CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 12,274 Value ($000) $7,031 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 12,236 Value ($000) $5,838 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 14,231 Value ($000) $5,525 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 15,142 Value ($000) $4,994 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 15,631 Value ($000) $5,670 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 15,714 Value ($000) $6,146 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 27,470 Value ($000) $9,150 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 27,496 Value ($000) $10,075 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 27,489 Value ($000) $8,128 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 27,384 Value ($000) $7,476 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 10,690 Value ($000) $2,630 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 9,563 Value ($000) $2,188 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 10,395 Value ($000) $2,490 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 10,664 Value ($000) $1,750 Avg Close $172.21 Range $151.58 - $189.11

Q1 2022

Shares 2,254 Value ($000) $502 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 3,926 Value ($000) $812 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 103,720 Value ($000) $19,911 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 101,339 Value ($000) $22,054 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 100,000 Value ($000) $23,187 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 297,257 Value ($000) $54,107 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 297,228 Value ($000) $44,331 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 395,000 Value ($000) $49,968 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 395,000 Value ($000) $45,836 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 397,647 Value ($000) $58,725 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 501,461 Value ($000) $63,340 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 501,589 Value ($000) $68,362 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 501,741 Value ($000) $67,981 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 502,375 Value ($000) $63,837 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 502,409 Value ($000) $76,613 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 505,127 Value ($000) $68,531 Avg Close $126.53 Range $112.48 - $137.00

Q3 2017

Shares 387,934 Value ($000) $48,379 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 444,422 Value ($000) $47,758 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 510,287 Value ($000) $47,334 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 395,992 Value ($000) $36,724 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 382,298 Value ($000) $33,937 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 345,841 Value ($000) $26,218 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 300,043 Value ($000) $22,965 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 298,244 Value ($000) $20,269 Avg Close $54.58 Range $48.84 - $59.43

Q4 2013

Shares 5,620 Value ($000) $528 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 2,890 Value ($000) $241 Avg Close $61.64 Range $58.99 - $64.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	12,274	$7,031	$555.50	$469.79 - $627.50
Q3 2025	12,236	$5,838	$425.39	$381.75 - $483.95
Q2 2025	14,231	$5,525	$330.84	$264.29 - $386.62
Q1 2025	15,142	$4,994	$351.95	$315.09 - $404.98
Q4 2024	15,631	$5,670	$381.74	$351.93 - $412.27
Q3 2024	15,714	$6,146	$338.69	$301.40 - $389.91
Q2 2024	27,470	$9,150	$338.69	$308.78 - $372.10
Q1 2024	27,496	$10,075	$311.07	$268.51 - $357.70
Q4 2023	27,489	$8,128	$251.22	$216.95 - $290.10
Q3 2023	27,384	$7,476	$261.47	$229.25 - $283.47
Q2 2023	10,690	$2,630	$213.76	$195.84 - $240.81
Q1 2023	9,563	$2,188	$230.59	$201.84 - $253.98
Q4 2022	10,395	$2,490	$206.59	$156.72 - $232.83
Q3 2022	10,664	$1,750	$172.21	$151.58 - $189.11
Q1 2022	2,254	$502	$195.46	$167.60 - $214.37
Q4 2021	3,926	$812	$186.69	$173.30 - $200.95
Q3 2021	103,720	$19,911	$192.08	$172.62 - $206.58
Q2 2021	101,339	$22,054	$211.85	$188.71 - $226.53
Q1 2021	100,000	$23,187	$189.09	$163.90 - $217.37
Q4 2020	297,257	$54,107	$153.98	$129.92 - $167.14
Q3 2020	297,228	$44,331	$126.81	$112.24 - $141.22
Q2 2020	395,000	$49,968	$106.19	$89.90 - $125.54
Q1 2020	395,000	$45,836	$113.38	$77.78 - $132.89
Q4 2019	397,647	$58,725	$123.01	$102.69 - $131.46
Q3 2019	501,461	$63,340	$111.09	$97.87 - $122.22
Q2 2019	501,589	$68,362	$114.70	$103.20 - $125.83
Q1 2019	501,741	$67,981	$114.61	$103.38 - $123.15
Q4 2018	502,375	$63,837	$111.50	$96.19 - $135.93
Q3 2018	502,409	$76,613	$120.51	$110.40 - $134.53
Q2 2018	505,127	$68,531	$126.53	$112.48 - $137.00
Q3 2017	387,934	$48,379	$96.02	$87.71 - $104.79
Q2 2017	444,422	$47,758	$84.05	$74.79 - $89.64
Q1 2017	510,287	$47,334	$77.69	$74.24 - $81.74
Q4 2016	395,992	$36,724	$73.74	$65.47 - $79.39
Q3 2016	382,298	$33,937	$66.01	$58.78 - $71.89
Q2 2016	345,841	$26,218	$59.82	$55.25 - $64.10
Q1 2016	300,043	$22,965	$53.06	$44.66 - $61.22
Q4 2015	298,244	$20,269	$54.58	$48.84 - $59.43
Q4 2013	5,620	$528	$62.67	$60.17 - $67.37
Q3 2013	2,890	$241	$61.64	$58.99 - $64.50