CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 339,922 Value ($000) $61,873 Avg Close $153.98 Range $129.92 - $167.14
Q3 2020
Shares 342,420 Value ($000) $51,072 Avg Close $126.81 Range $112.24 - $141.22
Q2 2020
Shares 343,884 Value ($000) $43,501 Avg Close $106.19 Range $89.90 - $125.54
Q1 2020
Shares 367,035 Value ($000) $42,591 Avg Close $113.38 Range $77.78 - $132.89
Q4 2019
Shares 376,585 Value ($000) $55,614 Avg Close $123.01 Range $102.69 - $131.46
Q3 2019
Shares 357,548 Value ($000) $45,162 Avg Close $111.09 Range $97.87 - $122.22
Q2 2019
Shares 383,688 Value ($000) $52,293 Avg Close $114.70 Range $103.20 - $125.83
Q1 2019
Shares 389,839 Value ($000) $52,820 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 361,678 Value ($000) $45,958 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 332,239 Value ($000) $50,663 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 325,767 Value ($000) $44,197 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 309,864 Value ($000) $45,667 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 299,906 Value ($000) $47,259 Avg Close $116.31 Range $103.45 - $133.20
Q3 2017
Shares 290,741 Value ($000) $36,259 Avg Close $96.02 Range $87.71 - $104.79
Q2 2017
Shares 274,460 Value ($000) $29,494 Avg Close $84.05 Range $74.79 - $89.64
Q1 2017
Shares 248,919 Value ($000) $23,090 Avg Close $77.69 Range $74.24 - $81.74
Q4 2016
Shares 247,800 Value ($000) $22,981 Avg Close $73.74 Range $65.47 - $79.39
Q3 2016
Shares 271,184 Value ($000) $24,072 Avg Close $66.01 Range $58.78 - $71.89
Q2 2016
Shares 246,417 Value ($000) $18,681 Avg Close $59.82 Range $55.25 - $64.10
Q1 2016
Shares 229,154 Value ($000) $17,540 Avg Close $53.06 Range $44.66 - $61.22
Q4 2015
Shares 173,612 Value ($000) $11,799 Avg Close $54.58 Range $48.84 - $59.43
Q3 2015
Shares 164,143 Value ($000) $10,728 Avg Close $59.11 Range $48.76 - $65.71
Q2 2015
Shares 181,874 Value ($000) $15,427 Avg Close $65.86 Range $60.39 - $68.73
Q1 2015
Shares 146,593 Value ($000) $11,732 Avg Close $63.13 Range $59.48 - $69.69
Q4 2014
Shares 158,026 Value ($000) $14,464 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 172,675 Value ($000) $17,100 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 163,940 Value ($000) $17,815 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 157,331 Value ($000) $15,634 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 143,385 Value ($000) $13,021 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 130,462 Value ($000) $10,881 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 101,654 Value ($000) $8,385 Avg Close $61.55 Range $57.61 - $65.73