CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

WestEnd Advisors, LLC's Holding History (CIK: 0001351731)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 116 Value ($000) $23,981 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 146 Value ($000) $28,027 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 253 Value ($000) $55,060 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 204,895 Value ($000) $47,509,003 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 233,423 Value ($000) $42,487,654 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 245,136 Value ($000) $36,562,034 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 256,164 Value ($000) $32,404,746 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 259,088 Value ($000) $30,064,571 Avg Close $113.38 Range $77.78 - $132.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	116	$23,981	$186.69	$173.30 - $200.95
Q3 2021	146	$28,027	$192.08	$172.62 - $206.58
Q2 2021	253	$55,060	$211.85	$188.71 - $226.53
Q1 2021	204,895	$47,509,003	$189.09	$163.90 - $217.37
Q4 2020	233,423	$42,487,654	$153.98	$129.92 - $167.14
Q3 2020	245,136	$36,562,034	$126.81	$112.24 - $141.22
Q2 2020	256,164	$32,404,746	$106.19	$89.90 - $125.54
Q1 2020	259,088	$30,064,571	$113.38	$77.78 - $132.89