CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Dorsey & Whitney Trust CO LLC's Holding History (CIK: 0001384042)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 7,273 Value ($000) $4,166 Avg Close $555.50 Range $469.79 - $627.50

Q3 2025

Shares 7,206 Value ($000) $3,438 Avg Close $425.39 Range $381.75 - $483.95

Q2 2025

Shares 7,124 Value ($000) $2,766 Avg Close $330.84 Range $264.29 - $386.62

Q1 2025

Shares 7,539 Value ($000) $2,486 Avg Close $351.95 Range $315.09 - $404.98

Q4 2024

Shares 7,453 Value ($000) $2,704 Avg Close $381.74 Range $351.93 - $412.27

Q3 2024

Shares 7,587 Value ($000) $2,967 Avg Close $338.69 Range $301.40 - $389.91

Q2 2024

Shares 7,040 Value ($000) $2,345 Avg Close $338.69 Range $308.78 - $372.10

Q1 2024

Shares 7,296 Value ($000) $2,673 Avg Close $311.07 Range $268.51 - $357.70

Q4 2023

Shares 7,709 Value ($000) $2,279 Avg Close $251.22 Range $216.95 - $290.10

Q3 2023

Shares 7,578 Value ($000) $2,069 Avg Close $261.47 Range $229.25 - $283.47

Q2 2023

Shares 7,727 Value ($000) $1,901 Avg Close $213.76 Range $195.84 - $240.81

Q1 2023

Shares 7,496 Value ($000) $1,715 Avg Close $230.59 Range $201.84 - $253.98

Q4 2022

Shares 7,911 Value ($000) $1,894 Avg Close $206.59 Range $156.72 - $232.83

Q3 2022

Shares 8,344 Value ($000) $1,370 Avg Close $172.21 Range $151.58 - $189.11

Q2 2022

Shares 8,494 Value ($000) $1,520 Avg Close $197.29 Range $164.98 - $221.91

Q1 2022

Shares 8,335 Value ($000) $1,858 Avg Close $195.46 Range $167.60 - $214.37

Q4 2021

Shares 8,223 Value ($000) $1,701 Avg Close $186.69 Range $173.30 - $200.95

Q3 2021

Shares 9,196 Value ($000) $1,764 Avg Close $192.08 Range $172.62 - $206.58

Q2 2021

Shares 9,329 Value ($000) $2,030 Avg Close $211.85 Range $188.71 - $226.53

Q1 2021

Shares 9,751 Value ($000) $2,262 Avg Close $189.09 Range $163.90 - $217.37

Q4 2020

Shares 9,515 Value ($000) $1,732 Avg Close $153.98 Range $129.92 - $167.14

Q3 2020

Shares 8,779 Value ($000) $1,310 Avg Close $126.81 Range $112.24 - $141.22

Q2 2020

Shares 7,221 Value ($000) $913 Avg Close $106.19 Range $89.90 - $125.54

Q1 2020

Shares 7,249 Value ($000) $841 Avg Close $113.38 Range $77.78 - $132.89

Q4 2019

Shares 7,339 Value ($000) $1,084 Avg Close $123.01 Range $102.69 - $131.46

Q3 2019

Shares 6,676 Value ($000) $844 Avg Close $111.09 Range $97.87 - $122.22

Q2 2019

Shares 6,244 Value ($000) $853 Avg Close $114.70 Range $103.20 - $125.83

Q1 2019

Shares 6,313 Value ($000) $854 Avg Close $114.61 Range $103.38 - $123.15

Q4 2018

Shares 7,174 Value ($000) $912 Avg Close $111.50 Range $96.19 - $135.93

Q3 2018

Shares 7,076 Value ($000) $1,078 Avg Close $120.51 Range $110.40 - $134.53

Q2 2018

Shares 6,446 Value ($000) $874 Avg Close $126.53 Range $112.48 - $137.00

Q1 2018

Shares 6,083 Value ($000) $896 Avg Close $133.07 Range $120.49 - $146.01

Q4 2017

Shares 6,073 Value ($000) $957 Avg Close $116.31 Range $103.45 - $133.20

Q3 2017

Shares 6,073 Value ($000) $758 Avg Close $96.02 Range $87.71 - $104.79

Q2 2017

Shares 6,078 Value ($000) $654 Avg Close $84.05 Range $74.79 - $89.64

Q1 2017

Shares 5,208 Value ($000) $483 Avg Close $77.69 Range $74.24 - $81.74

Q4 2016

Shares 4,808 Value ($000) $446 Avg Close $73.74 Range $65.47 - $79.39

Q3 2016

