CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 13,859 Value ($000) $7,939 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 13,573 Value ($000) $6,476 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 11,905 Value ($000) $4,622 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 6,945 Value ($000) $2,290 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 5,594 Value ($000) $2,029 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 5,596 Value ($000) $2,189 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 5,962 Value ($000) $1,986 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 7,463 Value ($000) $2,735 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 13,965 Value ($000) $4,129 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 14,207 Value ($000) $3,879 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 13,166 Value ($000) $3,239 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 12,012 Value ($000) $2,749 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 10,871 Value ($000) $2,604 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 15,220 Value ($000) $2,497 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 14,990 Value ($000) $2,680 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 14,990 Value ($000) $3,340 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 9,430 Value ($000) $1,950 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 5,249 Value ($000) $1,008 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 4,139 Value ($000) $901 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 4,139 Value ($000) $960 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 2,402 Value ($000) $437 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 2,402 Value ($000) $358 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 2,605 Value ($000) $330 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 4,833 Value ($000) $561 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 4,629 Value ($000) $697 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 4,562 Value ($000) $576 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 2,921,950 Value ($000) $398,233 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 2,794,952 Value ($000) $378,688 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 2,480,510 Value ($000) $315,198 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 2,556,400 Value ($000) $389,825 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 2,528,308 Value ($000) $343,015 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 2,116,450 Value ($000) $311,922 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 5,678 Value ($000) $895 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,109 Value ($000) $887 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,449 Value ($000) $800 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 3,635 Value ($000) $337 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 3,625 Value ($000) $336 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 2,960 Value ($000) $263 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 2,951 Value ($000) $224 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 6,509 Value ($000) $498 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 6,114 Value ($000) $416 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 16,214 Value ($000) $1,060 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 446,774 Value ($000) $37,895 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 12,038 Value ($000) $963 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 12,517 Value ($000) $1,146 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 16,141 Value ($000) $1,598 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 1,042,288 Value ($000) $113,265 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 2,449,065 Value ($000) $243,364 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 2,418,007 Value ($000) $219,579 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,635,760 Value ($000) $219,822 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 2,597,569 Value ($000) $214,274 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	13,859	$7,939	$555.50	$469.79 - $627.50
Q3 2025	13,573	$6,476	$425.39	$381.75 - $483.95
Q2 2025	11,905	$4,622	$330.84	$264.29 - $386.62
Q1 2025	6,945	$2,290	$351.95	$315.09 - $404.98
Q4 2024	5,594	$2,029	$381.74	$351.93 - $412.27
Q3 2024	5,596	$2,189	$338.69	$301.40 - $389.91
Q2 2024	5,962	$1,986	$338.69	$308.78 - $372.10
Q1 2024	7,463	$2,735	$311.07	$268.51 - $357.70
Q4 2023	13,965	$4,129	$251.22	$216.95 - $290.10
Q3 2023	14,207	$3,879	$261.47	$229.25 - $283.47
Q2 2023	13,166	$3,239	$213.76	$195.84 - $240.81
Q1 2023	12,012	$2,749	$230.59	$201.84 - $253.98
Q4 2022	10,871	$2,604	$206.59	$156.72 - $232.83
Q3 2022	15,220	$2,497	$172.21	$151.58 - $189.11
Q2 2022	14,990	$2,680	$197.29	$164.98 - $221.91
Q1 2022	14,990	$3,340	$195.46	$167.60 - $214.37
Q4 2021	9,430	$1,950	$186.69	$173.30 - $200.95
Q3 2021	5,249	$1,008	$192.08	$172.62 - $206.58
Q2 2021	4,139	$901	$211.85	$188.71 - $226.53
Q1 2021	4,139	$960	$189.09	$163.90 - $217.37
Q4 2020	2,402	$437	$153.98	$129.92 - $167.14
Q3 2020	2,402	$358	$126.81	$112.24 - $141.22
Q2 2020	2,605	$330	$106.19	$89.90 - $125.54
Q1 2020	4,833	$561	$113.38	$77.78 - $132.89
Q4 2019	4,629	$697	$123.01	$102.69 - $131.46
Q3 2019	4,562	$576	$111.09	$97.87 - $122.22
Q2 2019	2,921,950	$398,233	$114.70	$103.20 - $125.83
Q1 2019	2,794,952	$378,688	$114.61	$103.38 - $123.15
Q4 2018	2,480,510	$315,198	$111.50	$96.19 - $135.93
Q3 2018	2,556,400	$389,825	$120.51	$110.40 - $134.53
Q2 2018	2,528,308	$343,015	$126.53	$112.48 - $137.00
Q1 2018	2,116,450	$311,922	$133.07	$120.49 - $146.01
Q4 2017	5,678	$895	$116.31	$103.45 - $133.20
Q3 2017	7,109	$887	$96.02	$87.71 - $104.79
Q2 2017	7,449	$800	$84.05	$74.79 - $89.64
Q1 2017	3,635	$337	$77.69	$74.24 - $81.74
Q4 2016	3,625	$336	$73.74	$65.47 - $79.39
Q3 2016	2,960	$263	$66.01	$58.78 - $71.89
Q2 2016	2,951	$224	$59.82	$55.25 - $64.10
Q1 2016	6,509	$498	$53.06	$44.66 - $61.22
Q4 2015	6,114	$416	$54.58	$48.84 - $59.43
Q3 2015	16,214	$1,060	$59.11	$48.76 - $65.71
Q2 2015	446,774	$37,895	$65.86	$60.39 - $68.73
Q1 2015	12,038	$963	$63.13	$59.48 - $69.69
Q4 2014	12,517	$1,146	$73.34	$66.42 - $80.82
Q3 2014	16,141	$1,598	$79.29	$73.57 - $83.32
Q2 2014	1,042,288	$113,265	$78.02	$73.19 - $81.73
Q1 2014	2,449,065	$243,364	$69.69	$63.53 - $74.44
Q4 2013	2,418,007	$219,579	$62.67	$60.17 - $67.37
Q3 2013	2,635,760	$219,822	$61.64	$58.99 - $64.50
Q2 2013	2,597,569	$214,274	$61.55	$57.61 - $65.73