103.38 - $123.15
Q4 2018	20,244	$2,572	$111.50	$96.19 - $135.93
Q3 2018	20,229	$3,085	$120.51	$110.40 - $134.53
Q2 2018	20,177	$2,737	$126.53	$112.48 - $137.00