Shares 4,985 Value ($000) $443 Avg Close $66.01 Range $58.78 - $71.89

Q2 2016

Shares 4,239 Value ($000) $321 Avg Close $59.82 Range $55.25 - $64.10

Q1 2016

Shares 3,531 Value ($000) $270 Avg Close $53.06 Range $44.66 - $61.22

Q4 2015

Shares 3,647 Value ($000) $249 Avg Close $54.58 Range $48.84 - $59.43

Q2 2015

Shares 3,078 Value ($000) $261 Avg Close $65.86 Range $60.39 - $68.73

Q1 2015

Shares 3,055 Value ($000) $245 Avg Close $63.13 Range $59.48 - $69.69

Q4 2014

Shares 3,124 Value ($000) $286 Avg Close $73.34 Range $66.42 - $80.82

Q3 2014

Shares 3,746 Value ($000) $372 Avg Close $79.29 Range $73.57 - $83.32

Q2 2014

Shares 3,746 Value ($000) $407 Avg Close $78.02 Range $73.19 - $81.73

Q1 2014

Shares 3,846 Value ($000) $382 Avg Close $69.69 Range $63.53 - $74.44

Q4 2013

Shares 3,724 Value ($000) $337 Avg Close $62.67 Range $60.17 - $67.37

Q3 2013

Shares 3,724 Value ($000) $311 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 3,070 Value ($000) $254 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	7,273	$4,166	$555.50	$469.79 - $627.50
Q3 2025	7,206	$3,438	$425.39	$381.75 - $483.95
Q2 2025	7,124	$2,766	$330.84	$264.29 - $386.62
Q1 2025	7,539	$2,486	$351.95	$315.09 - $404.98
Q4 2024	7,453	$2,704	$381.74	$351.93 - $412.27
Q3 2024	7,587	$2,967	$338.69	$301.40 - $389.91
Q2 2024	7,040	$2,345	$338.69	$308.78 - $372.10
Q1 2024	7,296	$2,673	$311.07	$268.51 - $357.70
Q4 2023	7,709	$2,279	$251.22	$216.95 - $290.10
Q3 2023	7,578	$2,069	$261.47	$229.25 - $283.47
Q2 2023	7,727	$1,901	$213.76	$195.84 - $240.81
Q1 2023	7,496	$1,715	$230.59	$201.84 - $253.98
Q4 2022	7,911	$1,894	$206.59	$156.72 - $232.83
Q3 2022	8,344	$1,370	$172.21	$151.58 - $189.11
Q2 2022	8,494	$1,520	$197.29	$164.98 - $221.91
Q1 2022	8,335	$1,858	$195.46	$167.60 - $214.37
Q4 2021	8,223	$1,701	$186.69	$173.30 - $200.95
Q3 2021	9,196	$1,764	$192.08	$172.62 - $206.58
Q2 2021	9,329	$2,030	$211.85	$188.71 - $226.53
Q1 2021	9,751	$2,262	$189.09	$163.90 - $217.37
Q4 2020	9,515	$1,732	$153.98	$129.92 - $167.14
Q3 2020	8,779	$1,310	$126.81	$112.24 - $141.22
Q2 2020	7,221	$913	$106.19	$89.90 - $125.54
Q1 2020	7,249	$841	$113.38	$77.78 - $132.89
Q4 2019	7,339	$1,084	$123.01	$102.69 - $131.46
Q3 2019	6,676	$844	$111.09	$97.87 - $122.22
Q2 2019	6,244	$853	$114.70	$103.20 - $125.83
Q1 2019	6,313	$854	$114.61	$103.38 - $123.15
Q4 2018	7,174	$912	$111.50	$96.19 - $135.93
Q3 2018	7,076	$1,078	$120.51	$110.40 - $134.53
Q2 2018	6,446	$874	$126.53	$112.48 - $137.00
Q1 2018	6,083	$896	$133.07	$120.49 - $146.01
Q4 2017	6,073	$957	$116.31	$103.45 - $133.20
Q3 2017	6,073	$758	$96.02	$87.71 - $104.79
Q2 2017	6,078	$654	$84.05	$74.79 - $89.64
Q1 2017	5,208	$483	$77.69	$74.24 - $81.74
Q4 2016	4,808	$446	$73.74	$65.47 - $79.39
Q3 2016	4,985	$443	$66.01	$58.78 - $71.89
Q2 2016	4,239	$321	$59.82	$55.25 - $64.10
Q1 2016	3,531	$270	$53.06	$44.66 - $61.22
Q4 2015	3,647	$249	$54.58	$48.84 - $59.43
Q2 2015	3,078	$261	$65.86	$60.39 - $68.73
Q1 2015	3,055	$245	$63.13	$59.48 - $69.69
Q4 2014	3,124	$286	$73.34	$66.42 - $80.82
Q3 2014	3,746	$372	$79.29	$73.57 - $83.32
Q2 2014	3,746	$407	$78.02	$73.19 - $81.73
Q1 2014	3,846	$382	$69.69	$63.53 - $74.44
Q4 2013	3,724	$337	$62.67	$60.17 - $67.37
Q3 2013	3,724	$311	$61.64	$58.99 - $64.50
Q2 2013	3,070	$254	$61.55	$57.61 - $65.73