CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

Ionic Capital Management LLC's Holding History (CIK: 0001386462)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 6,400 Value ($000) $1,050 Avg Close $172.21 Range $151.58 - $189.11

Q3 2013

Shares 34,913 Value ($000) $2,912 Avg Close $61.64 Range $58.99 - $64.50

Q2 2013

Shares 72,415 Value ($000) $5,974 Avg Close $61.55 Range $57.61 - $65.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	6,400	$1,050	$172.21	$151.58 - $189.11
Q3 2013	34,913	$2,912	$61.64	$58.99 - $64.50
Q2 2013	72,415	$5,974	$61.55	$57.61 - $65.73