CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

SCOTIA CAPITAL INC.'s Holding History (CIK: 0001335644)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 63,399 Value ($000) $36,319 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 59,528 Value ($000) $28,404 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 79,116 Value ($000) $30,713 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 72,469 Value ($000) $23,900 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 77,181 Value ($000) $27,999 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 75,618 Value ($000) $29,576 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 76,216 Value ($000) $25,387 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 53,262 Value ($000) $19,517 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 43,374 Value ($000) $12,824 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 45,249 Value ($000) $12,353 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 40,829 Value ($000) $10,046 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 43,940 Value ($000) $10,056 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 46,752 Value ($000) $11,200 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 44,158 Value ($000) $7,245 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 50,654 Value ($000) $9,055 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 53,038 Value ($000) $11,818 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 51,269 Value ($000) $10,599 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 47,118 Value ($000) $9,045 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 53,700 Value ($000) $11,687 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 53,130 Value ($000) $12,319 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 46,654 Value ($000) $8,492 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 61,106 Value ($000) $9,114 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 62,298 Value ($000) $7,892 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 59,837 Value ($000) $6,943 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 56,574 Value ($000) $8,356 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 71,063 Value ($000) $8,976 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 46,889 Value ($000) $6,391 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 44,975 Value ($000) $6,093 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 59,512 Value ($000) $7,562 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 61,116 Value ($000) $9,320 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 55,589 Value ($000) $8,149 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 52,611 Value ($000) $7,753 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 43,747 Value ($000) $6,894 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 39,288 Value ($000) $4,898 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 41,066 Value ($000) $4,413 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 42,389 Value ($000) $3,937 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 51,727 Value ($000) $4,802 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 53,243 Value ($000) $4,725 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 52,037 Value ($000) $3,953 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 51,971 Value ($000) $3,980 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 41,025 Value ($000) $2,653 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 41,025 Value ($000) $2,685 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 44,699 Value ($000) $3,798 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 34,076 Value ($000) $2,728 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 32,901 Value ($000) $3,009 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 41,333 Value ($000) $4,092 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 50,886 Value ($000) $5,532 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 73,008 Value ($000) $7,251 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 235,558 Value ($000) $21,395 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 103,114 Value ($000) $8,602 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 88,341 Value ($000) $7,285 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	63,399	$36,319	$555.50	$469.79 - $627.50
Q3 2025	59,528	$28,404	$425.39	$381.75 - $483.95
Q2 2025	79,116	$30,713	$330.84	$264.29 - $386.62
Q1 2025	72,469	$23,900	$351.95	$315.09 - $404.98
Q4 2024	77,181	$27,999	$381.74	$351.93 - $412.27
Q3 2024	75,618	$29,576	$338.69	$301.40 - $389.91
Q2 2024	76,216	$25,387	$338.69	$308.78 - $372.10
Q1 2024	53,262	$19,517	$311.07	$268.51 - $357.70
Q4 2023	43,374	$12,824	$251.22	$216.95 - $290.10
Q3 2023	45,249	$12,353	$261.47	$229.25 - $283.47
Q2 2023	40,829	$10,046	$213.76	$195.84 - $240.81
Q1 2023	43,940	$10,056	$230.59	$201.84 - $253.98
Q4 2022	46,752	$11,200	$206.59	$156.72 - $232.83
Q3 2022	44,158	$7,245	$172.21	$151.58 - $189.11
Q2 2022	50,654	$9,055	$197.29	$164.98 - $221.91
Q1 2022	53,038	$11,818	$195.46	$167.60 - $214.37
Q4 2021	51,269	$10,599	$186.69	$173.30 - $200.95
Q3 2021	47,118	$9,045	$192.08	$172.62 - $206.58
Q2 2021	53,700	$11,687	$211.85	$188.71 - $226.53
Q1 2021	53,130	$12,319	$189.09	$163.90 - $217.37
Q4 2020	46,654	$8,492	$153.98	$129.92 - $167.14
Q3 2020	61,106	$9,114	$126.81	$112.24 - $141.22
Q2 2020	62,298	$7,892	$106.19	$89.90 - $125.54
Q1 2020	59,837	$6,943	$113.38	$77.78 - $132.89
Q4 2019	56,574	$8,356	$123.01	$102.69 - $131.46
Q3 2019	71,063	$8,976	$111.09	$97.87 - $122.22
Q2 2019	46,889	$6,391	$114.70	$103.20 - $125.83
Q1 2019	44,975	$6,093	$114.61	$103.38 - $123.15
Q4 2018	59,512	$7,562	$111.50	$96.19 - $135.93
Q3 2018	61,116	$9,320	$120.51	$110.40 - $134.53
Q2 2018	55,589	$8,149	$126.53	$112.48 - $137.00
Q1 2018	52,611	$7,753	$133.07	$120.49 - $146.01
Q4 2017	43,747	$6,894	$116.31	$103.45 - $133.20
Q3 2017	39,288	$4,898	$96.02	$87.71 - $104.79
Q2 2017	41,066	$4,413	$84.05	$74.79 - $89.64
Q1 2017	42,389	$3,937	$77.69	$74.24 - $81.74
Q4 2016	51,727	$4,802	$73.74	$65.47 - $79.39
Q3 2016	53,243	$4,725	$66.01	$58.78 - $71.89
Q2 2016	52,037	$3,953	$59.82	$55.25 - $64.10
Q1 2016	51,971	$3,980	$53.06	$44.66 - $61.22
Q4 2015	41,025	$2,653	$54.58	$48.84 - $59.43
Q3 2015	41,025	$2,685	$59.11	$48.76 - $65.71
Q2 2015	44,699	$3,798	$65.86	$60.39 - $68.73
Q1 2015	34,076	$2,728	$63.13	$59.48 - $69.69
Q4 2014	32,901	$3,009	$73.34	$66.42 - $80.82
Q3 2014	41,333	$4,092	$79.29	$73.57 - $83.32
Q2 2014	50,886	$5,532	$78.02	$73.19 - $81.73
Q1 2014	73,008	$7,251	$69.69	$63.53 - $74.44
Q4 2013	235,558	$21,395	$62.67	$60.17 - $67.37
Q3 2013	103,114	$8,602	$61.64	$58.99 - $64.50
Q2 2013	88,341	$7,285	$61.55	$57.61 - $65.73