CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Westend Capital Management, LLC's Holding History (CIK: 0001331997)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 19,249 Value ($000) $11,027 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 21 Value ($000) $10 Avg Close $425.39 Range $381.75 - $483.95

Q3 2024

Shares 6 Value ($000) $2 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 6 Value ($000) $2 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 14 Value ($000) $5 Avg Close $311.07 Range $268.51 - $357.70

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	19,249	$11,027	$555.50	$469.79 - $627.50
Q3 2025	21	$10	$425.39	$381.75 - $483.95
Q3 2024	6	$2	$338.69	$301.40 - $389.91
Q2 2024	6	$2	$338.69	$308.78 - $372.10
Q1 2024	14	$5	$311.07	$268.51 - $357.70