CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

EMORY UNIVERSITY's Holding History (CIK: 0001377635)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 40 Value ($000) $3 Avg Close $62.67 Range $60.17 - $67.37
Q3 2013
Shares 40 Value ($000) $3 Avg Close $61.64 Range $58.99 - $64.50
Q2 2013
Shares 40 Value ($000) $3 Avg Close $61.55 Range $57.61 - $65.73
Q1 2013
Shares 40 Value ($000) $3 Avg Close $67.15 Range $61.79 - $71.80
Q1 2012
Shares 50 Value ($000) $5 Avg Close — Range —
Q4 2011
Shares 110 Value ($000) $10 Avg Close — Range —
Q3 2011
Shares 7,620 Value ($000) $563 Avg Close — Range —
Q2 2011
Shares 7,620 Value ($000) $812 Avg Close — Range —