CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

LEVIN CAPITAL STRATEGIES, L.P.'s Holding History (CIK: 0001354821)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 75,245 Value ($000) $43,106 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 75,866 Value ($000) $36,199 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 76,059 Value ($000) $29,527 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 79,310 Value ($000) $26,156 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 81,737 Value ($000) $29,651 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 86,394 Value ($000) $33,790 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 86,654 Value ($000) $28,864 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 90,348 Value ($000) $33,106 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 108,069 Value ($000) $31,953 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 105,584 Value ($000) $28,824 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 113,045 Value ($000) $27,815 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 115,737 Value ($000) $26,485 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 93,405 Value ($000) $22,376 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 92,444 Value ($000) $15,168 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 86,499 Value ($000) $15,463 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 87,259 Value ($000) $19,443 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 87,259 Value ($000) $18,040 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 88,882 Value ($000) $17,063 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 94,200 Value ($000) $20,500 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 89,829 Value ($000) $20,829 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 95,181 Value ($000) $17,325 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 102,740 Value ($000) $15,324 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 108,857 Value ($000) $13,770 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 138,863 Value ($000) $16,114 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 104,336 Value ($000) $15,408 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 104,586 Value ($000) $13,210 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 98,778 Value ($000) $13,462 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 84,660 Value ($000) $11,471 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 93,385 Value ($000) $11,866 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 82,495 Value ($000) $12,580 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 80,135 Value ($000) $10,872 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 93,167 Value ($000) $13,731 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 92,110 Value ($000) $14,515 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 93,935 Value ($000) $11,715 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 90,570 Value ($000) $9,733 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 90,795 Value ($000) $8,422 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 90,145 Value ($000) $8,360 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 158,580 Value ($000) $14,077 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 40,775 Value ($000) $3,091 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 45,239 Value ($000) $3,462 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 45,304 Value ($000) $3,079 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 48,099 Value ($000) $3,144 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 46,184 Value ($000) $3,917 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 46,279 Value ($000) $3,704 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 46,679 Value ($000) $4,273 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 46,224 Value ($000) $4,578 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 49,224 Value ($000) $5,349 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 46,324 Value ($000) $4,604 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 49,684 Value ($000) $4,512 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 49,684 Value ($000) $4,143 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 46,164 Value ($000) $3,808 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	75,245	$43,106	$555.50	$469.79 - $627.50
Q3 2025	75,866	$36,199	$425.39	$381.75 - $483.95
Q2 2025	76,059	$29,527	$330.84	$264.29 - $386.62
Q1 2025	79,310	$26,156	$351.95	$315.09 - $404.98
Q4 2024	81,737	$29,651	$381.74	$351.93 - $412.27
Q3 2024	86,394	$33,790	$338.69	$301.40 - $389.91
Q2 2024	86,654	$28,864	$338.69	$308.78 - $372.10
Q1 2024	90,348	$33,106	$311.07	$268.51 - $357.70
Q4 2023	108,069	$31,953	$251.22	$216.95 - $290.10
Q3 2023	105,584	$28,824	$261.47	$229.25 - $283.47
Q2 2023	113,045	$27,815	$213.76	$195.84 - $240.81
Q1 2023	115,737	$26,485	$230.59	$201.84 - $253.98
Q4 2022	93,405	$22,376	$206.59	$156.72 - $232.83
Q3 2022	92,444	$15,168	$172.21	$151.58 - $189.11
Q2 2022	86,499	$15,463	$197.29	$164.98 - $221.91
Q1 2022	87,259	$19,443	$195.46	$167.60 - $214.37
Q4 2021	87,259	$18,040	$186.69	$173.30 - $200.95
Q3 2021	88,882	$17,063	$192.08	$172.62 - $206.58
Q2 2021	94,200	$20,500	$211.85	$188.71 - $226.53
Q1 2021	89,829	$20,829	$189.09	$163.90 - $217.37
Q4 2020	95,181	$17,325	$153.98	$129.92 - $167.14
Q3 2020	102,740	$15,324	$126.81	$112.24 - $141.22
Q2 2020	108,857	$13,770	$106.19	$89.90 - $125.54
Q1 2020	138,863	$16,114	$113.38	$77.78 - $132.89
Q4 2019	104,336	$15,408	$123.01	$102.69 - $131.46
Q3 2019	104,586	$13,210	$111.09	$97.87 - $122.22
Q2 2019	98,778	$13,462	$114.70	$103.20 - $125.83
Q1 2019	84,660	$11,471	$114.61	$103.38 - $123.15
Q4 2018	93,385	$11,866	$111.50	$96.19 - $135.93
Q3 2018	82,495	$12,580	$120.51	$110.40 - $134.53
Q2 2018	80,135	$10,872	$126.53	$112.48 - $137.00
Q1 2018	93,167	$13,731	$133.07	$120.49 - $146.01
Q4 2017	92,110	$14,515	$116.31	$103.45 - $133.20
Q3 2017	93,935	$11,715	$96.02	$87.71 - $104.79
Q2 2017	90,570	$9,733	$84.05	$74.79 - $89.64
Q1 2017	90,795	$8,422	$77.69	$74.24 - $81.74
Q4 2016	90,145	$8,360	$73.74	$65.47 - $79.39
Q3 2016	158,580	$14,077	$66.01	$58.78 - $71.89
Q2 2016	40,775	$3,091	$59.82	$55.25 - $64.10
Q1 2016	45,239	$3,462	$53.06	$44.66 - $61.22
Q4 2015	45,304	$3,079	$54.58	$48.84 - $59.43
Q3 2015	48,099	$3,144	$59.11	$48.76 - $65.71
Q2 2015	46,184	$3,917	$65.86	$60.39 - $68.73
Q1 2015	46,279	$3,704	$63.13	$59.48 - $69.69
Q4 2014	46,679	$4,273	$73.34	$66.42 - $80.82
Q3 2014	46,224	$4,578	$79.29	$73.57 - $83.32
Q2 2014	49,224	$5,349	$78.02	$73.19 - $81.73
Q1 2014	46,324	$4,604	$69.69	$63.53 - $74.44
Q4 2013	49,684	$4,512	$62.67	$60.17 - $67.37
Q3 2013	49,684	$4,143	$61.64	$58.99 - $64.50
Q2 2013	46,164	$3,808	$61.55	$57.61 - $65.73