CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Polar Asset Management Partners Inc.'s Holding History (CIK: 0001326389)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 5,375 Value ($000) $1,111 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 5,687 Value ($000) $1,092 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 7,811 Value ($000) $1,700 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 3,732 Value ($000) $865 Avg Close $189.09 Range $163.90 - $217.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	5,375	$1,111	$186.69	$173.30 - $200.95
Q3 2021	5,687	$1,092	$192.08	$172.62 - $206.58
Q2 2021	7,811	$1,700	$211.85	$188.71 - $226.53
Q1 2021	3,732	$865	$189.09	$163.90 - $217.37