CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 322,922 Value ($000) $185,015 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 307,029 Value ($000) $146,499 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 295,642 Value ($000) $114,766 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 240,807 Value ($000) $79,418 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 231,214 Value ($000) $83,875 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 224,953 Value ($000) $87,983 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 215,707 Value ($000) $71,850 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 207,993 Value ($000) $76,215 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 209,190 Value ($000) $61,852 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 195,473 Value ($000) $53,364 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 193,823 Value ($000) $47,690 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 188,073 Value ($000) $43 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 188,763 Value ($000) $45 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 150,864 Value ($000) $24,754 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 134,949 Value ($000) $24,123 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 102,573 Value ($000) $22,856 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 49,151 Value ($000) $10,161 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 43,403 Value ($000) $8,332 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 37,335 Value ($000) $8,125 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 33,362 Value ($000) $7,736 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 31,984 Value ($000) $5,822 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 29,375 Value ($000) $4,381 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 30,451 Value ($000) $3,852 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 33,753 Value ($000) $3,910 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 32,466 Value ($000) $4,795 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 32,552 Value ($000) $4,112 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 34,434 Value ($000) $4,693 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 35,006 Value ($000) $4,743 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 27,163 Value ($000) $3,452 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 26,213 Value ($000) $3,997 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 27,061 Value ($000) $3,671 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 15,848 Value ($000) $2,335 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 14,366 Value ($000) $2,264 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 7,520 Value ($000) $937 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 7,273 Value ($000) $781 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 8,032 Value ($000) $745 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 14,361 Value ($000) $1,331 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 16,735 Value ($000) $1,485 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 14,511 Value ($000) $1,100 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 18,188 Value ($000) $1,393 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 11,188 Value ($000) $761 Avg Close $54.58 Range $48.84 - $59.43

Q3 2015

Shares 13,491 Value ($000) $882 Avg Close $59.11 Range $48.76 - $65.71

Q2 2015

Shares 13,322 Value ($000) $1,130 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 11,583 Value ($000) $927 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 26,491 Value ($000) $2,424 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 20,694 Value ($000) $2,050 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 28,714 Value ($000) $3,120 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 30,312 Value ($000) $3,012 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 46,001 Value ($000) $4,177 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 48,959 Value ($000) $4,083 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 51,065 Value ($000) $4,212 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	322,922	$185,015	$555.50	$469.79 - $627.50
Q3 2025	307,029	$146,499	$425.39	$381.75 - $483.95
Q2 2025	295,642	$114,766	$330.84	$264.29 - $386.62
Q1 2025	240,807	$79,418	$351.95	$315.09 - $404.98
Q4 2024	231,214	$83,875	$381.74	$351.93 - $412.27
Q3 2024	224,953	$87,983	$338.69	$301.40 - $389.91
Q2 2024	215,707	$71,850	$338.69	$308.78 - $372.10
Q1 2024	207,993	$76,215	$311.07	$268.51 - $357.70
Q4 2023	209,190	$61,852	$251.22	$216.95 - $290.10
Q3 2023	195,473	$53,364	$261.47	$229.25 - $283.47
Q2 2023	193,823	$47,690	$213.76	$195.84 - $240.81
Q1 2023	188,073	$43	$230.59	$201.84 - $253.98
Q4 2022	188,763	$45	$206.59	$156.72 - $232.83
Q3 2022	150,864	$24,754	$172.21	$151.58 - $189.11
Q2 2022	134,949	$24,123	$197.29	$164.98 - $221.91
Q1 2022	102,573	$22,856	$195.46	$167.60 - $214.37
Q4 2021	49,151	$10,161	$186.69	$173.30 - $200.95
Q3 2021	43,403	$8,332	$192.08	$172.62 - $206.58
Q2 2021	37,335	$8,125	$211.85	$188.71 - $226.53
Q1 2021	33,362	$7,736	$189.09	$163.90 - $217.37
Q4 2020	31,984	$5,822	$153.98	$129.92 - $167.14
Q3 2020	29,375	$4,381	$126.81	$112.24 - $141.22
Q2 2020	30,451	$3,852	$106.19	$89.90 - $125.54
Q1 2020	33,753	$3,910	$113.38	$77.78 - $132.89
Q4 2019	32,466	$4,795	$123.01	$102.69 - $131.46
Q3 2019	32,552	$4,112	$111.09	$97.87 - $122.22
Q2 2019	34,434	$4,693	$114.70	$103.20 - $125.83
Q1 2019	35,006	$4,743	$114.61	$103.38 - $123.15
Q4 2018	27,163	$3,452	$111.50	$96.19 - $135.93
Q3 2018	26,213	$3,997	$120.51	$110.40 - $134.53
Q2 2018	27,061	$3,671	$126.53	$112.48 - $137.00
Q1 2018	15,848	$2,335	$133.07	$120.49 - $146.01
Q4 2017	14,366	$2,264	$116.31	$103.45 - $133.20
Q3 2017	7,520	$937	$96.02	$87.71 - $104.79
Q2 2017	7,273	$781	$84.05	$74.79 - $89.64
Q1 2017	8,032	$745	$77.69	$74.24 - $81.74
Q4 2016	14,361	$1,331	$73.74	$65.47 - $79.39
Q3 2016	16,735	$1,485	$66.01	$58.78 - $71.89
Q2 2016	14,511	$1,100	$59.82	$55.25 - $64.10
Q1 2016	18,188	$1,393	$53.06	$44.66 - $61.22
Q4 2015	11,188	$761	$54.58	$48.84 - $59.43
Q3 2015	13,491	$882	$59.11	$48.76 - $65.71
Q2 2015	13,322	$1,130	$65.86	$60.39 - $68.73
Q1 2015	11,583	$927	$63.13	$59.48 - $69.69
Q4 2014	26,491	$2,424	$73.34	$66.42 - $80.82
Q3 2014	20,694	$2,050	$79.29	$73.57 - $83.32
Q2 2014	28,714	$3,120	$78.02	$73.19 - $81.73
Q1 2014	30,312	$3,012	$69.69	$63.53 - $74.44
Q4 2013	46,001	$4,177	$62.67	$60.17 - $67.37
Q3 2013	48,959	$4,083	$61.64	$58.99 - $64.50
Q2 2013	51,065	$4,212	$61.55	$57.61 - $65.73