CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 246,551 Value ($000) $141 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 242,597 Value ($000) $116 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 245,376 Value ($000) $95 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 255,575 Value ($000) $84 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 253,537 Value ($000) $92 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 260,764 Value ($000) $102 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 257,160 Value ($000) $86 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 258,670 Value ($000) $95 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 283,007 Value ($000) $84 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 279,976 Value ($000) $76 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 278,708 Value ($000) $69 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 275,625 Value ($000) $63 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 277,864 Value ($000) $67 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 268,257 Value ($000) $44,016 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 265,698 Value ($000) $49,440 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 270,259 Value ($000) $60,219 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 271,007 Value ($000) $56,028 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 252,290 Value ($000) $48,433 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 245,617 Value ($000) $53,454 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 249,315 Value ($000) $57,809 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 245,036 Value ($000) $44,602 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 220,850 Value ($000) $32,940 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 211,235 Value ($000) $26,721 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 207,549 Value ($000) $24,084 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 212,835 Value ($000) $31,432 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 209,336 Value ($000) $26,441 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 211,541 Value ($000) $28,831 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 200,963 Value ($000) $27,229 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 182,795 Value ($000) $23,228 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 167,689 Value ($000) $25,571 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 169,956 Value ($000) $23,058 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 153,239 Value ($000) $22,584 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 136,189 Value ($000) $21,461 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 137,697 Value ($000) $17,172 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 125,006 Value ($000) $13,433 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 120,199 Value ($000) $11,150 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 116,111 Value ($000) $10,768 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 115,156 Value ($000) $10,222 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 229,752 Value ($000) $17,418 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 113,434 Value ($000) $8,682 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 105,978 Value ($000) $7,202 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 118,656 Value ($000) $7,755 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 133,272 Value ($000) $11,304,098 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 125,266 Value ($000) $10,025 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 130,178 Value ($000) $11,915,215 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 130,839 Value ($000) $12,957,035 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 142,624 Value ($000) $15,498,984 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 119,605 Value ($000) $11,885,177 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 106,351 Value ($000) $9,657,733 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 100,335 Value ($000) $8,367,905 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 54,185 Value ($000) $4,469,696 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	246,551	$141	$555.50	$469.79 - $627.50
Q3 2025	242,597	$116	$425.39	$381.75 - $483.95
Q2 2025	245,376	$95	$330.84	$264.29 - $386.62
Q1 2025	255,575	$84	$351.95	$315.09 - $404.98
Q4 2024	253,537	$92	$381.74	$351.93 - $412.27
Q3 2024	260,764	$102	$338.69	$301.40 - $389.91
Q2 2024	257,160	$86	$338.69	$308.78 - $372.10
Q1 2024	258,670	$95	$311.07	$268.51 - $357.70
Q4 2023	283,007	$84	$251.22	$216.95 - $290.10
Q3 2023	279,976	$76	$261.47	$229.25 - $283.47
Q2 2023	278,708	$69	$213.76	$195.84 - $240.81
Q1 2023	275,625	$63	$230.59	$201.84 - $253.98
Q4 2022	277,864	$67	$206.59	$156.72 - $232.83
Q3 2022	268,257	$44,016	$172.21	$151.58 - $189.11
Q2 2022	265,698	$49,440	$197.29	$164.98 - $221.91
Q1 2022	270,259	$60,219	$195.46	$167.60 - $214.37
Q4 2021	271,007	$56,028	$186.69	$173.30 - $200.95
Q3 2021	252,290	$48,433	$192.08	$172.62 - $206.58
Q2 2021	245,617	$53,454	$211.85	$188.71 - $226.53
Q1 2021	249,315	$57,809	$189.09	$163.90 - $217.37
Q4 2020	245,036	$44,602	$153.98	$129.92 - $167.14
Q3 2020	220,850	$32,940	$126.81	$112.24 - $141.22
Q2 2020	211,235	$26,721	$106.19	$89.90 - $125.54
Q1 2020	207,549	$24,084	$113.38	$77.78 - $132.89
Q4 2019	212,835	$31,432	$123.01	$102.69 - $131.46
Q3 2019	209,336	$26,441	$111.09	$97.87 - $122.22
Q2 2019	211,541	$28,831	$114.70	$103.20 - $125.83
Q1 2019	200,963	$27,229	$114.61	$103.38 - $123.15
Q4 2018	182,795	$23,228	$111.50	$96.19 - $135.93
Q3 2018	167,689	$25,571	$120.51	$110.40 - $134.53
Q2 2018	169,956	$23,058	$126.53	$112.48 - $137.00
Q1 2018	153,239	$22,584	$133.07	$120.49 - $146.01
Q4 2017	136,189	$21,461	$116.31	$103.45 - $133.20
Q3 2017	137,697	$17,172	$96.02	$87.71 - $104.79
Q2 2017	125,006	$13,433	$84.05	$74.79 - $89.64
Q1 2017	120,199	$11,150	$77.69	$74.24 - $81.74
Q4 2016	116,111	$10,768	$73.74	$65.47 - $79.39
Q3 2016	115,156	$10,222	$66.01	$58.78 - $71.89
Q2 2016	229,752	$17,418	$59.82	$55.25 - $64.10
Q1 2016	113,434	$8,682	$53.06	$44.66 - $61.22
Q4 2015	105,978	$7,202	$54.58	$48.84 - $59.43
Q3 2015	118,656	$7,755	$59.11	$48.76 - $65.71
Q2 2015	133,272	$11,304,098	$65.86	$60.39 - $68.73
Q1 2015	125,266	$10,025	$63.13	$59.48 - $69.69
Q4 2014	130,178	$11,915,215	$73.34	$66.42 - $80.82
Q3 2014	130,839	$12,957,035	$79.29	$73.57 - $83.32
Q2 2014	142,624	$15,498,984	$78.02	$73.19 - $81.73
Q1 2014	119,605	$11,885,177	$69.69	$63.53 - $74.44
Q4 2013	106,351	$9,657,733	$62.67	$60.17 - $67.37
Q3 2013	100,335	$8,367,905	$61.64	$58.99 - $64.50
Q2 2013	54,185	$4,469,696	$61.55	$57.61 - $65.73