CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Essex Financial Services, Inc.'s Holding History (CIK: 0001315785)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 12,790 Value ($000) $7,327 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 12,318 Value ($000) $5,878 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 13,218 Value ($000) $5,131 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 12,435 Value ($000) $4,101 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 13,212 Value ($000) $4,793 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 12,189 Value ($000) $4,735 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 15,735 Value ($000) $5,289 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 12,148 Value ($000) $4,451 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 11,441 Value ($000) $3,383 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 11,163 Value ($000) $3,047 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 11,270 Value ($000) $2,773 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 12,294 Value ($000) $2,813 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 11,850 Value ($000) $3 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 11,655 Value ($000) $1,912 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 13,274 Value ($000) $2,373 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 14,203 Value ($000) $3,165 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 16,406 Value ($000) $3,392 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 15,259 Value ($000) $2,929 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 8,015 Value ($000) $1,858 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 8,015 Value ($000) $1,858 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 9,253 Value ($000) $1,686 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 8,435 Value ($000) $1,258 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,247 Value ($000) $917 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 7,661 Value ($000) $889 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 7,316 Value ($000) $1,080 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 7,242 Value ($000) $915 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 7,387 Value ($000) $1,007 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 7,384 Value ($000) $1,000 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,481 Value ($000) $951 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,529 Value ($000) $1,148 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 8,026 Value ($000) $1,089 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 8,030 Value ($000) $1,183 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 8,028 Value ($000) $1,265 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 9,441 Value ($000) $1,177 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 9,319 Value ($000) $1,001 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 11,850 Value ($000) $1,099 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 15,071 Value ($000) $1,398 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 15,249 Value ($000) $1,354 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 15,270 Value ($000) $1,158 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 15,407 Value ($000) $1,179 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 15,138 Value ($000) $1,029 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 14,042 Value ($000) $918 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 13,000 Value ($000) $1,103 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 14,160 Value ($000) $1,133 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 17,606 Value ($000) $1,611 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 16,513 Value ($000) $1,635 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 16,471 Value ($000) $1,790 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 16,894 Value ($000) $1,679 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 19,070 Value ($000) $1,732 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 19,034 Value ($000) $1,587 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 21,429 Value ($000) $1,768 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	12,790	$7,327	$555.50	$469.79 - $627.50
Q3 2025	12,318	$5,878	$425.39	$381.75 - $483.95
Q2 2025	13,218	$5,131	$330.84	$264.29 - $386.62
Q1 2025	12,435	$4,101	$351.95	$315.09 - $404.98
Q4 2024	13,212	$4,793	$381.74	$351.93 - $412.27
Q3 2024	12,189	$4,735	$338.69	$301.40 - $389.91
Q2 2024	15,735	$5,289	$338.69	$308.78 - $372.10
Q1 2024	12,148	$4,451	$311.07	$268.51 - $357.70
Q4 2023	11,441	$3,383	$251.22	$216.95 - $290.10
Q3 2023	11,163	$3,047	$261.47	$229.25 - $283.47
Q2 2023	11,270	$2,773	$213.76	$195.84 - $240.81
Q1 2023	12,294	$2,813	$230.59	$201.84 - $253.98
Q4 2022	11,850	$3	$206.59	$156.72 - $232.83
Q3 2022	11,655	$1,912	$172.21	$151.58 - $189.11
Q2 2022	13,274	$2,373	$197.29	$164.98 - $221.91
Q1 2022	14,203	$3,165	$195.46	$167.60 - $214.37
Q4 2021	16,406	$3,392	$186.69	$173.30 - $200.95
Q3 2021	15,259	$2,929	$192.08	$172.62 - $206.58
Q2 2021	8,015	$1,858	$211.85	$188.71 - $226.53
Q1 2021	8,015	$1,858	$189.09	$163.90 - $217.37
Q4 2020	9,253	$1,686	$153.98	$129.92 - $167.14
Q3 2020	8,435	$1,258	$126.81	$112.24 - $141.22
Q2 2020	7,247	$917	$106.19	$89.90 - $125.54
Q1 2020	7,661	$889	$113.38	$77.78 - $132.89
Q4 2019	7,316	$1,080	$123.01	$102.69 - $131.46
Q3 2019	7,242	$915	$111.09	$97.87 - $122.22
Q2 2019	7,387	$1,007	$114.70	$103.20 - $125.83
Q1 2019	7,384	$1,000	$114.61	$103.38 - $123.15
Q4 2018	7,481	$951	$111.50	$96.19 - $135.93
Q3 2018	7,529	$1,148	$120.51	$110.40 - $134.53
Q2 2018	8,026	$1,089	$126.53	$112.48 - $137.00
Q1 2018	8,030	$1,183	$133.07	$120.49 - $146.01
Q4 2017	8,028	$1,265	$116.31	$103.45 - $133.20
Q3 2017	9,441	$1,177	$96.02	$87.71 - $104.79
Q2 2017	9,319	$1,001	$84.05	$74.79 - $89.64
Q1 2017	11,850	$1,099	$77.69	$74.24 - $81.74
Q4 2016	15,071	$1,398	$73.74	$65.47 - $79.39
Q3 2016	15,249	$1,354	$66.01	$58.78 - $71.89
Q2 2016	15,270	$1,158	$59.82	$55.25 - $64.10
Q1 2016	15,407	$1,179	$53.06	$44.66 - $61.22
Q4 2015	15,138	$1,029	$54.58	$48.84 - $59.43
Q3 2015	14,042	$918	$59.11	$48.76 - $65.71
Q2 2015	13,000	$1,103	$65.86	$60.39 - $68.73
Q1 2015	14,160	$1,133	$63.13	$59.48 - $69.69
Q4 2014	17,606	$1,611	$73.34	$66.42 - $80.82
Q3 2014	16,513	$1,635	$79.29	$73.57 - $83.32
Q2 2014	16,471	$1,790	$78.02	$73.19 - $81.73
Q1 2014	16,894	$1,679	$69.69	$63.53 - $74.44
Q4 2013	19,070	$1,732	$62.67	$60.17 - $67.37
Q3 2013	19,034	$1,587	$61.64	$58.99 - $64.50
Q2 2013	21,429	$1,768	$61.55	$57.61 - $65.73