CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 9,501 Value ($000) $5,443 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 7,249 Value ($000) $3,459 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 9,154 Value ($000) $3,554 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 10,584 Value ($000) $3,491 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 16,708 Value ($000) $6,061 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 17,070 Value ($000) $6,676 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 20,055 Value ($000) $6,680 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 20,974 Value ($000) $7,686 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 22,335 Value ($000) $6,604 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 22,343 Value ($000) $6,100 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 29,161 Value ($000) $7,175 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 35,928 Value ($000) $8,222 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 39,350 Value ($000) $9,427 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 45,002 Value ($000) $7,384 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 55,358 Value ($000) $9,896 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 50,936 Value ($000) $11,350 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 52,418 Value ($000) $10,837 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 48,753 Value ($000) $9,359 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 52,910 Value ($000) $11,515 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 86,617 Value ($000) $20,084 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 80,421 Value ($000) $14,638 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 112,283 Value ($000) $16,747 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 140,496 Value ($000) $17,773 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 126,913 Value ($000) $14,727 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 86,429 Value ($000) $12,764 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 79,509 Value ($000) $10,043 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 50,999 Value ($000) $6,951 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 30,916 Value ($000) $4,189 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 39,894 Value ($000) $5,069 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 56,896 Value ($000) $8,676 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 56,602 Value ($000) $7,679 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 116,385 Value ($000) $17,979 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 136,992 Value ($000) $21,587 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 176,175 Value ($000) $21,971 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 264,758 Value ($000) $28,451 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 301,415 Value ($000) $27,959 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 324,559 Value ($000) $30,100 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 321,279 Value ($000) $28,520 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 308,706 Value ($000) $23,403 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 298,431 Value ($000) $22,842 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 239,884 Value ($000) $16,303 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 171,342 Value ($000) $11,199 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 136,635 Value ($000) $11,589 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 103,593 Value ($000) $8,291 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 24,785 Value ($000) $2,269 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 14,617 Value ($000) $1,448 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 14,864 Value ($000) $1,615 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 16,097 Value ($000) $1,600 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 18,968 Value ($000) $1,722 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 18,718 Value ($000) $1,561 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 20,904 Value ($000) $1,724 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	9,501	$5,443	$555.50	$469.79 - $627.50
Q3 2025	7,249	$3,459	$425.39	$381.75 - $483.95
Q2 2025	9,154	$3,554	$330.84	$264.29 - $386.62
Q1 2025	10,584	$3,491	$351.95	$315.09 - $404.98
Q4 2024	16,708	$6,061	$381.74	$351.93 - $412.27
Q3 2024	17,070	$6,676	$338.69	$301.40 - $389.91
Q2 2024	20,055	$6,680	$338.69	$308.78 - $372.10
Q1 2024	20,974	$7,686	$311.07	$268.51 - $357.70
Q4 2023	22,335	$6,604	$251.22	$216.95 - $290.10
Q3 2023	22,343	$6,100	$261.47	$229.25 - $283.47
Q2 2023	29,161	$7,175	$213.76	$195.84 - $240.81
Q1 2023	35,928	$8,222	$230.59	$201.84 - $253.98
Q4 2022	39,350	$9,427	$206.59	$156.72 - $232.83
Q3 2022	45,002	$7,384	$172.21	$151.58 - $189.11
Q2 2022	55,358	$9,896	$197.29	$164.98 - $221.91
Q1 2022	50,936	$11,350	$195.46	$167.60 - $214.37
Q4 2021	52,418	$10,837	$186.69	$173.30 - $200.95
Q3 2021	48,753	$9,359	$192.08	$172.62 - $206.58
Q2 2021	52,910	$11,515	$211.85	$188.71 - $226.53
Q1 2021	86,617	$20,084	$189.09	$163.90 - $217.37
Q4 2020	80,421	$14,638	$153.98	$129.92 - $167.14
Q3 2020	112,283	$16,747	$126.81	$112.24 - $141.22
Q2 2020	140,496	$17,773	$106.19	$89.90 - $125.54
Q1 2020	126,913	$14,727	$113.38	$77.78 - $132.89
Q4 2019	86,429	$12,764	$123.01	$102.69 - $131.46
Q3 2019	79,509	$10,043	$111.09	$97.87 - $122.22
Q2 2019	50,999	$6,951	$114.70	$103.20 - $125.83
Q1 2019	30,916	$4,189	$114.61	$103.38 - $123.15
Q4 2018	39,894	$5,069	$111.50	$96.19 - $135.93
Q3 2018	56,896	$8,676	$120.51	$110.40 - $134.53
Q2 2018	56,602	$7,679	$126.53	$112.48 - $137.00
Q1 2018	116,385	$17,979	$133.07	$120.49 - $146.01
Q4 2017	136,992	$21,587	$116.31	$103.45 - $133.20
Q3 2017	176,175	$21,971	$96.02	$87.71 - $104.79
Q2 2017	264,758	$28,451	$84.05	$74.79 - $89.64
Q1 2017	301,415	$27,959	$77.69	$74.24 - $81.74
Q4 2016	324,559	$30,100	$73.74	$65.47 - $79.39
Q3 2016	321,279	$28,520	$66.01	$58.78 - $71.89
Q2 2016	308,706	$23,403	$59.82	$55.25 - $64.10
Q1 2016	298,431	$22,842	$53.06	$44.66 - $61.22
Q4 2015	239,884	$16,303	$54.58	$48.84 - $59.43
Q3 2015	171,342	$11,199	$59.11	$48.76 - $65.71
Q2 2015	136,635	$11,589	$65.86	$60.39 - $68.73
Q1 2015	103,593	$8,291	$63.13	$59.48 - $69.69
Q4 2014	24,785	$2,269	$73.34	$66.42 - $80.82
Q3 2014	14,617	$1,448	$79.29	$73.57 - $83.32
Q2 2014	14,864	$1,615	$78.02	$73.19 - $81.73
Q1 2014	16,097	$1,600	$69.69	$63.53 - $74.44
Q4 2013	18,968	$1,722	$62.67	$60.17 - $67.37
Q3 2013	18,718	$1,561	$61.64	$58.99 - $64.50
Q2 2013	20,904	$1,724	$61.55	$57.61 - $65.73