CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 433,011 Value ($000) $248 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 502,527 Value ($000) $240 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 490,953 Value ($000) $191 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 204,201 Value ($000) $67 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 194,666 Value ($000) $71 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 304,808 Value ($000) $119 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 227,252 Value ($000) $76 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 321,800 Value ($000) $118 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 351,064 Value ($000) $104 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 192,460 Value ($000) $53 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 29,908 Value ($000) $7 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 5,701 Value ($000) $1 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 1,601 Value ($000) $0 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 34,232 Value ($000) $5,617 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 59,898 Value ($000) $10,707 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 45,144 Value ($000) $10,059 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 50,586 Value ($000) $10,458 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 29,037 Value ($000) $5,574 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 155,362 Value ($000) $33,811 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 22,067 Value ($000) $5,117 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 24,558 Value ($000) $4,470 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 65,210 Value ($000) $9,726 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 3,120 Value ($000) $395 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 19,282 Value ($000) $2,237 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 8,306 Value ($000) $1,227 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 221,340 Value ($000) $27,957 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 464,718 Value ($000) $63,336 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 71,050 Value ($000) $9,627 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 5,384 Value ($000) $684 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 122,431 Value ($000) $18,670 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 55,324 Value ($000) $7,506 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 221,543 Value ($000) $32,651 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 52,908 Value ($000) $8,337 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 58,130 Value ($000) $7,249 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 55,363 Value ($000) $5,949 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 393,123 Value ($000) $36,466 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 967,600 Value ($000) $89,735 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 180,898 Value ($000) $16,058 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 259,592 Value ($000) $19,680 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 294,007 Value ($000) $22,503 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 237,385 Value ($000) $16,133 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 117,349 Value ($000) $7,670 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 241,934 Value ($000) $20,521 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 1,279,483 Value ($000) $102,397 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 718,500 Value ($000) $65,764 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 562,881 Value ($000) $55,742 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 419,642 Value ($000) $45,602 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 632,424 Value ($000) $62,844 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 908,757 Value ($000) $82,524 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 1,802,430 Value ($000) $150,269 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 516,472 Value ($000) $42,604 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	433,011	$248	$555.50	$469.79 - $627.50
Q3 2025	502,527	$240	$425.39	$381.75 - $483.95
Q2 2025	490,953	$191	$330.84	$264.29 - $386.62
Q1 2025	204,201	$67	$351.95	$315.09 - $404.98
Q4 2024	194,666	$71	$381.74	$351.93 - $412.27
Q3 2024	304,808	$119	$338.69	$301.40 - $389.91
Q2 2024	227,252	$76	$338.69	$308.78 - $372.10
Q1 2024	321,800	$118	$311.07	$268.51 - $357.70
Q4 2023	351,064	$104	$251.22	$216.95 - $290.10
Q3 2023	192,460	$53	$261.47	$229.25 - $283.47
Q2 2023	29,908	$7	$213.76	$195.84 - $240.81
Q1 2023	5,701	$1	$230.59	$201.84 - $253.98
Q4 2022	1,601	$0	$206.59	$156.72 - $232.83
Q3 2022	34,232	$5,617	$172.21	$151.58 - $189.11
Q2 2022	59,898	$10,707	$197.29	$164.98 - $221.91
Q1 2022	45,144	$10,059	$195.46	$167.60 - $214.37
Q4 2021	50,586	$10,458	$186.69	$173.30 - $200.95
Q3 2021	29,037	$5,574	$192.08	$172.62 - $206.58
Q2 2021	155,362	$33,811	$211.85	$188.71 - $226.53
Q1 2021	22,067	$5,117	$189.09	$163.90 - $217.37
Q4 2020	24,558	$4,470	$153.98	$129.92 - $167.14
Q3 2020	65,210	$9,726	$126.81	$112.24 - $141.22
Q2 2020	3,120	$395	$106.19	$89.90 - $125.54
Q1 2020	19,282	$2,237	$113.38	$77.78 - $132.89
Q4 2019	8,306	$1,227	$123.01	$102.69 - $131.46
Q3 2019	221,340	$27,957	$111.09	$97.87 - $122.22
Q2 2019	464,718	$63,336	$114.70	$103.20 - $125.83
Q1 2019	71,050	$9,627	$114.61	$103.38 - $123.15
Q4 2018	5,384	$684	$111.50	$96.19 - $135.93
Q3 2018	122,431	$18,670	$120.51	$110.40 - $134.53
Q2 2018	55,324	$7,506	$126.53	$112.48 - $137.00
Q1 2018	221,543	$32,651	$133.07	$120.49 - $146.01
Q4 2017	52,908	$8,337	$116.31	$103.45 - $133.20
Q3 2017	58,130	$7,249	$96.02	$87.71 - $104.79
Q2 2017	55,363	$5,949	$84.05	$74.79 - $89.64
Q1 2017	393,123	$36,466	$77.69	$74.24 - $81.74
Q4 2016	967,600	$89,735	$73.74	$65.47 - $79.39
Q3 2016	180,898	$16,058	$66.01	$58.78 - $71.89
Q2 2016	259,592	$19,680	$59.82	$55.25 - $64.10
Q1 2016	294,007	$22,503	$53.06	$44.66 - $61.22
Q4 2015	237,385	$16,133	$54.58	$48.84 - $59.43
Q3 2015	117,349	$7,670	$59.11	$48.76 - $65.71
Q2 2015	241,934	$20,521	$65.86	$60.39 - $68.73
Q1 2015	1,279,483	$102,397	$63.13	$59.48 - $69.69
Q4 2014	718,500	$65,764	$73.34	$66.42 - $80.82
Q3 2014	562,881	$55,742	$79.29	$73.57 - $83.32
Q2 2014	419,642	$45,602	$78.02	$73.19 - $81.73
Q1 2014	632,424	$62,844	$69.69	$63.53 - $74.44
Q4 2013	908,757	$82,524	$62.67	$60.17 - $67.37
Q3 2013	1,802,430	$150,269	$61.64	$58.99 - $64.50
Q2 2013	516,472	$42,604	$61.55	$57.61 - $65.73