CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Broderick Brian C's Holding History (CIK: 0001314376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 3,784 Value ($000) $564 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 3,824 Value ($000) $484 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 3,824 Value ($000) $444 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 3,824 Value ($000) $564 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 3,834 Value ($000) $484 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 3,834 Value ($000) $522 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 3,874 Value ($000) $525 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 3,198 Value ($000) $406 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 3,024 Value ($000) $461 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 3,024 Value ($000) $410 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 3,024 Value ($000) $446 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 3,024 Value ($000) $477 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 3,024 Value ($000) $377 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 3,024 Value ($000) $325 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 3,024 Value ($000) $281 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 3,024 Value ($000) $280 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 3,024 Value ($000) $268 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 3,024 Value ($000) $229 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 3,024 Value ($000) $231 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 3,024 Value ($000) $206 Avg Close $54.58 Range $48.84 - $59.43
Q2 2015
Shares 3,024 Value ($000) $256 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 3,024 Value ($000) $242 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 3,024 Value ($000) $277 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 3,024 Value ($000) $299 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 3,024 Value ($000) $329 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 3,024 Value ($000) $300 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 3,024 Value ($000) $275 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 3,024 Value ($000) $252 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 3,024 Value ($000) $249 Avg Close $61.55 Range $57.61 - $65.73
Q1 2013
Shares 3,024 Value ($000) $263 Avg Close $67.15 Range $61.79 - $71.80
Q4 2012
Shares 3,024 Value ($000) $271 Avg Close — Range —