CATERPILLAR INC

Ticker: CAT CUSIP: 149123101 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 848 Value ($000) $486 Avg Close $555.50 Range $469.79 - $627.50
Q4 2024
Shares 650 Value ($000) $236 Avg Close $381.74 Range $351.93 - $412.27
Q2 2024
Shares 1,288 Value ($000) $429 Avg Close $338.69 Range $308.78 - $372.10
Q1 2024
Shares 575 Value ($000) $211 Avg Close $311.07 Range $268.51 - $357.70
Q3 2023
Shares 1,314 Value ($000) $359 Avg Close $261.47 Range $229.25 - $283.47
Q2 2023
Shares 1,031 Value ($000) $254 Avg Close $213.76 Range $195.84 - $240.81
Q1 2023
Shares 25,992 Value ($000) $5,948 Avg Close $230.59 Range $201.84 - $253.98
Q4 2022
Shares 2,504 Value ($000) $600 Avg Close $206.59 Range $156.72 - $232.83
Q4 2021
Shares 1,297 Value ($000) $268 Avg Close $186.69 Range $173.30 - $200.95
Q3 2021
Shares 3,037 Value ($000) $583 Avg Close $192.08 Range $172.62 - $206.58
Q2 2021
Shares 14,809 Value ($000) $3,223 Avg Close $211.85 Range $188.71 - $226.53
Q3 2020
Shares 3,363 Value ($000) $502 Avg Close $126.81 Range $112.24 - $141.22
Q1 2019
Shares 6,404 Value ($000) $868 Avg Close $114.61 Range $103.38 - $123.15
Q4 2018
Shares 6,320 Value ($000) $803 Avg Close $111.50 Range $96.19 - $135.93
Q3 2018
Shares 4,287 Value ($000) $654 Avg Close $120.51 Range $110.40 - $134.53
Q2 2018
Shares 8,970 Value ($000) $1,217 Avg Close $126.53 Range $112.48 - $137.00
Q1 2018
Shares 6,209 Value ($000) $915 Avg Close $133.07 Range $120.49 - $146.01
Q4 2017
Shares 4,250 Value ($000) $670 Avg Close $116.31 Range $103.45 - $133.20
Q3 2015
Shares 2,079 Value ($000) $136 Avg Close $59.11 Range $48.76 - $65.71
Q4 2014
Shares 2,200 Value ($000) $201 Avg Close $73.34 Range $66.42 - $80.82
Q3 2014
Shares 2,200 Value ($000) $218 Avg Close $79.29 Range $73.57 - $83.32
Q2 2014
Shares 6,544 Value ($000) $711 Avg Close $78.02 Range $73.19 - $81.73
Q1 2014
Shares 4,555 Value ($000) $453 Avg Close $69.69 Range $63.53 - $74.44
Q4 2013
Shares 5,271 Value ($000) $479 Avg Close $62.67 Range $60.17 - $67.37
Q2 2013
Shares 6,400 Value ($000) $528 Avg Close $61.55 Range $57.61 - $65.73
Q1 2013
Shares 5,800 Value ($000) $504 Avg Close $67.15 Range $61.79 - $71.80