CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Phocas Financial Corp.'s Holding History (CIK: 0001356783)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023

Shares 995 Value ($000) $228 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 645 Value ($000) $155 Avg Close $206.59 Range $156.72 - $232.83

Q3 2013

Shares 3,470 Value ($000) $289 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 3,470 Value ($000) $286 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2023	995	$228	$230.59	$201.84 - $253.98
Q4 2022	645	$155	$206.59	$156.72 - $232.83
Q3 2013	3,470	$289	$61.64	$58.99 - $64.50
Q2 2013	3,470	$286	$61.55	$57.61 - $65.73